- Amended Statement of Ownership (SC 13G/A)
01 Fevereiro 2011 - 7:36PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under the
Securities Exchange Act of 1934
(Amendment
No. 1)*
First Place Financial Corp.
|
(Name of
Issuer)
|
Common Stock
|
(Title of Class of
Securities)
|
33610T-10-9
|
(CUSIP
Number)
|
December 31, 2010
|
(Date of Event which Requires
Filing of This
Statement)
|
Check the
appropriate box to designate the rule pursuant to which this Schedule is
filed:
x
Rule
13d-1(b)
o
Rule
13d-1(c)
o
Rule
13d-1(d)
*The
remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The
information required on the remainder of this cover page shall not be deemed to
be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934
("Act") or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP NO.
33610T
10 9
|
Page 2 of
5 Pages
|
1
|
NAMES
OF REPORTING PERSONS
|
|
Employee
Stock Ownership Plan Trust
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS)
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
Ohio
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
|
5 SOLE
VOTING POWER
0
|
6 SHARED
VOTING POWER
852,434
|
7 SOLE
DISPOSITIVE POWER
852,434
|
8 SHARED
DISPOSITIVE POWER
0
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
852,434
|
10
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW
(9)
|
12
|
TYPE
OF REPORTING PERSON (SEE
INSTRUCTIONS)
|
CUSIP NO.
33610T
10 9
|
Page 3 of
5 Pages
|
Item
1(a):
|
|
|
First Place Financial
Corp.
|
Item
1(b):
|
Address
of Issuer's Principal Executive Offices:
|
|
185 East Market
Street
|
|
Warren, Ohio
44482
|
Item
2(a):
|
Name
of Person Filing:
|
|
First Place Bank
|
|
Employee Stock Ownership Plan
Trust
|
|
Trustee: First Bankers Trust Services,
Inc.
|
Item
2(b):
|
Address
of Principal Business Office:
|
|
2321 Kochs Lane
|
|
Quincy, Illinois
62301
|
Item
2(c):
|
Citizenship
or Place of Organization:
|
|
Ohio
|
Item
2(d):
|
Title
of Class of Securities:
|
|
Common Stock, par value $.01 per
share
|
Item
2(e):
|
CUSIP
Number:
|
|
|
|
33610T-10-9
|
Item
3:
|
If
this statement is filed pursuant to §§240.13(d)-1(b), or 240.13d-2(b) or
(c), check whether the person filing is
a:
|
|
(a)
|
o
|
Broker
or dealer registered under Section 15 of the Act (15 U.S.C.
78o);
|
|
|
|
|
|
(b)
|
o
|
Bank
as defined in Section 3(a)(6) of the Act (15 U.S.C.
78c);
|
|
|
|
|
|
(c)
|
o
|
Insurance
company as defined in Section 3(a)(19) of the Act (15 U.S.C.
78c);
|
|
|
|
|
|
(d)
|
o
|
Investment
company registered under Section 8 of the Investment Company Act of 1940
(15 U.S.C. 80a-8);
|
|
|
|
|
|
(e)
|
o
|
An
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
(f)
|
x
|
An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
|
CUSIP NO.
33610T
10 9
|
Page 4 of
5 Pages
|
|
(g)
|
o
|
A
parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
(h)
|
o
|
A
savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
|
(i)
|
o
|
A
church plan that is excluded from the definition of an investment company
under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3);
|
|
|
|
|
|
(j)
|
o
|
A
non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J)
|
|
|
|
|
|
(k)
|
o
|
Group,
in accordance with
§240.13d-1(b)(1)(ii)(K)
|
|
Provide
the following information regarding the aggregate number and percentage of
the class of securities of the issuer identified in Item
1.
|
|
(a)
|
Amount
beneficially
owned: 852,434
|
|
(b)
|
Percent
of class:
5.02%
|
|
(c)
|
Number
of shares as to which the person
has:
|
|
(i)
|
Sole
power to vote or to direct the vote
0
|
|
(ii)
|
Shared
power to vote or to direct the vote
852,434
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of
852,434
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of
0
|
Item
5:
|
Ownership
of Five Percent or Less of a Class:
|
|
If
this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following
o
.
|
Item
6:
|
Ownership
of More Than Five Percent on Behalf of Another
Person:
|
CUSIP NO.
33610T
10 9
|
Page 5 of
5 Pages
|
Item
7:
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company or Control
Person:
|
Item
8:
|
Identification
and Classification of Members of the
Group:
|
|
The
reporting person is an employee benefit plan subject to the provisions of
the Employee Retirement Income Security Act of 1974, as
amended.
|
Item
9:
|
Notice
of Dissolution of Group:
|
|
By
signing below, I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect.
|
After reasonable inquiry and to the
best of my knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
FIRST
PLACE BANK
EMPLOYEE
STOCK OWNERSHIP PLAN TRUST
By: First
Bankers Trust Services, Inc., Trustee
/s/ Linda Shultz
|
1-31-11
|
Name: Linda
Shultz
|
Date
|
Title: Trust
Officer
|
|
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