As filed with the Securities and Exchange Commission on September 16, 2013

 

1933 Act Registration No. 333-174926

1940 Act Registration No. 811-22549

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

 



REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

x

Pre-Effective Amendment No.    

 

Post-Effective Amendment No. 114

x

 

 

and/or

 

 

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

x

Amendment No. 116

x

 

(Check appropriate box or boxes.)

 

Northern Lights Fund Trust II

(Exact Name of Registrant as Specified in Charter)


17605 Wright Street

Omaha, NE 68130

 (Address of Principal Executive Offices)(Zip Code)


(402) 895-1600

 (Registrant's Telephone Number, Including Area Code)


The Corporation Trust Company

Corporate Trust Center

1209 Orange Street

Wilmington, DE 19801

(Name and Address of Agent for Service)


With a copy to :



 

 

David J. Baum, Esq.

Alston & Bird, LLP

950 F Street NW

Washington, D.C. 20004

(202) 239-3346

James P. Ash, Esq.

Senior Vice President

Gemini Fund Services, LLC

80 Arkay Drive

Hauppauge, New York 11788

(631) 470-2616


 


It is proposed that this filing will become effective (check appropriate box):

 




 

 

immediately upon filing pursuant to paragraph (b)

(x)

 

on September 19, 2013, pursuant to paragraph (b)

 

 

 






 

 

60 days after filing pursuant to paragraph (a) (1)

 

 

on (date), pursuant to paragraph (a) (1)

 

 

75 days after filing pursuant to paragraph (a) (2)

 

 

on (date) pursuant to paragraph (a) (2)

 

If appropriate, check the following box:

 




(x)

 

This post-effective amendment designates a new effective date for a previously filed post-effective amendment.




Explanatory Note


The sole purpose of this filing is to delay the effectiveness of the Trust ’ s Post-Effective Amendment No. 107 to its Registration Statement until September 19, 2013.  Post-Effective Amendment No. 107 to the Trust ’ s Registration Statement relates to the Innealta Risk Based Opportunity Moderate Fund.


Parts A, B and C of Registrant ’ s Post-Effective Amendment No. 107 under the Securities Act of 1933 and Amendment No. 109 under the Investment Company Act of 1940, filed on July 3, 2013, are incorporated by reference herein.







Signatures


Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement under Rule 485(b)(1)(iii) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 114 to its Registration Statement to be signed on its behalf by the undersigned, thereunto authorized, in the City of Hauppauge, State of New York, on the 16 th day of September, 2013.

 


NORTHERN LIGHTS FUND TRUST II


By: __________________________

      Kevin Wolf*

     President and Principal Executive Officer



Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.



Signature

Title

Date



Brian Nielsen*

_________________________

Trustee & Chairman

September 16, 2013

Thomas Sarkany*

_________________________

Trustee

September 16, 2013

Anthony Lewis*

_________________________

Trustee

September 16, 2013

Keith Rhoades*

_________________________

Trustee

September 16, 2013

Randy Skalla*

_________________________

Trustee

September 16, 2013

Kevin Wolf*

_________________________

President and Principal Executive Officer

September 16, 2013

Erik Naviloff*

_________________________

Treasurer and Principal Accounting Officer

September 16, 2013



*By:  /s/____ James Ash ___________________

James Ash

*Attorney-in-Fact – pursuant to powers of attorney incorporated by reference to Post-Effective Amendment No. 2 (filed August 3, 2011) and Post-Effective Amendment No. 14 (filed November 2, 2011) and Post-Effective Amendment No. 92 (filed January 30, 2013) each to Registrant ’ s Registration Statement on Form N-1A.






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