Mothers Work Inc - Statement of Changes in Beneficial Ownership (4)
25 Setembro 2008 - 5:54PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Mill Road Capital, L.P.
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2. Issuer Name
and
Ticker or Trading Symbol
MOTHERS WORK INC
[
MWRK
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
TWO SOUND VIEW DRIVE, SUITE 300
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3. Date of Earliest Transaction
(MM/DD/YYYY)
9/23/2008
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(Street)
GREENWICH, CT 06830
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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9/23/2008
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P
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35597
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A
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$13.8849
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661336
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D
(1)
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Common Stock
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9/23/2008
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P
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2151
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A
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$13.8970
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663487
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D
(1)
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Common Stock
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9/23/2008
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P
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499
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A
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$13.7800
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663986
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D
(1)
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Common Stock
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9/24/2008
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P
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4000
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A
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$13.9000
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667986
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D
(1)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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These shares are held by Mill Road Capital, L.P. (the "Fund"). Mill Road Capital GP LLC (the "GP") is the sole general partner of the Fund, and Thomas Lynch, Charles Goldman and Scott Scharfman are the Management Committee Directors of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Mill Road Capital, L.P.
TWO SOUND VIEW DRIVE
SUITE 300
GREENWICH, CT 06830
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X
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Mill Road Capital GP LLC
TWO SOUND VIEW DRIVE
SUITE 300
GREENWICH, CT 06830
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X
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LYNCH THOMAS E
TWO SOUND VIEW DRIVE
SUITE 300
GREENWICH, CT 06830
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X
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Goldman Charles
TWO SOUND VIEW DRIVE
SUITE 300
GREENWICH, CT 06830
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X
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Scharfman Scott
TWO SOUND VIEW DRIVE
SUITE 300
GREENWICH, CT 06830
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X
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Signatures
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/s/ Thomas E. Lynch, Management Committee Director and Chairman of sole general partner on behalf of Mill Road Capital, L.P.
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9/25/2008
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**
Signature of Reporting Person
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Date
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/s/ Thomas E. Lynch, Management Committee Director and Chairman on behalf of Mill Road Capital GP LLC
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9/25/2008
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**
Signature of Reporting Person
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Date
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/s/ Thomas E. Lynch
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9/25/2008
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**
Signature of Reporting Person
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Date
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/s/ Thomas E. Lynch on behalf of Charles M. B. Goldman, by power of attorney
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9/25/2008
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**
Signature of Reporting Person
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Date
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/s/ Thomas E. Lynch on behalf of Scott P. Scharfman, by power of attorney
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9/25/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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