Statement of Beneficial Ownership (sc 13d)
27 Agosto 2013 - 1:19PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(RULE 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
China Power Equipment, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
0001418134
(CUSIP Number)
Robert Fitzgerald
101 SE 25th Ave. Mineral Wells, Texas 76067
(940)445-2325
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
August 27, 2013
(Date of Event which Requires Filing of this
Statement)
If the filing person has previously filed a statement on
Schedule 13G to report the acquisition that is the subject
of this Schedule 13D, and is filing this schedule
because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ].
Note. Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits.
See Rule 13d-7 for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 5 Pages)
(1) The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
CUSIP NO. 001-51379 13D PAGE 2 OF 5
-----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Robert Fitzgerald ###-##-#####
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [X]
(B) [ ]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
-----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
-----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-----------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,048,937
SHARES -------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 0
EACH -------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 1,048,937
WITH -------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
-----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,048,937
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
-----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.4%
-----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
|
CUSIP No. 811-08387 Page 3 of 5
ORIGINAL REPORT ON SCHEDULE 13D
ITEM 1. SECURITY AND ISSUER
This statement relates to the Common Stock, par value $0.01
per share (the Shares) of China Power Equipment (the Company.
The Company has its principal executive offices at Yongle Industry
Zone, Jingyang Concentration Area Shaanxi, P.R. China 713702.
ITEM 2. IDENTITY AND BACKGROUND
This statement is filed by Robert Fitzgerald (Reporting Person)
to reflect shares held by himself and Concorde Equity II, LLC,
a Delaware limited liability company owned by the Reporting Person
and his minor children.
Reporting Person's principal business address is 101 SE 25th Ave,
Mineral Wells, Texas 76067. Reporting Person's principal occupation
is investing assets held by or on behalf of his family.
During the past five years, reporting Person has not been convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors)
and has not been a party to civil proceedings of a judicial or
administrative body of competent jurisdiction as a result of which
Reporting Person was or is subject to a judgment, decree or final order
enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or finding any
violation with respect to such laws. Reporting Person is a
United States citizen.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATIONS
The Shares were purchased from Reporting Persons personnel funds.
ITEM 4. PURPOSE OF THE TRANSACTION
The Reporting Person acquired the shares of Common Stock of the Issuer for
general investment purposes. The Reporting Person will continuously evaluate
its ownership of Common Stock and the Issuer's business and industry.
Depending on market conditions and other factors that the Reporting Person
may deem material to their investment decision, including the
availability of other investment opportunities, the Reporting Person may
from time to time acquire additional shares of Common Stock in
the open market or in privately negotiated transactions or dispose of all
or a portion of the shares of Common Stock that such Reporting
Person now owns or may hereafter acquire.
Without limitation of the foregoing (and consistent with their investment
purpose), the Reporting Person will continue to consider alternative
courses of action and will in the future take such actions with respect
to their investment in the Issuer as they deem appropriate in light
of the circumstances existing from time to time. Such actions may include
requesting meetings with management, making recommendations to
members of management concerning various business strategies, acquisitions,
policies, seeking to acquire control of the Issuer through a
merger, proxy solicitation, tender offer, significant equity investment,
exchange offer or otherwise, or such other actions as the Reporting Person
may deem appropriate.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) Reporting Person may be deemed to beneficially own
1,048,937 Shares (5.4% of the outstanding Shares), based on
19,602,557 Shares outstanding as of August 8, 2013 pursuant
to the Company's Quarterly Report on Form 10-Q for the quarter
ended June 30, 2013.
(b) Reporting Person may be deemed to have sole voting and
dispositive power for all such Shares.
(c) The following transactions were effective by the
Reporting Person during the 60 days preceding the date of filing
of this Schedule 13D:
Trade Date Buy/Sell Number of Shares Price Per Share
8/22/13 Buy 72,634 .52
8/21/13 Buy 4,500 .45
8/20/13 Buy 8,000 .44
8/19/13 Buy 6,000 .42
8/15/13 Buy 2,500 .43
8/12/13 Buy 76,013 .42
8/9/13 Buy 10,000 .41
8/6/13 Buy 17,500 .38
7/16/13 Buy 42,500 .37
(d) No person other than Reporting Person (and Concorde
under the control of the Reporting Person) has the right to
receive and the power to direct the receipt of dividends from,
or the proceeds from the sale of, the reported securities.
(e) Not Applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER
Not Applicable.
ITEM 7. MATERIALS TO BE FILED AS EXHIBITS:
Not Applicable.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
Dated: August 27, 2013
By: /s/ Robert Fitzgerald
---------------------------
Robert Fitzgerald
|
China Power Equipment (CE) (USOTC:CPQQ)
Gráfico Histórico do Ativo
De Jan 2025 até Fev 2025
China Power Equipment (CE) (USOTC:CPQQ)
Gráfico Histórico do Ativo
De Fev 2024 até Fev 2025