Imperial Tobacco Group Plc-Termination of a Foreign Private Issuer's Reg. of a Class of Securities under Section 12(b) (15F-12B)
12 Setembro 2008 - 9:49AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 15F
CERTIFICATION
OF A FOREIGN PRIVATE ISSUERS TERMINATION OF REGISTRATION OF A CLASS OF
SECURITIES UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR ITS TERMINATION OF THE DUTY TO FILE REPORTS UNDER SECTION 13(a) OR
SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File Number:
1-14874
IMPERIAL TOBACCO GROUP PLC
(Exact name of Registrant as specified in its charter)
PO Box
244, Upton Road,
Bristol
BS99 7UJ, UK
+44 (0)
1179636636
(Address, including zip code, and telephone number,
including area code, of registrants principal executive offices)
Ordinary
shares, par value 10 pence per share
American
Depositary Shares, each representing two (2) ordinary shares
(Title of each class of securities covered by this
Form)
None
(Titles of all other classes
of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Place an X in
the appropriate box(es) to indicate the provision(s) relied upon to
terminate the duty to file reports under the Securities Exchange Act of 1934:
Rule
12h-6(a)
x
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Rule 12h-6(d)
o
|
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(for equity
securities)
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(for successor registrants)
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Rule
12h-6(c)
o
|
Rule 12h-6(i)
o
|
|
|
(for debt
securities)
|
(for prior Form 15 filers)
|
Part I
Item 1.
Exchange Act Reporting
History
A.
Imperial Tobacco Group PLC
(the
Registrant
) first incurred the duty to
file reports under Section 13(a) or Section 15(d) of U.S.
Securities Exchange Act of 1934, as amended (the
Exchange Act
),
on September 27, 1996, the effective date of the Companys registration
statement on Form F-6 filed with the Securities and Exchange Commission.
B.
The Registrant has filed all
reports required under Section 13(a) or Section 15(d) of
the Exchange Act and corresponding Securities and Exchange Commission rules for
the 12 months preceding the filing of this Form 15F. The Registrant has
filed at least one annual report under Section 13(a).
Item 2. Recent
United States Market Activity
The Registrant last sold securities in a registered
offering (other than in offerings limited to employees of the Registrant) under
the Securities Act pursuant to the Registration Statement on Form F-1
(file no. 333-10128), which was filed in connection with the offering of US$600
million 7-1/8% Guaranteed notes due April 1, 2009, and which became
effective on March 26, 1999.
The Registrant has not offered or sold any
securities in the United States in any other registered offering (other than in
offerings limited to employees of the Registrant) over the last two years.
Item 3.
Foreign Listing and
Primary Trading Market
A.
The Registrants ordinary
shares are listed on the London Stock Exchange in the United Kingdom under the
symbol IMT, which singly constitutes the primary market for the Registrants
ordinary shares.
B.
The Registrants ordinary
shares were first listed on the London Stock Exchange on October 1, 1996.
The Registrants ordinary shares have been listed on the London Stock Exchange
for at least the 12 months preceding the filing of this form.
C.
Each American Depositary
Share represents two ordinary shares. During the 12-month period beginning September 11,
2007 and ending September 10, 2008, 96.4% of the average daily trading
volume of the Registrants ordinary shares (including ordinary shares
represented by American Depositary Shares) occurred on the London Stock
Exchange, the primary trading market listed above.
Item 4.
Comparative Trading Volume
Data
A.
The first and last days of
the 12-month period used for calculations under Rule 12h-6(a)(4)(i) (the
Measuring Period
) are September 11,
2007 and September 10, 2008 respectively.
B.
For the Measuring Period,
the average daily trading volume of the Registrants ordinary shares (including
ordinary shares represented by American Depositary Shares) was 133,862 in the
United States and 3,604,838 on a worldwide basis.
C.
For the Measuring Period,
the average daily trading volume of the Registrants ordinary shares (including
ordinary shares represented by American Depositary Shares) in the United
States, as a percentage of the average daily trading volume on a worldwide
basis, was 3.6%.
D.
The Registrants ordinary
shares and American Depositary Shares were voluntarily delisted from the New
York Stock Exchange on September 12, 2008, where the average daily trading
volume for the
Registrants ordinary shares in the United States as
a percentage of the average daily trading volume on a worldwide basis for the previous
12-month period was 3.6%.
E.
The Registrant has not
terminated its sponsored American depositary receipt facility regarding its
ordinary shares.
F.
The Registrant obtained
trading volume data for purposes of the calculations described in this Item 4
from FactSet Lion Shares.
Item 5.
Alternative Record Holder
Information
Not applicable.
Item 6.
Debt Securities
Not applicable.
Item 7.
Notice Requirement
A.
The Registrant disclosed its
intent to voluntarily terminate the registration of the securities that are the
subject of this Form in a press release dated July 24, 2008.
B.
The press release described
above was disseminated by the major newswire service the Registrant typically
uses to publish press releases and also published by various news services in
the United States. In addition, the press release was posted on the Registrants
website and was submitted to the Securities and Exchange Commission on Form 6-K
via EDGAR on July 24, 2008.
Item 8.
Prior Form 15 Filers
Not applicable.
Part II
Item 9.
Rule 12g3-2(b) Exemption
The Registrant will publish information required
under Rule 12g3-2(b)(1)(iii) on its website at
www.imperial-tobacco.com.
Part III
Item 10. Exhibits
Not applicable.
Item 11. Undertakings
The undersigned issuer hereby undertakes to withdraw
this Form 15F if, at any time before the effectiveness of its termination
of reporting under Rule 12h-6, it has actual knowledge of information that
causes it reasonably to believe that, at the time of filing the Form 15F:
(1)
The average daily trading
volume of its subject class of securities in the United States exceeded 5
percent of the average daily trading volume of that class of securities on a
worldwide basis for the same recent 12-month period that the issuer used for
purposes of Rule 12h-6(a)(4)(i);
(2)
Its subject class of
securities was held of record by 300 or more United States residents or 300 or
more persons worldwide, if proceeding under Rule 12h-6(a)(4)(ii) or Rule 12h-6(c);
or
(3)
It otherwise did not qualify
for termination of its Exchange Act reporting obligations under Rule 12h-6.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, Imperial Tobacco Group PLC has duly authorized the
undersigned person to sign on its behalf this certification on Form 15F.
In so doing, Imperial Tobacco Group PLC certifies that, as represented on this
Form, it has complied with all of the conditions set forth in Rule 12h-6
for terminating its registration under section 12(g) of the Exchange Act,
or its duty to file reports under section 13(a) or section 15(d) of
the Exchange Act, or both.
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IMPERIAL TOBACCO GROUP PLC
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By:
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/s/ Trevor Williams
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Name: Trevor Williams
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Title: Deputy Company
Secretary
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Date: September 12, 2008
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