- Statement of Changes in Beneficial Ownership (4)
08 Março 2012 - 3:41PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
November 30, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
SKALICKY STEVEN S
|
2. Issuer Name
and
Ticker or Trading Symbol
TRANSATLANTIC HOLDINGS INC
[
TRH
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP & CFO
|
(Last)
(First)
(Middle)
80 PINE STREET
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/6/2012
|
(Street)
NEW YORK, NY 10005
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Restricted Stock Unit
|
(1)
|
3/6/2012
|
|
D
|
|
|
16500
|
2/12/2013
|
2/12/2013
|
Common Stock
|
16500
|
(1)
|
0
|
D
|
|
Restricted Stock Unit
|
(1)
|
3/6/2012
|
|
D
|
|
|
2672
|
1/1/2011
|
1/1/2013
|
Common Stock
|
2672
|
(1)
|
0
|
D
|
|
Restricted Stock Unit
|
(1)
|
3/6/2012
|
|
D
|
|
|
4293
|
1/1/2011
|
1/1/2013
|
Common Stock
|
4293
|
(1)
|
0
|
D
|
|
Restricted Stock Unit
|
(1)
|
3/6/2012
|
|
D
|
|
|
10500
|
1/1/2012
|
1/1/2013
|
Common Stock
|
10500
|
(1)
|
0
|
D
|
|
Restricted Stock Unit
|
(1)
|
3/6/2012
|
|
D
|
|
|
8927
|
3/16/2014
|
3/16/2014
|
Common Stock
|
8927
|
(1)
|
0
|
D
|
|
Restricted Stock Unit
|
(1)
|
3/6/2012
|
|
D
|
|
|
5707
|
1/1/2012
|
1/1/2013
|
Common Stock
|
5707
|
(1)
|
0
|
D
|
|
Restricted Stock Unit
|
(1)
|
3/6/2012
|
|
D
|
|
|
13509
|
1/1/2013
|
1/1/2014
|
Common Stock
|
13509
|
(1)
|
0
|
D
|
|
Explanation of Responses:
|
(
1)
|
Pursuant to an Agreement and Plan of Merger, dated November 20, 2011 (the "Merger Agreement"), by and among the Transatlantic Holdings, Inc. ("TRH"), Alleghany Corporation ("Alleghany") and Shoreline Merger Sub, Inc. (formerly, Shoreline Merger Sub, LLC) ("Merger Sub"), TRH merged with and into Merger Sub, with Merger Sub surviving as a wholly-owned subsidiary of Alleghany (the "Surviving Company"). At the Effective Time (as defined in the Merger Agreement), the Restricted Stock Units ("RSU's") were converted into the right to receive cash in an amount equal to the Per Share Amount (as defined in the Merger Agreement) multiplied by the number of outstanding RSU's held by the reporting person, with such cash amount converted into a number of phantom units of the Surviving Company determined by dividing such cash amount by the fully diluted book value per share of the Surviving Company.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
SKALICKY STEVEN S
80 PINE STREET
NEW YORK, NY 10005
|
|
|
EVP & CFO
|
|
Signatures
|
/s/ Amy M. Cinquegrana by Power of Attorney for Steven S. Skalicky
|
|
3/8/2012
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Transatlantic (NYSE:TRH)
Gráfico Histórico do Ativo
De Dez 2024 até Jan 2025
Transatlantic (NYSE:TRH)
Gráfico Histórico do Ativo
De Jan 2024 até Jan 2025
Notícias em tempo-real sobre Transatlantic Holdings Common Stock da New York Stock Exchange bolsa de valores: 0 artigos recentes
Mais Notícias de