- Amended Statement of Changes in Beneficial Ownership (4/A)
17 Junho 2010 - 10:26PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
PLAINFIELD ASSET MANAGEMENT LLC
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2. Issuer Name
and
Ticker or Trading Symbol
RCN CORP /DE/
[
RCNI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
333 LUDLOW STREET,
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/4/2010
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(Street)
STAMFORD, CT 06902
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
6/8/2010
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK, PAR VALUE $0.01
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6/4/2010
(5)
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S
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68087
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D
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$14.5001
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4635726
(2)
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I
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By Plainfield OC Master Fund Limited
(1)
(3)
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COMMON STOCK, PAR VALUE $0.01
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6/4/2010
(5)
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S
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5036
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D
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$14.5001
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4630690
(2)
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I
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By Plainfield Liquid Strategies Master Fund Limited
(1)
(4)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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See Exhibit 99.1
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(
2)
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See Exhibit 99.1
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(
3)
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See Exhibit 99.1
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(
4)
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See Exhibit 99.1
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(
5)
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See Exhibit 99.1
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Remarks:
*** Duly authorized pursuant to Power of Attorney, dated February 1, 2007, by and on behalf of Max Holmes, appointing Thomas X. Fritsch as his attorney-in-fact, included as an Exhibit 24 to the Form 4 filed by the Reporting Persons on March 1, 2010.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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PLAINFIELD ASSET MANAGEMENT LLC
333 LUDLOW STREET
STAMFORD, CT 06902
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X
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PLAINFIELD SPECIAL SITUATIONS MASTER FUND LTD.
333 LUDLOW STREET
STAMFORD, CT 06902
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X
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Plainfield Special Situations Master Fund II Ltd
333 LUDLOW STREET
STAMFORD, CT 06902
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X
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Plainfield OC Master Fund Ltd
333 LUDLOW STREET
STAMFORD, CT 06902
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X
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Plainfield Liquid Strategies Master Fund Ltd
333 LUDLOW STREET
STAMFORD, CT 06902
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X
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HOLMES MAX
C/O PLAINFIELD ASSET MANAGEMENT LLC
333 LUDLOW STREET
STAMFORD, CT 06902
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X
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Signatures
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/s/ Thomas X. Fritsch PLAINFIELD SPECIAL SITUATIONS MASTER FUND LIMITED Authorized Individual
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6/17/2010
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**
Signature of Reporting Person
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Date
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/s/ Thomas X. Fritsch PLAINFIELD SPECIAL SITUATIONS MASTER FUND II LIMITED Authorized Individual
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6/17/2010
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**
Signature of Reporting Person
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Date
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/s/ Thomas X. Fritsch PLAINFIELD OC MASTER FUND LIMITED Authorized Individual
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6/17/2010
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**
Signature of Reporting Person
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Date
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/s/ Thomas X. Fritsch PLAINFIELD LIQUID STRATEGIES MASTER FUND LIMITED Authorized Individual
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6/17/2010
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**
Signature of Reporting Person
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Date
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/s/ Thomas X. Fritsch PLAINFIELD ASSET MANAGEMENT LLC Managing Director and General Counsel
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6/17/2010
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**
Signature of Reporting Person
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Date
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/s/ Thomas X. Fritsch MAX HOLMES Attorney-in-Fact***
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6/17/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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