Securities Registration (section 12(b)) (8-a12b)
31 Maio 2013 - 2:11PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
ALPS ETF Trust
(Exact name of registrant as specified in its charter)
Delaware
See Item 1.
(State of incorporation or organization)
(I.R.S. Employer Identification No.)
1290 Broadway, Suite 1100, Denver, Colorado
80203
(Address of principal executive offices)
(Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
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TITLE OF EACH CLASS TO BE SO REGISTERED
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NAME OF THE EXCHANGE ON WHICH EACH CLASS IS TO BE SO REGISTERED
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Barrons 400 ETF, shares of beneficial interest
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NYSE Arca, Inc.
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.
x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.
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Securities Act registration statement file number to which this form relates: 333-148826
Securities to be registered pursuant to Section 12(g) of the Act: None
Item 1. Description of Registrants Securities to be Registered.
A description of the shares of beneficial interest, no par value (Shares), of the following Fund of ALPS ETF Trust (the Registrant) is set forth in the Registrants Registration Statement on Form N-1A, as amended (Registration Statement) (Securities Act file number 333-148826; Investment Company Act file number 811-22175), as filed with the Securities and Exchange Commission, which description is incorporated herein by reference. Any form of supplement to the Registration Statement that is subsequently filed that relates to the Fund is hereby also incorporated by reference herein.
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Name of Fund
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I.R.S. Employer Identification No.
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Barrons 400 ETF, shares of beneficial interest
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46-2567538
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Item 2. Exhibits.
(a)(1)
Registrants Certificate of Trust, incorporated by reference to Exhibit (a)(1) to the Registrants Registration Statement on Form N-1A (File Nos. 333-148826; 811-22175), filed on January 23, 2008.
(a)(2)
Registrants Agreement and Declaration of Trust, incorporated by reference to Exhibit (a)(2) to Pre-Effective Amendment No. 2 of the Registrants Registration Statement on Form N-1A (File Nos. 333-148826; 811-22175), filed on May 1, 2008.
(b)
Registrants Bylaws, incorporated by reference to Exhibit (a)(2) to Pre-Effective Amendment No. 2 of the Registrants Registration Statement on Form N-1A (File Nos. 333-148826; 811-22175), filed on May 1, 2008.
SIGNATURE
Pursuant to the requirements of Section l2 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
ALPS ETF Trust
By:
/s/ Thomas A. Carter
Date:
May 31, 2013
Thomas A. Carter
President