First Trust Announces Completion of First Trust RiverFront Dynamic Asia Pacific ETF’s Reorganization into First Trust RiverFront Dynamic Developed International ETF
30 Agosto 2021 - 10:17AM
Business Wire
First Trust Advisors L.P. (“FTA”) announced today that the
reorganization of First Trust RiverFront Dynamic Asia Pacific ETF
(Nasdaq: RFAP), an actively managed exchange-traded fund (“ETF”),
managed by FTA and sub-advised by RiverFront Investment Group LLC
(“RiverFront”), into First Trust RiverFront Dynamic Developed
International ETF (Nasdaq: RFDI), another actively managed ETF
managed by FTA and sub-advised by RiverFront, was completed prior
to the open of the Nasdaq on August 30, 2021.
As previously announced, the reorganization was approved by the
Board of Trustees of RFAP and RFDI on January 15, 2021.
In the reorganization, the assets of RFAP were transferred to,
and the liabilities of RFAP were assumed by, RFDI. The shareholders
of RFAP received shares of RFDI with a value equal to the aggregate
net asset value of the shares of RFAP held by them. The exchange of
shares took place based upon RFAP’s and RFDI’s closing net asset
values on August 27, 2021. The exchange ratio at which shares of
RFAP were exchanged for shares of RFDI is 0.782867.
RFDI is an actively managed ETF that seeks to provide capital
appreciation. Under normal market conditions, RFDI pursues this
investment objective by investing at least 80% of its net assets
(including investment borrowings) in a portfolio of equity
securities of developed market companies, including through
investments in common stock, depositary receipts and common and
preferred shares of REITs, and forward foreign currency exchange
contracts and currency spot transactions used to hedge RFDI’s
exposure to the currencies in which the equity securities of such
developed market companies are denominated. Developed market
countries currently include the countries comprising the Morgan
Stanley Capital International World Index or countries considered
to be developed by the World Bank, the International Finance
Corporation or the United Nations. Under normal market conditions,
RFDI will invest in at least three countries and at least 40% of
its net assets in countries other than the United States. The
securities in which RFDI may invest must be listed on a U.S. or
non-U.S. securities exchange. RFDI may invest in small, mid and
large capitalization companies.
FTA is a federally registered investment advisor and serves as
the investment advisor of RFAP and RFDI. FTA and its affiliate
First Trust Portfolios L.P. (“FTP”), a FINRA registered
broker-dealer, are privately-held companies that provide a variety
of investment services. FTA has collective assets under management
or supervision of approximately $207 billion as of July 31, 2021
through unit investment trusts, exchange-traded funds, closed-end
funds, mutual funds and separate managed accounts. FTA is the
supervisor of the First Trust unit investment trusts, while FTP is
the sponsor. FTP is also a distributor of mutual fund shares and
exchange-traded fund creation units. FTA and FTP are based in
Wheaton, Illinois.
RiverFront Investment Group LLC is a is a global asset manager
utilizing a dynamic investment approach with uncommon transparency
and serves as the sub-advisor of RFAP and RFDI. RiverFront is a
registered investment advisor whose employees maintain majority
ownership. The team averages 20 years in the investment industry
with an emphasis on relationships with retail clients and advisors.
RiverFront has an unwavering commitment to meet the evolving needs
of its financial advisor partners and their clients.
This press release is not intended to, and shall not, constitute
an offer to purchase or sell shares of RFDI. An investor should
carefully consider the investment objectives, risks, charges and
expenses of RFDI before investing. The prospectus for RFDI contains
this and other important information and is available free of
charge by calling First Trust Portfolios L.P. at 1-800-621-1675 or
visiting www.ftportfolios.com. The prospectus should be read
carefully before investing.
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