- Initial Statement of Beneficial Ownership (3)
12 Novembro 2009 - 7:59PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Lane Shawn Kent
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2. Date of Event Requiring Statement (MM/DD/YYYY)
9/1/2009
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3. Issuer Name
and
Ticker or Trading Symbol
NEW WORLD BRANDS INC [NWBD.OB]
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(Last)
(First)
(Middle)
4403 SHADYWOOD
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Chief Operating Officer /
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(Street)
MCKINNEY, TX 75070
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, Par Value 0.01 per share
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19418292
(1)
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D
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Common Stock, Par Value 0.01 per share
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19418292
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I
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See footnote
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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38,836,584 shares of New World Brands, Inc. common stock were issued to Aeropointe Partners, Inc. As 50% owner of Aeropointe Partners, Inc., Shawn K. Lane is the direct beneficial owner of 19,418,292 shares of NWB common stock.
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(
2)
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R. Steven Bell is the other 50% owner of Aeropointe Partners, Inc. As R. Steven Bell is Shawn K. Lane's father-in-law, Shawn K. Lane is deemed an indirect beneficial owner of 19,418,292 shares of New World Brands, Inc. common stock. All together, Shawn K. Lane may be deemed to beneficially own 38,836,584 shares of NWB common stock.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Lane Shawn Kent
4403 SHADYWOOD
MCKINNEY, TX 75070
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Chief Operating Officer
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Signatures
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/Shawn K. Lane
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11/12/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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