Initial Statement of Beneficial Ownership (3)
08 Maio 2013 - 5:25PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Fowler Amu
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2. Date of Event Requiring Statement (MM/DD/YYYY)
4/29/2013
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3. Issuer Name
and
Ticker or Trading Symbol
Ceres Ventures, Inc. [CEVE]
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(Last)
(First)
(Middle)
11654 AMERICA PLAZA DR. #918
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Interim Chief ExecutiveOfficer /
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(Street)
RESTON, VA 20190
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, par value $0.00001
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25000
(1)
(2)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Options
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4/29/2013
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4/29/2018
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Common Stock, par value $0.00001
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100000
(3)
(4)
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$0.1
(5)
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D
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Explanation of Responses:
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(
1)
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Represents a portion of the shares issued to Akai Studio, LLC pursuant to the terms of an Exclusive License Agreement entered into between Akai Studio, LLC and Issuer and then distributed to Ms. Fowler per instructions received by Issuer. Ms. Fowler is the Managing Director of Akai Studio, LLC.
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(
2)
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Ms. Fowler disclaims beneficial ownership of all shares beneficially owned by her husband and other family members.
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(
3)
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Represents a portion of the options issued to Akai Studio, LLC pursuant to the terms of an Exclusive License Agreement entered into between Akai Studio, LLC and Issuer and then distributed to Ms. Fowler per instructions received by Issuer. Ms. Fowler is the Managing Director of Akai Studio, LLC.
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(
4)
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Ms. Fowler disclaims beneficial ownership of all options beneficially owned by her husband and other family members.
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(
5)
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Pursuant to the terms of the Non-Statutory Stock Option Agreement entered into between Ms. Fowler and the Issuer, Ms. Fowler is permitted to exercise her options on a cashless basis using the formula contained therein.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Fowler Amu
11654 AMERICA PLAZA DR. #918
RESTON, VA 20190
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Interim Chief ExecutiveOfficer
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Signatures
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Amu Fowler
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5/8/2013
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Ceres Ventures (CE) (USOTC:CEVE)
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