This Amendment No. 3 to Schedule 13D (this “Amendment No. 2”) should be read in conjunction with the Schedule 13D filed with the U.S. Securities and Exchange Commission (the “SEC”) on November 28, 2011 (the “Original Schedule 13D”), and with Amendment No. 2 to Schedule 13D filed with the SEC on February 5, 2012 (“Amendment No. 2”) and with Amendment No. 1 to Schedule 13D filed with the SEC on December 9, 2011 (“Amendment No. 1”) by City of London Investment Group PLC (“City of London”) and City of London Investment Management Company Limited relating to the
shares of common stock, par value $0.01 per share (the “Shares”), of The Malaysia Fund, Inc. (the “Fund”). This Amendment No. 3 amends Items 3, 4, and 5 of the Original Schedule 13D. All other information in the Original Schedule 13D remains in effect. All capitalized terms used herein and not otherwise defined shall have the meanings ascribed thereto in the Original Schedule 13D.
Item 3.
Source and Amount of Funds or Other Considerations
.
Beneficial ownership of the Shares to which this statement relates was acquired by the Reporting Persons with invested capital of the City of London Funds and the Segregated Accounts. The aggregate purchase price of the 2,197,786 Shares beneficially owned by the Reporting Persons was $21,367,036, inclusive of brokerage commissions. The aggregate purchase price of the 61,324 Shares owned directly by BMI was $662,184, inclusive of brokerage commissions. The aggregate purchase price of the 171,617 Shares owned directly by EWF was $1,615,571, inclusive of brokerage commissions. The aggregate purchase price of the 134,362
Shares owned directly by FREE was $1,339,978, inclusive of brokerage commissions. The aggregate purchase price of the 226,118 Shares owned directly by GBL was $2,543,985, inclusive of brokerage commissions. The aggregate purchase price of the 2,893 Shares owned directly by GFM was $28,812, inclusive of brokerage commissions. The aggregate purchase price of the 214,570 Shares owned directly by IEM was $2,248,898, inclusive of brokerage commissions. The aggregate purchase price of the 1,386,902 Shares owned directly by the Segregated Accounts was $12,927,608, inclusive of brokerage commissions.
Item 4.
Purpose of Transaction
.
Change in number of shares owned.
Item 5.
Interests in Securities of the Issuer
.
investment adviser to the City of London Funds and the Segregated Accounts, have voting and dispositive power with respect to all 2,197,786 Shares owned directly by the City of London Funds and the Segregated Accounts, representing approximately 30.7% of the 7.167 million Shares outstanding as of December 31, 2011, as reported by the Fund. As of the date hereof, BMI, EWF, FREE, GBL, GFM, IEM, and the Segregated Accounts owned directly 61,324, 171,617, 134,362, 226,118, 2,893, 214,570 and 1,386,902 Shares, respectively, representing approximately 0.86%, 2.39%, 1.87%, 3.15%, 0.04%, 2.99 %, and 19.35%, respectively, of the
7.167 million Shares outstanding as of December 31, 2011.
The resulting ownership in excess of 3% of the outstanding voting shares of the Fund by GBL, resulted from a tender instituted by the Fund which had the effect of reducing the total amount of the Fund's voting shares outstanding, and not as a result of a direct purchase or acquisition of Fund shares by GBL.
Such ownership in excess of 3% of the Fund's shares by GBL is therefore specifically exempted from Section 12(d)(1)(A) of the Investment Company Act of 1940.
(c). Information with respect to all transactions in the Shares beneficially owned by the Reporting Persons that were effected during the past 60 days is set forth below:
|
Portfolio
|
Tran Type
|
Trade Date
|
Par Value / Shares
|
Trade Price
|
|
|
|
|
|
|
|
Account
|
SELL
|
1/30/2012
|
(34,000)
|
9.66
|
|
IEM
|
BUY
|
1/30/2012
|
34,000
|
9.66
|
|
Account
|
SELL
|
3/9/2012
|
(15,180)
|
9.81
|
|
FREE
|
BUY
|
3/9/2012
|
15,180
|
9.81
|
|
Account
|
SELL
|
3/27/2012
|
(38,433)
|
10.31
|
|
Account
|
SELL
|
3/28/2012
|
(52,776)
|
10.25
|
|
Account
|
SELL
|
3/29/2012
|
(4,658)
|
10.16
|
|
Account
|
SELL
|
3/30/2012
|
(10,881)
|
10.27
|
Item 7.
Materials to be Filed as Exhibits
.
N / A