UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE
14F-1
INFORMATION STATEMENT FILED PURSUANT TO SECTION 14(f)
OF
THE SECURITIES EXCHANGE ACT OF 1934
AND RULE 14f-1 THEREUNDER
INDIGO INTERNATIONAL,
CORP.
(Exact name of registrant as specified in its
charter)
Nevada
|
68-0680858
|
(State or Jurisdiction
|
(IRS Employer
|
of Incorporation)
|
Identification No.)
|
Regus Continental Square, Rua Olimpíadas
205 - 4th Floor,
Vila Olímpia,
São Paulo, Brazil 04551-000
(Address of principal
executive offices) (Zip code)
55 11 3728 9252
(Registrants telephone number,
including area code)
NOTICE OF CHANGE IN THE MAJORITY OF THE BOARD OF DIRECTORS
****************
NO VOTE OR OTHER ACTION OF THE COMPANYS STOCKHOLDERS IS
REQUIRED IN CONNECTION WITH THIS SCHEDULE 14F. NO PROXIES ARE BEING SOLICITED
AND YOU ARE REQUESTED NOT TO SEND THE COMPANY A PROXY.
*****************
INDIGO INTERNATIONAL, CORP.
Regus Continental Square,
Rua Olimpíadas
205 - 4th Floor, Vila Olímpia,
São Paulo, Brazil
04551-000
INFORMATION STATEMENT PURSUANT TO SECTION 14(F) OF
THE
SECURITIES EXCHANGE ACT OF 1934 AND RULE 14F-1 THEREUNDER
NOTICE OF CHANGE OF COMPOSITION OF THE BOARD OF
DIRECTORS
October 31, 2011
As used in this Information Statement on Schedule 14f-1 (the
Information Statement
), the terms we, us, and our refer to Indigo
International, Corp., a Nevada corporation. All references to currency are
stated in United States dollars unless otherwise indicated.
This Information Statement is being furnished to holders of
record of the common stock of our company, in accordance with the requirements
of Section 14(f) of the Securities Exchange Act of 1934, as amended (the
Exchange Act
), and Rule 14f-1 promulgated under the Exchange Act.
This Information Statement is being mailed on or about November
2, 2011, by our company to the holders of record of shares of our common stock
as of the close of business on October 27, 2011. On the 10
th
day
after this Information Statement has been mailed to the stockholders, Odelio R.
Arouca will be our sole director and officer (the
Effective Date
).
Pursuant to the terms of the Affiliate Stock Purchase Agreement
(the
Agreement
) dated October 25, 2011 between Odelio R. Arouca and
Ireneusz Nawrot, Mr. Arouca purchased 3,000,000 shares of common stock from the
following persons:
The purchase price of the shares was $30,000, which was paid in
cash and by the personal funds of Mr. Arouca.
Odelio Arouca now owns 3,000,000 of our shares of common stock,
which is 66.52% of our issued and outstanding shares of common stock as of
September 3, 2010.
Effective October 25, 2011, Ireneusz Nawrot resigned as our
President, Secretary and Treasurer. Also, effective October 25, Mr. Arouca was
appointed as our CEO, CFO, Secretary, Treasurer and to our companys board of
directors, which increased the current board of directors to two members.
Ireneusz Nawrot wishes to resign as a director of our company,
which would result in Mr. Arouca being the sole director of our company. The
resignation will be effective 10 days after the filing of this Information
Statement with the Securities and Exchange Commission (the
SEC
) and its
mailing or delivery to all of our shareholders in compliance with Section 14(f)
of the Exchange Act and Rule 14f-1 or Regulation 14E thereunder.
No action is required by our stockholders in connection with
this Information Statement. However, Section 14(f) of the Exchange Act and Rule
14f-1 promulgated thereunder, requires the mailing to our stockholders of the
information set forth in this Information Statement at least 10 days prior to
the date that a change in a majority of our directors occurs (otherwise than at
a meeting of our stockholders).
THIS INFORMATION STATEMENT IS REQUIRED BY SECTION 14(F) OF
THE SECURITIES EXCHANGE ACT AND RULE 14F-1 PROMULGATED THEREUNDER IN CONNECTION
WITH THE APPOINTMENT OF ODELIO AROUCA TO THE BOARD OF DIRECTORS UPON THE
EFFECTIVE DATE. NO ACTION IS REQUIRED BY OUR STOCKHOLDERS IN CONNECTION WITH
THIS INFORMATION STATEMENT. PROXIES ARE NOT BEING SOLICITED, AND YOU ARE NOT
REQUESTED TO SEND OUR COMPANY A PROXY. YOU ARE URGED TO READ THIS
- 2 -
INFORMATION STATEMENT CAREFULLY, BUT YOU ARE NOT REQUIRED OR
REQUESTED TO TAKE ANY ACTION IN CONNECTION WITH THIS INFORMATION
STATEMENT.
VOTING SECURITIES
Our company is authorized to issue 75,000,000 shares of common
stock, par value of $0.001 per share. On October 28, 2011, there were 4,510,000
shares of our common stock issued and outstanding.
Each share of issued and outstanding common stock entitles the
holder thereof to fully participate in all stockholder meetings, to cast one
vote on each matter with respect to which stockholders have the right to vote,
and to share ratably in all dividends and other distributions declared and paid
with respect to the common stock, as well as in the net assets of the
corporation upon liquidation or dissolution.
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND
MANAGEMENT
The following table sets forth as of October 28, 2011, certain
information regarding the beneficial ownership of our companys common stock.
The table sets forth the beneficial ownership of (i) each person who, to our
knowledge, beneficially owns more than 5% of the outstanding shares of our
common Stock; (ii) each of our current directors and officers; and (iii) all of
our current officers and directors as a group. The number of shares owned
includes all shares beneficially owned by such persons, as calculated in
accordance with Rule 13d-3 promulgated under the Exchange Act. Under such rules,
beneficial ownership includes any shares of common stock as to which a person
has sole or shared voting power or investment power and any shares of common
stock which the person has the right to acquire within 60 days of October 28,
2011 through the exercise of any option, warrant or right, through conversion of
any security or pursuant to the automatic termination of a power of attorney or
revocation of a trust, discretionary account or similar arrangement.
Title of Class
|
Name and address of
beneficial owner
|
Amount of
beneficial
ownership
1
|
Percent
of
class
|
Common Stock
|
Odelio R. Arouca
Regus Continental Square,
Rua Olimpíadas
205 - 4th Floor, Vila Olímpia
São Paulo, Brazil
04551-000
|
3,000,000 Direct
|
66.52%
|
|
Officer and Director as a group
|
3,000,000
|
66.52%
|
1
Beneficial ownership percentage is based on
4,510,000 shares of common stock as of October 28, 2011.
CHANGE OF CONTROL
There will be a change in control of our company that will
occur as a result of the transaction contemplated in the Agreement.
DIRECTORS AND EXECUTIVE OFFICERS
The following individuals serve as our current directors and
executive officers of our company as of the date of this current report. All
directors of our company hold office until the next annual meeting of our
shareholders or until their successors have been elected and qualified. The
executive officers of our company are appointed by our board of directors and
hold office until their death, resignation or removal from office.
Name
|
Position Held with our
Company
|
Age
|
Date First
Elected or
Appointed
|
Ireneusz Antoni Nawrot
1
|
Director (former President, Secretary and
Treasurer)
|
49
|
June 2, 2010
|
Odelio Arouca
|
CEO,
CFO, Secretary, Treasurer and Director
|
33
|
October 25, 2011
|
1
Mr. Nawrot resigned as an officer effective
October 25, 2011 and will resign as a director of our company on the 11th day
after the mailing of an information statement on Schedule 14F-1.
- 3 -
Business Experience
The following is a brief account of the education and business
experience during at least the past five years of each director, executive
officer and key employee of our company, indicating the persons principal
occupation during that period, and the name and principal business of the
organization in which such occupation and employment were carried out.
The following is a brief account of the education and business
experience during at least the past five years of each director, executive
officer and key employee of our company, indicating the persons principal
occupation during that period, and the name and principal business of the
organization in which such occupation and employment were carried out.
Ireneusz Antoni Nawrot
Mr. Nawrot obtained a Bachelors degree in Agriculture from the
Agricultural University of Poznan (August Cieszkowski Agricultural University of
Poznan), located in Poland, in June 1981. After graduation Mr. Ireneusz Antoni
Nawrot has been working for various agricultural companies in Poland and Europe,
whose businesses were involved in the production, processing, marketing and use
of foods, fibers and byproducts from plant crops. In 1988 Mr. Nawrot opened his
own agricultural company Gospodarstwo Ogrodniczo Pieczarskie, specializing in
commercial production of white mushrooms (Agaricus bisporus). Since 1988
Gospodarstwo Ogrodniczo Pieczarskie is the only company Mr. Nawrot has worked
for. Mr. Nawrots company Gospodarstwo Orgodniczo Pieczarskie is involved in
the commercial production of mushrooms only; it is not a consulting company to
the mushroom industry. Even though Mr. Nawrot has not provided consulting
services to mushroom growers, his has over 22 years of experience in mushroom
growing industry. His experience, qualifications and attributes have led to our
conclusion that Mr. Ireneusz Antoni Nawrot should be serving as a member of our
Board of Directors in light of our business and structure. Mr. Nawrot has not
been a member of the board of directors of any corporations during the last five
years
Odelio Arouca
Mr. Arouca has over eight years of experience in private
equity. Mr. Arouca worked for Pátria Investimentos, a Brazilian private equity
firm partially owned by the Blackstone Group, where he had an extensive
involvement in monitoring and managing of portfolio companies. Most recently, he
worked as Director of New Business and Secretary of the board of directors at
DASA [DASA3.SA], a successful private equity case and currently the largest
medical diagnostic company in Latin America, with market capitalization of over
U$3.0 billion.
Mr. Arouca has experience with mergers of businesses acquired
by DASA over time. He acted in the companys IPO and led its follow-on equity
offering of approximately US$300 million. Mr. Arouca structured DASAs Investor
Relations area, representing the company worldwide. He was also responsible for
structuring the issuing of US$100 million in securities used to finance further
acquisitions. Mr. Arouca holds an MBA from The University of Chicago Booth
School of Business and a Bachelors Degree in Business Administration from
Fundação Getulio Vargas São Paulo - Brazil.
Family Relationships
There are no family relationships between any of our directors,
executive officers and proposed directors or executive officers.
Involvement in Certain Legal Proceedings
None of our directors, executive officers, promoters or control
persons, or any proposed directors, has been involved in any of the following
events during the past five years:
-
a bankruptcy petition filed by or against any business of which such
person was a general partner or executive officer either at the time of the
bankruptcy or within two years prior to that time;
- 4 -
-
conviction in a criminal proceeding or being subject to a pending criminal
proceeding, excluding traffic violations and other minor offenses;
-
being subject to any order, judgement or decree, not substantially
reversed, suspended or vacated, of any court of competent jurisdiction,
permanently enjoining, barring, suspending or otherwise limiting his
involvement in any type of business, securities or banking business; and/or
-
being found by a court of competent jurisdiction, in a civil action, the
SEC or the Commodity Futures Trading Commission to have violated a federal or
state securities or commodities law, and the judgement has not been reversed,
suspended or vacated.
Legal Proceedings
We know of no material, existing or pending legal proceedings
against us, nor are we involved as a plaintiff in any material proceeding or
pending litigation. There are no proceedings in which any of our directors,
officers or affiliates, or any registered or beneficial shareholder, is an
adverse party or has a material interest adverse to our company.
CORPORATE GOVERNANCE
Our board of directors held no formal meetings during the most
recently completed fiscal year ended November 30, 2010. All proceedings of the
board of directors were conducted by resolutions consented to in writing by our
directors and filed with the minutes of the proceedings of the board. Such
resolutions consented to in writing by our directors are, according to the
corporate laws of the State of Nevada and our By-laws, as valid and effective as
if they had been passed at a meeting of the board of directors duly called and
held.
Nominating and Audit Committee
As of the date of this Information Statement, we currently do
not have nominating, compensation or audit committees or committees performing
similar functions nor do we have a written nominating, compensation or audit
committee charter. Our board of directors does not believe that it is necessary
to have such committees because it believes that the functions of such
committees can be adequately performed by our board of directors.
As of the date of this Information Statement, our board of
directors has determined that Mr. Nowrot qualifies as independent as defined
by Rule 4200(a)(15) of the NASDAQ Marketplace Rules. Upon his resignation
expected 10 days after this Schedule 14f-1 is filed and mailed, no director will
qualify as independent.
None of our directors qualify as an audit committee financial
expert. We believe that our board of directors is capable of analyzing and
evaluating our financial statements and understanding internal controls and
procedures for financial reporting. We believe that retaining an independent
director who would qualify as an audit committee financial expert would be
overly costly and burdensome and is not warranted in our circumstances given the
small size of our business and the fact that we have not generated any material
revenues to date.
We do not have any defined policy or procedure requirements for
shareholders to submit recommendations or nominations for directors. Our board
of directors believes that, given the early stages of our development, a
specific nominating policy would be premature and of little assistance until our
business operations develop to a more advanced level. We do not currently have
any specific or minimum criteria for the election of nominees to our board of
directors and we do not have any specific process or procedure for evaluating
such nominees. Our board of directors assesses all candidates, whether submitted
by management or shareholders, and makes recommendations for election or
appointment.
A shareholder who wishes to communicate with our board of
directors may do so by directing a written request addressed to the address
appearing on the first page of this Information Statement.
- 5 -
Code of Business Conduct and Ethics
As of the date of this Information Statement, we have not
adopted a corporate code of business conduct and ethics.
CERTAIN RELATED TRANSACTIONS AND RELATIONSHIPS
Except as set out below, since the beginning of our last fiscal
year we have not been a party to any transaction, proposed transaction, or
series of transactions in which the amount involved exceeds the lesser of
$120,000 or one percent of our average total assets for the last two fiscal
years, and in which, to our knowledge, any of our directors, officers, five
percent beneficial security holders or any member of the immediate family of the
foregoing persons has had or will have a direct or indirect material
interest:
None of the following parties has, since our date of
incorporation, had any material interest, direct or indirect, in any transaction
with us or in any presently proposed transaction that has or will materially
affect us, except as indicated:
-
Any of our directors or officers;
-
Any person proposed as a nominee for election as a director;
-
Any person who beneficially owns, directly or indirectly, shares carrying
more than 5% of the voting rights attached to our outstanding shares of common
stock;
-
Any relative or spouse of any of the foregoing persons who has the same
house as such person;
-
Immediate family members of directors, director nominees, executive
officers and owners of 5% or more of our common stock.
On June 2, 2010 Mr. Ireneusz Antoni Nawrot advanced funds to us
in the amount of $274. There is no due date for the repayment of the funds
advanced by Mr. Nawrot. Mr. Nawrot will be repaid from revenues of operations if
and when we generate revenues to repay the obligation. There is no assurance
that we will ever generate revenues from our operations. The obligation to Mr.
Nawrot is based on an oral contract and does not bear interest. There is no
written agreement evidencing the advancement of funds by Mr. Nawrot or the
repayment of the funds to Mr. Nawrot.
On June 25, 2010 we issued a total of 3,000,000 shares of
restricted common stock to Mr. Nawrot for total cash proceeds of $3,000.
EXECUTIVE AND DIRECTOR COMPENSATION
The table below summarizes all compensation awarded to, earned
by, or paid to our executive officers by any person for all services rendered in
all capacities to us for the fiscal period from our incorporation on June 2,
2010 to November 30, 2010 (our fiscal year end) and subsequent thereto to the
date of this current report on Form 8-K.
- 6 -
SUMMARY COMPENSATION
TABLE
|
Name and
Principal
Position
|
Year
|
Salary
($)
|
Bonus
($)
|
Stock
Awards
($)
|
Option
Awards
($)
|
Non-Equity
Incentive Plan
Compensation
($)
|
Change in
Pension Value
and
Nonqualified
Deferred
Compensation
Earnings
($)
|
All
Other
Compen
sation
($)
|
Total
($)
|
Ireneusz Antoni
Nawrot
former
President,
Treasurer, and
Secretary
Director
1
|
2011
2010
|
Nil
|
Nil
|
Nil
|
Nil
|
Nil
|
Nil
|
Nil
|
Nil
|
Odelio Arouca
CEO, CFO,
Secretary,
Treasurer and
Director
2
|
2011
2010
|
Nil
|
Nil
|
Nil
|
Nil
|
Nil
|
Nil
|
Nil
|
Nil
|
1
Mr. Nawrot resigned as an officer effective
October 25, 2011 and will resign as a director of our company on the 11th day
after the mailing of an information statement on Schedule 14F-1.
2
Mr. Arouca joined the company as a director and officer on October 25,
2011.
Compensation Discussion and Analysis
There are no arrangements or plans in which we provide pension,
retirement or similar benefits for our director or executive officers. Our
directors and executive officers may receive stock options at the discretion of
our board of directors in the future. We do not have any material bonus or
profit sharing plans pursuant to which cash or non-cash compensation is or may
be paid to our director or executive officers, except that stock options may be
granted at the discretion of our board of directors from time to time. We have
no plans or arrangements in respect of remuneration received or that may be
received by our executive officers to compensate such officers in the event of
termination of employment (as a result of resignation, retirement, change of
control) or a change of responsibilities following a change of control.
There are no current employment agreements between our company
and our executive officers or directors.
Mr. Ireneusz Antoni Nawrot devoted approximately 15 hours per
week to manage the affairs of our company. He agreed to work with no
remuneration until such time as our company receives sufficient revenues
necessary to provide management salaries. At this time, we cannot accurately
estimate when sufficient revenues will occur to implement this compensation, or
what the amount of the compensation will be.
There are no annuity, pension or retirement benefits proposed
to be paid to the officers or director or employees in the event of retirement
at normal retirement date pursuant to any presently existing plan provided or
contributed to by the company or any of its subsidiaries, if any.
Grants of Plan Based Awards and Outstanding Equity Awards at
Fiscal Year-End
We have not adopted any equity compensation plan and no stock,
options, or other equity securities were awarded to our executive officers since
inception.
Long-Term Incentive Plan
Currently, our company does not have a long-term incentive plan
in favour of any director, officer, consultant or employee of our company.
- 7 -
Compensation of Directors
Please refer to the
Summary Compensation Table
beginning
on page 6 for information on compensation of our directors.
We have no formal plan for compensating our directors for
service in their capacity as directors, although our directors may in the future
receive stock options to purchase common shares as awarded by our board of
directors or (as to future stock options) a compensation committee in the event
that one is established. Directors are entitled to reimbursement for reasonable
travel and other out-of-pocket expenses incurred in connection with attendance
at meetings of our board of directors. Our board of directors may award special
remuneration to any director undertaking any special services on our behalf
other than services ordinarily required of a director.
WHERE YOU CAN FIND MORE INFORMATION
Our company files reports with the SEC. These reports include
annual reports, quarterly reports as well as other information required to be
filed pursuant to securities laws. You may read and copy materials we file with
the SEC at the SECs Public Reference Room at 100 F. Street, N.E., Washington,
D.C. 20549. You may obtain information on the operation of the Public Reference
Room by calling the SEC at 1-800-SEC-0330. The SEC maintains an Internet site
that contains reports, proxy and information statements, and other information
regarding issuers that file electronically with the SEC at
http://www.sec.gov
.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this Information Statement to be signed on
its behalf by the undersigned hereunto duly authorized.
INDIGO INTERNATIONAL, CORP.
By:
/s/ Odelio R. Arouca
Odelio R. Arouca
CEO, CFO,
Secretary, Treasurer and Director
Date: October 31, 2011
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