Claymore Exchange-Traded Fund Trust - Securities Registration (section 12(b)) (8-A12B)
17 Outubro 2007 - 5:40PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Claymore Exchange-Traded Fund Trust
(Exact Name of Registrant as Specified in Its Charter)
Delaware (See Next Page)
(State of Incorporation or Organization) (I.R.S. Employer Identification No.)
2455 Corporate West Drive, Lisle, Illinois 60532
(Address of principal executive offices) (Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class Name of Each Exchange on Which
to be so Registered: Each Class is to be so Registered:
------------------- ----------------------------------
Shares of beneficial interest,
no par value American Stock Exchange, LLC
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If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), please check the following box. [X]
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), please check the following box. [ ]
Securities Act registration statement file number to which this form relates:
333-134551; 811-21906.
Securities to be registered pursuant to Section 12(g) of the Act:
NONE
Item 1. Description of Registrant's Securities to be Registered.
A description of the shares of beneficial interest, without par value, of the
following portfolio, a separate series of Claymore Exchange-Traded Fund Trust
(the "Trust") to be registered hereunder is set forth in Post-Effective
Amendment No. 35 to the Trust's Registration Statement on Form N-1A (Commission
File Nos. 333-134551; 811-21906), which description is incorporated herein by
reference as filed with the Securities and Exchange Commission.
The Trust's investment portfolio to which this filing relates and its I.R.S.
Employer Identification Number are as follows:
Claymore/Zacks Dividend Rotation ETF 26-0445625
Item 2. Exhibits
1. The Trust's Amended and Restated Declaration of Trust is included as Exhibit
(a)(2) to Pre-Effective Amendment No. 3 to the Trust's Registration Statement on
Form N-1A (File Nos. 333-134551; 811-21906), as filed with the Securities and
Exchange Commission on September 15, 2006.
2. The Trust's By-Laws are included as Exhibit (b) to Pre-Effective Amendment
No. 3 to the Trust's Registration Statement on Form N-1A (File Nos. 333-134551;
811-21906), as filed with the Securities and Exchange Commission on September
15, 2006.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act
of 1934, the registrant has duly caused this registration statement to be signed
on its behalf by the undersigned, thereto duly authorized.
CLAYMORE EXCHANGE-TRADED FUND TRUST
Date: October 17, 2007 By: /s/ Nicholas Dalmaso
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Nicholas Dalmaso
Chief Executive Officer
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