UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, D.C.
20549
FORM N-PX
ANNUAL REPORT OF
PROXY VOTING RECORD
OF
REGISTERED
MANAGEMENT INVESTMENT COMPANIES
INVESTMENT
COMPANY ACT FILE NUMBER:
811-834
NAME OF
REGISTRANT:
VANGUARD WINDSOR
FUNDS
ADDRESS OF
REGISTRANT:
PO BOX 2600,
VALLEY FORGE, PA 19482
NAME AND ADDRESS
OF AGENT FOR SERVICE:
HEIDI STAM
PO BOX 876
VALLEY FORGE, PA
19482
REGISTRANT'S
TELEPHONE NUMBER, INCLUDING AREA CODE:
(610) 669-1000
DATE OF FISCAL
YEAR END:
OCTOBER 31
DATE OF
REPORTING PERIOD:
JULY 1, 2012 -
JUNE 30, 2013
FUND:
VANGUARD WINDSOR
FUND
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Abbott
Laboratories
TICKER:
ABT
CUSIP:
002824100
MEETING DATE:
4/26/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ROBERT J. ALPERN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ROXANNE S. AUSTIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR SALLY E. BLOUNT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR W. JAMES FARRELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR EDWARD M. LIDDY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR NANCY MCKINSTRY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR PHEBE N. NOVAKOVIC
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR WILLIAM A. OSBORN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR SAMUEL C. SCOTT, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR GLENN F. TILTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR MILES D. WHITE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
LABEL AND ELIMINATE GMO INGREDIENTS IN
SHAREHOLDER
YES
ABSTAIN
AGAINST
PRODUCTS
PROPOSAL #5: REPORT ON LOBBYING
PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#6: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#7: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#8: CEASE COMPLIANCE ADJUSTMENTS TO
SHAREHOLDER
YES
AGAINST
FOR
PERFORMANCE CRITERIA
PROPOSAL #9:
PRO-RATA VESTING OF EQUITY AWARDS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Accenture plc
TICKER:
ACN
CUSIP:
G1151C101
MEETING DATE:
2/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2.1:
ELECT DIRECTOR WILLIAM L. KIMSEY
ISSUER
YES
FOR
FOR
PROPOSAL
#2.2: ELECT DIRECTOR ROBERT I. LIPP
ISSUER
YES
FOR
FOR
PROPOSAL
#2.3: ELECT DIRECTOR PIERRE NANTERME
ISSUER
YES
FOR
FOR
PROPOSAL
#2.4: ELECT DIRECTOR GILLES C. PELISSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2.5: ELECT DIRECTOR WULF VON SCHIMMELMANN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE AUDITORS AND AUTHORIZE BOARD TO
ISSUER
YES
FOR
FOR
FIX THEIR REMUNERATION
PROPOSAL #4:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
AMEND 2010 SHARE INCENTIVE PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#6: AUTHORIZE THE HOLDING OF THE 2014 AGM AT
ISSUER
YES
FOR
FOR
A LOCATION OUTSIDE IRELAND
PROPOSAL #7:
AUTHORIZE OPEN-MARKET PURCHASES OF CLASS
ISSUER
YES
FOR
FOR
A ORDINARY SHARES
PROPOSAL #8:
DETERMINE THE PRICE RANGE AT WHICH
ISSUER
YES
FOR
FOR
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
PROPOSAL #9:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
ACE Limited
TICKER:
ACE
CUSIP:
H0023R105
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT ROBERT M. HERNANDEZ AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT PETER MENIKOFF AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT ROBERT RIPP AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT THEODORE E. SHASTA AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3.1: APPROVE ANNUAL REPORT
ISSUER
YES
FOR
FOR
PROPOSAL #3.2: ACCEPT STATUTORY
FINANCIAL STATEMENTS
ISSUER
YES
FOR
FOR
PROPOSAL
#3.3: ACCEPT CONSOLIDATED FINANCIAL
ISSUER
YES
FOR
FOR
STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND
ISSUER
YES
FOR
FOR
DIVIDENDS
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR
ISSUER
YES
FOR
FOR
MANAGEMENT
PROPOSAL #6.1:
RATIFY PRICEWATERHOUSECOOPERS AG AS
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #6.2:
RATIFY PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AS
AUDITORS
PROPOSAL #6.3:
RATIFY BDO AG AS SPECIAL AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#7: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#8: APPROVE DIVIDEND DISTRIBUTION FROM LEGAL
ISSUER
YES
FOR
FOR
RESERVES THROUGH REDUCTION OF PAR VALUE
PROPOSAL #9:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Aetna Inc.
TICKER:
AET
CUSIP:
00817Y108
MEETING DATE:
5/17/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR FERNANDO AGUIRRE
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR MARK T. BERTOLINI
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR FRANK M. CLARK
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR BETSY Z. COHEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR MOLLY J. COYE
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ROGER N. FARAH
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR BARBARA HACKMAN FRANKLIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR JEFFREY E. GARTEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR ELLEN M. HANCOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR RICHARD J. HARRINGTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR EDWARD J. LUDWIG
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR JOSEPH P. NEWHOUSE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REDUCE SUPERMAJORITY VOTE REQUIREMENT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#7: ENHANCE BOARD OVERSIGHT OF POLITICAL
SHAREHOLDER
YES
AGAINST
FOR
CONTRIBUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
AMERICAN
INTERNATIONAL GROUP, INC.
TICKER:
AIG
CUSIP:
026874784
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ROBERT H. BENMOSCHE
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR W. DON CORNWELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JOHN H. FITZPATRICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR WILLIAM G. JURGENSEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR CHRISTOPHER S. LYNCH
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ARTHUR C. MARTINEZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR GEORGE L. MILES, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR HENRY S. MILLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR ROBERT S. MILLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR SUZANNE NORA JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR RONALD A. RITTENMEYER
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR DOUGLAS M. STEENLAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1m: ELECT DIRECTOR THERESA M. STONE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
ADVISORY VOTE ON SAY ON PAY FREQUENCY
ISSUER
YES
ONE YEAR
FOR
PROPOSAL
#5: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#6: LIMIT TOTAL NUMBER OF BOARDS ON WHICH
SHAREHOLDER
YES
AGAINST
FOR
COMPANY DIRECTORS MAY SERVE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Ameriprise
Financial, Inc.
TICKER:
AMP
CUSIP:
03076C106
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR JAMES M. CRACCHIOLO
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR LON R. GREENBERG
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR WARREN D. KNOWLTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR W. WALKER LEWIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR SIRI S. MARSHALL
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR JEFFERY NODDLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR H. JAY SARLES
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR ROBERT F. SHARPE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL #1i: ELECT DIRECTOR
WILLIAM H. TURNER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REDUCE SUPERMAJORITY VOTE REQUIREMENT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Anadarko
Petroleum Corporation
TICKER:
APC
CUSIP:
032511107
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR KEVIN P. CHILTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR LUKE R. CORBETT
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR H. PAULETT EBERHART
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR PETER J. FLUOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR RICHARD L. GEORGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR PRESTON M. GEREN, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR CHARLES W. GOODYEAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR JOHN R. GORDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR ERIC D. MULLINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR PAULA ROSPUT REYNOLDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR R. A. WALKER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Analog Devices,
Inc.
TICKER:
ADI
CUSIP:
032654105
MEETING DATE:
3/13/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR RAY STATA
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JERALD G. FISHMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JAMES A. CHAMPY
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JOHN C. HODGSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR YVES-ANDRE ISTEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR NEIL NOVICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR F. GRANT SAVIERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR PAUL J. SEVERINO
ISSUER
YES
FOR
FOR
PROPOSAL #1i: ELECT DIRECTOR
KENTON J. SICCHITANO
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR LISA T. SU
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Apache
Corporation
TICKER:
APA
CUSIP:
037411105
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT DIRECTOR EUGENE C. FIEDOREK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT DIRECTOR CHANSOO JOUNG
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT DIRECTOR WILLIAM C. MONTGOMERY
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #6:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#7: DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Apple Inc.
TICKER:
AAPL
CUSIP:
037833100
MEETING DATE:
2/27/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WILLIAM CAMPBELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR TIMOTHY COOK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MILLARD DREXLER
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.4: ELECT DIRECTOR AL GORE
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.5: ELECT DIRECTOR ROBERT IGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ANDREA JUNG
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.7: ELECT DIRECTOR ARTHUR LEVINSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RONALD SUGAR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND ARTICLES OF INCORPORATION
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
AGAINST
AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5:
STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: ESTABLISH BOARD COMMITTEE ON HUMAN RIGHTS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Arrow
Electronics, Inc.
TICKER:
ARW
CUSIP:
042735100
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR BARRY W. PERRY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR PHILIP K. ASHERMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GAIL E. HAMILTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JOHN N. HANSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR RICHARD S. HILL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR M.F. (FRAN) KEETH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ANDREW C. KERIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR MICHAEL J. LONG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR STEPHEN C. PATRICK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
ASML Holding NV
TICKER:
ASML
CUSIP:
N07059186
MEETING DATE:
9/7/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #3a:
GRANT BOARD AUTHORITY TO ISSUE SHARES
ISSUER
YES
FOR
FOR
UP TO 25 PERCENT OF ISSUED CAPITAL RE: CUSTOMER CO-
INVESTMENT PROGRAM
PROPOSAL #3b:
AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE
ISSUER
YES
FOR
FOR
RIGHTS FROM ISSUANCE UNDER ITEM 3A
PROPOSAL #4a:
AMEND ARTICLES TO CREATE NEW SHARE
ISSUER
YES
FOR
FOR
CLASS: ORDINARY SHARES M
PROPOSAL #4b:
INCREASE PAR VALUE PER ORDINARY SHARE
ISSUER
YES
FOR
FOR
PROPOSAL
#4c: APPROVE REDUCTION IN SHARE CAPITAL BY
ISSUER
YES
FOR
FOR
DECREASING NOMINAL VALUE PER SHARE
PROPOSAL #4d:
AMEND ARTICLES RE: CONSOLIDATION OF
ISSUER
YES
FOR
FOR
ORDINARY SHARES A AT AN EXCHANGE RATIO
PROPOSAL #4e:
AMEND ARTICLES TO ELIMINATE TWO
ISSUER
YES
FOR
FOR
ORDINARY SHARE CLASSES A AND M AND CONVERT INTO ONE
ORDINARY SHARE CLASS
PROPOSAL #5:
AUTHORIZE EACH DIRECTOR AND ANY LAWYER
ISSUER
YES
FOR
FOR
AND PARALEGALS FROM DE BRAUW BLACKSTONE WESTBROEK NV
TO EXECUTE THE NOTARIAL DEEDS OF AMENDMENTS
PROPOSAL #6a:
GRANT BOARD AUTHORITY TO ISSUE SHARES
ISSUER
YES
FOR
FOR
UP TO 5 PERCENT OF ISSUED CAPITAL AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #6b:
AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE
ISSUER
YES
FOR
FOR
RIGHTS FROM ISSUANCE UNDER ITEM 6A
PROPOSAL #6c: GRANT BOARD
AUTHORITY TO ISSUE SHARES
ISSUER
YES
FOR
FOR
UP TO 5 PERCENT IN CASE OF TAKEOVER/MERGER AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #6d:
AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE
ISSUER
YES
FOR
FOR
RIGHTS FROM ISSUANCE UNDER ITEM 6C
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
ASML Holding NV
TICKER:
N/A
CUSIP:
N07059210
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #3:
ADOPT FINANCIAL STATEMENTS AND STATUTORY
ISSUER
YES
FOR
FOR
REPORTS
PROPOSAL #4:
APPROVE DISCHARGE OF MANAGEMENT BOARD
ISSUER
YES
FOR
FOR
PROPOSAL
#5: APPROVE DISCHARGE OF SUPERVISORY BOARD
ISSUER
YES
FOR
FOR
PROPOSAL
#7: APPROVE DIVIDENDS OF EUR 0.53 PER SHARE
ISSUER
YES
FOR
FOR
PROPOSAL
#8: APPROVE REMUNERATION POLICY 2014 FOR
ISSUER
YES
FOR
FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #9a:
APPROVE PERFORMANCE SHARE ARRANGEMENT
ISSUER
YES
FOR
FOR
ACCORDING TO REMUNERATION POLICY 2010
PROPOSAL #9b:
APPROVE PERFORMANCE SHARE ARRANGEMENT
ISSUER
YES
FOR
FOR
ACCORDING TO REMUNERATION POLICY 2014
PROPOSAL #10:
APPROVE NUMBERS OF STOCK OPTIONS,
ISSUER
YES
FOR
FOR
RESPECTIVELY SHARES, FOR EMPLOYEES
PROPOSAL #12a:
REELECT H.C.J. VAN DEN BURG TO
ISSUER
YES
FOR
FOR
SUPERVISORY BOARD
PROPOSAL #12b:
REELECT P.F.M. VAN DER MEER MOHR TO
ISSUER
YES
FOR
FOR
SUPERVISORY BOARD
PROPOSAL #12c:
REELECT W.H. ZIEBART TO SUPERVISORY
ISSUER
YES
FOR
FOR
BOARD
PROPOSAL #12d:
ELECT D.A. GROSE TO SUPERVISORY BOARD
ISSUER
YES
FOR
FOR
PROPOSAL
#12e: ELECT C.M.S. SMITS-NUSTELING TO
ISSUER
YES
FOR
FOR
SUPERVISORY BOARD
PROPOSAL #14:
RATIFY DELOITTE ACCOUNTANTS AS AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#15a: GRANT BOARD AUTHORITY TO ISSUE SHARES
ISSUER
YES
FOR
FOR
UP TO 5 PERCENT OF ISSUED CAPITAL
PROPOSAL #15b:
AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE
ISSUER
YES
FOR
FOR
RIGHTS FROM ISSUANCE UNDER ITEM 15A
PROPOSAL #15c:
GRANT BOARD AUTHORITY TO ISSUE SHARES
ISSUER
YES
FOR
FOR
UP TO 5 PERCENT IN CASE OF TAKEOVER/MERGER AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #15d:
AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE
ISSUER
YES
FOR
FOR
RIGHTS FROM ISSUANCE UNDER ITEM 15C
PROPOSAL #16a:
AUTHORIZE REPURCHASE OF UP TO 10
ISSUER
YES
FOR
FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16b:
AUTHORIZE ADDITIONAL REPURCHASE OF UP
ISSUER
YES
FOR
FOR
TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17:
AUTHORIZE CANCELLATION OF REPURCHASED
ISSUER
YES
FOR
FOR
SHARES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Avago
Technologies Limited
TICKER:
AVGO
CUSIP:
Y0486S104
MEETING DATE:
4/10/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR HOCK E. TAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JOHN T. DICKSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JAMES V. DILLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR KENNETH Y. HAO
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JOHN MIN-CHIH HSUAN
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1f: ELECT DIRECTOR JUSTINE F. LIEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR DONALD MACLEOD
ISSUER
YES
FOR
FOR
PROPOSAL
#2: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3:
APPROVE ISSUANCE OF SHARES WITHOUT
ISSUER
YES
FOR
FOR
PREEMPTIVE RIGHTS
PROPOSAL #4:
APPROVE REPURCHASE OF UP TO 10 PERCENT
ISSUER
YES
FOR
FOR
OF ISSUED CAPITAL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
AXIS Capital
Holdings Limited
TICKER:
AXS
CUSIP:
G0692U109
MEETING DATE:
5/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT GEOFFREY BELL AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT ALBERT A. BENCHIMOL AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT CHRISTOPHER V. GREETHAM AS
ISSUER
YES
FOR
FOR
DIRECTOR
PROPOSAL #1.4:
ELECT MAURICE A. KEANE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT HENRY B. SMITH AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY DELOITTE & TOUCHE LTD AS AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Baker Hughes
Incorporated
TICKER:
BHI
CUSIP:
057224107
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LARRY D. BRADY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR CLARENCE P. CAZALOT, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MARTIN S. CRAIGHEAD
ISSUER
YES
FOR
FOR
PROPOSAL #1.4: ELECT DIRECTOR LYNN
L. ELSENHANS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ANTHONY G. FERNANDES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR CLAIRE W. GARGALLI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR PIERRE H. JUNGELS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JAMES A. LASH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR J. LARRY NICHOLS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JAMES W. STEWART
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR CHARLES L. WATSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE
ISSUER
YES
FOR
FOR
PLAN
PROPOSAL #5:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Bank of America
Corporation
TICKER:
BAC
CUSIP:
060505104
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR SHARON L. ALLEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR SUSAN S. BIES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JACK O. BOVENDER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR FRANK P. BRAMBLE, SR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ARNOLD W. DONALD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR CHARLES K. GIFFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR LINDA P. HUDSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR MONICA C. LOZANO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR THOMAS J. MAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR BRIAN T. MOYNIHAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR LIONEL L. NOWELL, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR R. DAVID YOST
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: ADOPT PROXY ACCESS RIGHT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: AMEND BYLAW TO LIMIT MULTIPLE BOARD
SHAREHOLDER
YES
AGAINST
FOR
SERVICE
PROPOSAL #7: REPORT ON FEASIBILITY
OF PROHIBITING
SHAREHOLDER
YES
AGAINST
FOR
POLITICAL CONTRIBUTIONS
PROPOSAL #8:
REVIEW FAIR HOUSING AND FAIR LENDING
SHAREHOLDER
YES
AGAINST
FOR
COMPLIANCE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Barrick Gold
Corporation
TICKER:
ABX
CUSIP:
067901108
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR HOWARD L. BECK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR WILLIAM D. BIRCHALL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DONALD J. CARTY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR GUSTAVO CISNEROS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ROBERT M. FRANKLIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR J. BRETT HARVEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR DAMBISA MOYO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR BRIAN MULRONEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR ANTHONY MUNK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR PETER MUNK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR STEVEN J. SHAPIRO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR JAMIE C. SOKALSKY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR JOHN L. THORNTON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3:
ADVISORY VOTE ON EXECUTIVE COMPENSATION
ISSUER
YES
AGAINST
AGAINST
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Becton,
Dickinson and Company
TICKER:
BDX
CUSIP:
075887109
MEETING DATE:
1/29/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR BASIL L. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR HENRY P. BECTON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR CATHERINE M. BURZIK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR EDWARD F. DEGRAAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR VINCENT A. FORLENZA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR CLAIRE M. FRASER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CHRISTOPHER JONES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR MARSHALL O. LARSEN
ISSUER
YES
FOR
FOR
PROPOSAL #1.9: ELECT DIRECTOR ADEL
A.F. MAHMOUD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR GARY A. MECKLENBURG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR JAMES F. ORR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR WILLARD J. OVERLOCK,
ISSUER
YES
FOR
FOR
JR.
PROPOSAL #1.13: ELECT DIRECTOR REBECCA W. RIMEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR BERTRAM L. SCOTT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.15: ELECT DIRECTOR ALFRED SOMMER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RESCIND FAIR PRICE PROVISION
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
BP plc
TICKER:
BP.
CUSIP:
055622104
MEETING DATE:
4/11/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RE-ELECT BOB DUDLEY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RE-ELECT IAIN CONN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RE-ELECT DR BRIAN GILVARY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#6: RE-ELECT PAUL ANDERSON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#7: RE-ELECT FRANK BOWMAN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#8: RE-ELECT ANTONY BURGMANS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#9: RE-ELECT CYNTHIA CARROLL AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#10: RE-ELECT GEORGE DAVID AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#11: RE-ELECT IAN DAVIS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#12: RE-ELECT DAME ANN DOWLING AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#13: RE-ELECT BRENDAN NELSON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#14: RE-ELECT PHUTHUMA NHLEKO AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#15: RE-ELECT ANDREW SHILSTON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#16: RE-ELECT CARL-HENRIC SVANBERG AS
ISSUER
YES
FOR
FOR
DIRECTOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS
ISSUER
YES
FOR
FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #18:
AUTHORISE MARKET PURCHASE OF ORDINARY
ISSUER
YES
FOR
FOR
SHARES
PROPOSAL #19: AUTHORISE ISSUE OF
EQUITY WITH PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #20:
AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #21:
AUTHORISE THE COMPANY TO CALL EGM WITH
ISSUER
YES
FOR
FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Bunge Limited
TICKER:
BG
CUSIP:
G16962105
MEETING DATE:
5/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR BERNARD DE LA TOUR
ISSUER
YES
FOR
FOR
D'AUVERGNE LAURAGUAIS
PROPOSAL #1b:
ELECT DIRECTOR WILLIAM ENGELS
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR L. PATRICK LUPO
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR SOREN SCHRODER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS
ISSUER
YES
FOR
FOR
AND AUTHORIZE BOARD TO DETERMINE THE INDEPENDENT
AUDITOR'S FEES
PROPOSAL #3:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Canadian Natural
Resources Limited
TICKER:
CNQ
CUSIP:
136385101
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT C.M. BEST, N. M. EDWARDS, T.W.
ISSUER
YES
FOR
FOR
FAITHFULL, G. A. FILMON, C. L. FONG, G.D. GIFFIN,
W.A. GOBERT, S.W. LAUT, K.A. J. MACPHAIL, F.J.
MCKENNA, E.R. SMITH AND D.A. TUER AS DIRECTORS
PROPOSAL #1.1:
ELECT DIRECTOR CATHERINE M. BEST
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR N. MURRAY EDWARDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR GARY A. FILMON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR CHRISTOPHER L. FONG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR GORDON D. GIFFIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR WILFRED A. GOBERT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR STEVE W. LAUT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KEITH A. J. MACPHAIL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR FRANK J. MCKENNA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR ELDON R. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR DAVID A. TUER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: RE-APPROVE STOCK
OPTION PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE ON EXECUTIVE COMPENSATION
ISSUER
YES
AGAINST
AGAINST
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Celanese
Corporation
TICKER:
CE
CUSIP:
150870103
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR JAY V. IHLENFELD
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR MARK C. ROHR
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR FARAH M. WALTERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR EDWARD G. GALANTE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Check Point
Software Technologies Ltd.
TICKER:
CHKP
CUSIP:
M22465104
MEETING DATE:
6/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
REELECT SIX DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE AUDITORS AND AUTHORIZE BOARD TO
ISSUER
YES
FOR
FOR
FIX THEIR REMUNERATION; REVIEW CONSOLIDATED FINANCIAL
STATEMENTS
PROPOSAL #3:
APPROVE EXECUTIVE COMPENSATION POLICY
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE COMPENSATION OF CHAIRMAN/CEO
ISSUER
YES
FOR
FOR
PROPOSAL
#A: VOTE FOR IF YOU ARE A CONTROLLING
ISSUER
YES
AGAINST
N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ITEM;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR
ACCOUNT MANAGER.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Chicago Bridge
& Iron Company N.V.
TICKER:
CBI
CUSIP:
167250109
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DEBORAH M. FRETZ AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT MICHAEL L. UNDERWOOD AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE REMUNERATION REPORT CONTAINING
ISSUER
YES
FOR
FOR
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #3:
APPROVE FINANCIAL STATEMENTS, DISCUSS
ISSUER
YES
FOR
FOR
STATUTORY REPORTS, AND APPROVE PUBLICATION OF
INFORMATION IN ENGLISH
PROPOSAL #4: APPROVE FINANCIAL
STATEMENTS, ALLOCATION
ISSUER
YES
FOR
FOR
OF INCOME AND DIVIDENDS OF 0.20 PER SHARE, AND
DISCHARGE DIRECTORS
PROPOSAL #5:
APPROVE DISCHARGE OF MANAGEMENT BOARD
ISSUER
YES
FOR
FOR
PROPOSAL
#6: APPROVE DISCHARGE OF SUPERVISORY BOARD
ISSUER
YES
FOR
FOR
PROPOSAL
#7: RATIFY ERNST & YOUNG LLP AS AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT
ISSUER
YES
FOR
FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #9:
GRANT BOARD AUTHORITY TO ISSUE SHARES
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#10: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE
ISSUER
YES
FOR
FOR
PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cigna
Corporation
TICKER:
CI
CUSIP:
125509109
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DAVID M. CORDANI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ISAIAH HARRIS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JANE E. HENNEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR DONNA F. ZARCONE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cisco Systems,
Inc.
TICKER:
CSCO
CUSIP:
17275R102
MEETING DATE:
11/15/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR CAROL A. BARTZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR MARC BENIOFF
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR M. MICHELE BURNS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR MICHAEL D. CAPELLAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR LARRY R. CARTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR JOHN T. CHAMBERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR BRIAN L. HALLA
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR JOHN L. HENNESSY
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR KRISTINA M. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR RICHARD M. KOVACEVICH
ISSUER
YES
FOR
FOR
PROPOSAL #1k: ELECT DIRECTOR
RODERICK C. MCGEARY
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR ARUN SARIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1m: ELECT DIRECTOR STEVEN M. WEST
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REPORT ON ELIMINATING CONFLICT MINERALS
SHAREHOLDER
YES
AGAINST
FOR
FROM SUPPLY CHAIN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Citigroup Inc.
TICKER:
C
CUSIP:
172967424
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR MICHAEL L. CORBAT
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR FRANZ B. HUMER
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR ROBERT L. JOSS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR MICHAEL E. O'NEILL
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JUDITH RODIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ROBERT L. RYAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR ANTHONY M. SANTOMERO
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR JOAN E. SPERO
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR DIANA L. TAYLOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR WILLIAM S. THOMPSON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE
ISSUER
YES
FOR
FOR
LEON
PROPOSAL #2:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#7: AMEND INDEMNIFICATIONS PROVISIONS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cobalt
International Energy, Inc.
TICKER:
CIE
CUSIP:
19075F106
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1: ELECT DIRECTOR
JOSEPH H. BRYANT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR N. JOHN LANCASTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JON A. MARSHALL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR KENNETH A. PONTARELLI
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Comerica
Incorporated
TICKER:
CMA
CUSIP:
200340107
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RALPH W. BABB, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ROGER A. CREGG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR T. KEVIN DENICOLA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JACQUELINE P. KANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR RICHARD G. LINDNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ALFRED A. PIERGALLINI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ROBERT S. TAUBMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR REGINALD M. TURNER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR NINA G. VACA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
CONSOL Energy
Inc.
TICKER:
CNX
CUSIP:
20854P109
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR J. BRETT HARVEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR PHILIP W. BAXTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JAMES E. ALTMEYER, SR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WILLIAM E. DAVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR RAJ K. GUPTA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR DAVID C. HARDESTY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JOHN T. MILLS
ISSUER
YES
FOR
FOR
PROPOSAL #1.8: ELECT DIRECTOR
WILLIAM P. POWELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JOSEPH T. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
AGAINST
AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5:
REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#6: REPORT ON CLIMATE CHANGE
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cooper
Industries plc
TICKER:
CBE
CUSIP:
G24140108
MEETING DATE:
10/26/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE SCHEME OF ARRANGEMENT
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cooper
Industries plc
TICKER:
CBE
CUSIP:
G24140111
MEETING DATE:
10/26/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE SCHEME OF ARRANGEMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE CANCELLATION OF CAPITAL
ISSUER
YES
FOR
FOR
AUTHORIZATION
PROPOSAL #3:
AUTHORITY TO ALLOT SECURITIES AND
ISSUER
YES
FOR
FOR
APPLICATION OF RESERVES
PROPOSAL #4:
AMEND ARTICLES OF ASSOCIATION
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ISSUE SHARES IN CONNECTION WITH
ISSUER
YES
FOR
FOR
ACQUISITION
PROPOSAL #6:
ADVISORY VOTE ON GOLDEN PARACHUTES
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#7: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Covidien plc
TICKER:
COV
CUSIP:
G2554F113
MEETING DATE:
3/20/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR JOSE E. ALMEIDA
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JOY A. AMUNDSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR CRAIG ARNOLD
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR ROBERT H. BRUST
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JOHN M. CONNORS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN
ISSUER
YES
FOR
FOR
PROPOSAL #1g: ELECT DIRECTOR RANDALL
J. HOGAN, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR MARTIN D. MADAUS
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR DENNIS H. REILLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR JOSEPH A. ZACCAGNINO
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE AUDITORS AND AUTHORIZE BOARD TO
ISSUER
YES
FOR
FOR
FIX THEIR REMUNERATION
PROPOSAL #3:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AUTHORIZE OPEN-MARKET PURCHASES OF
ISSUER
YES
FOR
FOR
ORDINARY SHARES
PROPOSAL #6:
AUTHORIZE THE PRICE RANGE AT WHICH THE
ISSUER
YES
FOR
FOR
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS TREASURY
SHARES
PROPOSAL #7:
AMEND ARTICLES OF ASSOCIATION TO EXPAND
ISSUER
YES
FOR
FOR
THE AUTHORITY TO EXECUTE INSTRUMENTS OF TRANSFER
PROPOSAL #8:
APPROVE CREATION OF DISTRIBUTABLE
ISSUER
YES
FOR
FOR
RESERVES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
CVS Caremark
Corporation
TICKER:
CVS
CUSIP:
126650100
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR C. DAVID BROWN II
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DAVID W. DORMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ANNE M. FINUCANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR KRISTEN GIBNEY WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR LARRY J. MERLO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JEAN-PIERRE MILLON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR RICHARD J. SWIFT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR WILLIAM C. WELDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR TONY L. WHITE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND QUALIFIED EMPLOYEE STOCK PURCHASE
ISSUER
YES
FOR
FOR
PLAN
PROPOSAL #5:
REDUCE VOTE REQUIREMENT UNDER THE FAIR
ISSUER
YES
FOR
FOR
PRICE PROVISION
PROPOSAL #6:
REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#7: PRO-RATA VESTING OF EQUITY AWARDS
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#8: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Daiichi Sankyo
Co. Ltd.
TICKER:
4568
CUSIP:
J11257102
MEETING DATE:
6/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE ALLOCATION OF INCOME, WITH A
ISSUER
YES
FOR
FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1:
ELECT DIRECTOR SHODA, TAKASHI
ISSUER
YES
FOR
FOR
PROPOSAL
#2.2: ELECT DIRECTOR NAKAYAMA, JOJI
ISSUER
YES
FOR
FOR
PROPOSAL
#2.3: ELECT DIRECTOR OGITA, TAKESHI
ISSUER
YES
FOR
FOR
PROPOSAL
#2.4: ELECT DIRECTOR HIROKAWA, KAZUNORI
ISSUER
YES
FOR
FOR
PROPOSAL
#2.5: ELECT DIRECTOR SATO, YUUKI
ISSUER
YES
FOR
FOR
PROPOSAL
#2.6: ELECT DIRECTOR HIRABAYASHI, HIROSHI
ISSUER
YES
FOR
FOR
PROPOSAL
#2.7: ELECT DIRECTOR ISHIHARA, KUNIO
ISSUER
YES
FOR
FOR
PROPOSAL
#2.8: ELECT DIRECTOR KANAZAWA, ICHIRO
ISSUER
YES
FOR
FOR
PROPOSAL
#2.9: ELECT DIRECTOR SUGIYAMA, SEIJI
ISSUER
YES
FOR
FOR
PROPOSAL
#2.10: ELECT DIRECTOR SAKAI, MANABU
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE ANNUAL BONUS PAYMENT TO DIRECTORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Delphi
Automotive PLC
TICKER:
DLPH
CUSIP:
G27823106
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
REELECT GARY L. COWGER AS A DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: REELECT NICHOLAS M. DONOFRIO AS A
ISSUER
YES
FOR
FOR
DIRECTOR
PROPOSAL #1.3:
REELECT MARK P. FRISSORA AS A DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: REELECT RAJIV L. GUPTA AS A DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: REELECT JOHN A. KROL AS A DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: REELECT J. RANDALL MACDONALD AS A
ISSUER
YES
FOR
FOR
DIRECTOR
PROPOSAL #1.7:
REELECT SEAN O. MAHONEY AS A DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: REELECT RODNEY O'NEAL AS A DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: REELECT THOMAS W. SIDLIK AS A DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: REELECT BERND WIEDEMANN AS A DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: REELECT LAWRENCE A. ZIMMERMAN AS A
ISSUER
YES
FOR
FOR
DIRECTOR
PROPOSAL #2:
RATIFY ERNST & YOUNG LLP AS AUDITORS AND
ISSUER
YES
FOR
FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Delta Air Lines,
Inc.
TICKER:
DAL
CUSIP:
247361702
MEETING DATE:
6/27/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR RICHARD H. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR EDWARD H. BASTIAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR ROY J. BOSTOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JOHN S. BRINZO
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR DANIEL A. CARP
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR DAVID G. DEWALT
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR WILLIAM H. EASTER, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR MICKEY P. FORET
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR SHIRLEY C. FRANKLIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR DAVID R. GOODE
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR GEORGE N. MATTSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR PAULA ROSPUT REYNOLDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1m: ELECT DIRECTOR KENNETH C. ROGERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1n: ELECT DIRECTOR KENNETH B. WOODROW
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Dover
Corporation
TICKER:
DOV
CUSIP:
260003108
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR DAVID H. BENSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR ROBERT W. CREMIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JEAN-PIERRE M. ERGAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR PETER T. FRANCIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR KRISTIANE C. GRAHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR M.F. JOHNSTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR ROBERT A. LIVINGSTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR RICHARD K. LOCHRIDGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR BERNARD G. RETHORE
ISSUER
YES
FOR
FOR
PROPOSAL #1j: ELECT DIRECTOR
MICHAEL B. STUBBS
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR STEPHEN M. TODD
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR STEPHEN K. WAGNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1m: ELECT DIRECTOR MARY A. WINSTON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REDUCE SUPERMAJORITY VOTE REQUIREMENT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Eaton
Corporation
TICKER:
ETN
CUSIP:
278058102
MEETING DATE:
10/26/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE MERGER AGREEMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE REDUCTION OF CAPITAL OF NEW
ISSUER
YES
FOR
FOR
EATON TO ALLOW CREATION OF DISTRIBUTABLE RESERVES OF
NEW EATON WHICH ARE REQUIRED UNDER IRISH LAW TO ALLOW
NEW EATON TO MAKE DISTRIBUTIONS AND TO PAY DIVIDENDS
AND REPURCHASE OR REDEEM SHARES
PROPOSAL #3:
ADVISORY VOTE ON GOLDEN PARACHUTES
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Eaton
Corporation plc
TICKER:
ETN
CUSIP:
G29183103
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR GEORGE S. BARRETT
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR TODD M. BLUEDORN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR CHRISTOPHER M. CONNOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR MICHAEL J. CRITELLI
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR ALEXANDER M. CUTLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR CHARLES E. GOLDEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR LINDA A. HILL
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR ARTHUR E. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR NED C. LAUTENBACH
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR DEBORAH L. MCCOY
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR GREGORY R. PAGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR GERALD B. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL #3: APPROVE EXECUTIVE
INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #6:
APPROVAL OF OVERSEAS MARKET PURCHASES OF
ISSUER
YES
FOR
FOR
THE COMPANY SHARES
PROPOSAL #7:
APPROVE THE PRICE RANGE FOR THE
ISSUER
YES
FOR
FOR
REISSUANCE OF SHARES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Edison
International
TICKER:
EIX
CUSIP:
281020107
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAGJEET S. BINDRA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR VANESSA C.L. CHANG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR FRANCE A. CORDOVA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR THEODORE F. CRAVER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR BRADFORD M. FREEMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR LUIS G. NOGALES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR RONALD L. OLSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RICHARD T. SCHLOSBERG,
ISSUER
YES
FOR
FOR
III
PROPOSAL #1.9:
ELECT DIRECTOR THOMAS C. SUTTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR PETER J. TAYLOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR BRETT WHITE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Eisai Co. Ltd.
TICKER:
4523
CUSIP:
J12852117
MEETING DATE:
6/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
AMEND ARTICLES TO ALLOW SALES OF
ISSUER
YES
FOR
FOR
SUPPLEMENTARY SHARES TO ODD-LOT HOLDERS
PROPOSAL #2.1:
ELECT DIRECTOR NAITO, HARUO
ISSUER
YES
FOR
FOR
PROPOSAL
#2.2: ELECT DIRECTOR FUJIYOSHI, AKIRA
ISSUER
YES
FOR
FOR
PROPOSAL
#2.3: ELECT DIRECTOR IZUMI, TOKUJI
ISSUER
YES
FOR
FOR
PROPOSAL
#2.4: ELECT DIRECTOR MASUDA, KOICHI
ISSUER
YES
FOR
FOR
PROPOSAL
#2.5: ELECT DIRECTOR OTA, KIYOCHIKA
ISSUER
YES
FOR
FOR
PROPOSAL #2.6: ELECT DIRECTOR AOI,
MICHIKAZU
ISSUER
YES
FOR
FOR
PROPOSAL
#2.7: ELECT DIRECTOR MATSUI, HIDEAKI
ISSUER
YES
FOR
FOR
PROPOSAL
#2.8: ELECT DIRECTOR DEGUCHI, NOBUO
ISSUER
YES
FOR
FOR
PROPOSAL
#2.9: ELECT DIRECTOR GRAHAM FRY
ISSUER
YES
FOR
FOR
PROPOSAL
#2.10: ELECT DIRECTOR SUZUKI, OSAMU
ISSUER
YES
FOR
FOR
PROPOSAL
#2.11: ELECT DIRECTOR PATRICIA ROBINSON
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Entergy
Corporation
TICKER:
ETR
CUSIP:
29364G103
MEETING DATE:
5/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR MAUREEN SCANNELL BATEMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR L.P. DENAULT
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR GARY W. EDWARDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR ALEXIS M. HERMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR DONALD C. HINTZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR STUART L. LEVENICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR BLANCHE L. LINCOLN
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR STEWART C. MYERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR W.J. TAUZIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR STEVEN V. WILKINSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#5: MINIMIZE POOL STORAGE OF SPENT NUCLEAR
SHAREHOLDER
YES
ABSTAIN
AGAINST
FUEL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Everest Re
Group, Ltd.
TICKER:
RE
CUSIP:
G3223R108
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DOMINIC J. ADDESSO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN J. AMORE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JOHN R. DUNNE
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.4: ELECT DIRECTOR JOSEPH V. TARANTO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JOHN A. WEBER
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#2: RATIFY PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
AGAINST
AGAINST
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Exxon Mobil
Corporation
TICKER:
XOM
CUSIP:
30231G102
MEETING DATE:
5/29/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR M.J. BOSKIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR P. BRABECK-LETMATHE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR U.M. BURNS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR L.R. FAULKNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR J.S. FISHMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR H.H. FORE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR K.C. FRAZIER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR W.W. GEORGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR S.J. PALMISANO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR S.S. REINEMUND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR R.W. TILLERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR W.C. WELDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR E.E. WHITACRE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: REQUIRE A MAJORITY VOTE FOR THE ELECTION
SHAREHOLDER
YES
AGAINST
FOR
OF DIRECTORS
PROPOSAL #6:
LIMIT DIRECTORS TO A MAXIMUM OF THREE
SHAREHOLDER
YES
AGAINST
FOR
BOARD MEMBERSHIPS IN COMPANIES WITH SALES OVER $500
MILLION ANNUALLY
PROPOSAL #7:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#8: STUDY FEASIBILITY OF PROHIBITING
SHAREHOLDER
YES
AGAINST
FOR
POLITICAL CONTRIBUTIONS
PROPOSAL #9:
ADOPT SEXUAL ORIENTATION ANTI-BIAS POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#10: REPORT ON MANAGEMENT OF HYDRAULIC
SHAREHOLDER
YES
AGAINST
FOR
FRACTURING RISKS AND OPPORTUNITIES
PROPOSAL #11:
ADOPT QUANTITATIVE GHG GOALS FOR
SHAREHOLDER
YES
AGAINST
FOR
PRODUCTS AND OPERATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
FedEx
Corporation
TICKER:
FDX
CUSIP:
31428X106
MEETING DATE:
9/24/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1: ELECT DIRECTOR
JAMES L. BARKSDALE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN A. EDWARDSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR SHIRLEY ANN JACKSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR STEVEN R. LORANGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR GARY W. LOVEMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR R. BRAD MARTIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JOSHUA COOPER RAMO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR SUSAN C. SCHWAB
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR FREDERICK W. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JOSHUA I. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR DAVID P. STEINER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR PAUL S. WALSH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Fiat Industrial
S.p.A.
TICKER:
FI
CUSIP:
T42136100
MEETING DATE:
4/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.a:
APPROVE FINANCIAL STATEMENTS,
ISSUER
YES
FOR
FOR
STATUTORY REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #1.b:
APPROVE REMUNERATION REPORT
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#2.a.1: SLATE 1 SUBMITTED BY EXOR SPA
SHAREHOLDER
NO
N/A
N/A
PROPOSAL
#2.a.2: SLATE 2 SUBMITTED BY INSTITUTIONAL
SHAREHOLDER
YES
FOR
N/A
INVESTORS
PROPOSAL #2.b:
APPROVE INTERNAL AUDITORS' REMUNERATION
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Fifth Third
Bancorp
TICKER:
FITB
CUSIP:
316773100
MEETING DATE:
4/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DARRYL F. ALLEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR B. EVAN BAYH, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ULYSSES L. BRIDGEMAN,
ISSUER
YES
FOR
FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR EMERSON L. BRUMBACK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAMES P. HACKETT
ISSUER
YES
FOR
FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY
R. HEMINGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JEWELL D. HOOVER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR WILLIAM M. ISAAC
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KEVIN T. KABAT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR MITCHEL D. LIVINGSTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR MICHAEL B. MCCALLISTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR HENDRIK G. MEIJER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR JOHN J. SCHIFF, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR MARSHA C. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
ADVISORY VOTE ON SAY ON PAY FREQUENCY
ISSUER
YES
ONE YEAR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Ford Motor
Company
TICKER:
F
CUSIP:
345370860
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR STEPHEN G. BUTLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR KIMBERLY A. CASIANO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ANTHONY F. EARLEY, JR.
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.4: ELECT DIRECTOR EDSEL B. FORD II
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR WILLIAM CLAY FORD, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR RICHARD A. GEPHARDT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JAMES H. HANCE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR WILLIAM W. HELMAN IV
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JON M. HUNTSMAN, JR.
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.10: ELECT DIRECTOR RICHARD A. MANOOGIAN
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.11: ELECT DIRECTOR ELLEN R. MARRAM
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.12: ELECT DIRECTOR ALAN MULALLY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR HOMER A. NEAL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR GERALD L. SHAHEEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.15: ELECT DIRECTOR JOHN L. THORNTON
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL #5: AMEND OMNIBUS STOCK
PLAN
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#6: APPROVAL OF TAX BENEFITS PRESERVATION
ISSUER
YES
FOR
FOR
PLAN
PROPOSAL #7: APPROVE RECAPITALIZATION PLAN FOR ALL
SHAREHOLDER
YES
FOR
AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #8:
AMEND BYLAWS -- CALL SPECIAL MEETINGS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Franklin
Resources, Inc.
TICKER:
BEN
CUSIP:
354613101
MEETING DATE:
3/13/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR SAMUEL H. ARMACOST
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR PETER K. BARKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR CHARLES CROCKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR CHARLES B. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR GREGORY E. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR RUPERT H. JOHNSON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR MARK C. PIGOTT
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR CHUTTA RATNATHICAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR LAURA STEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR ANNE M. TATLOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR GEOFFREY Y. YANG
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: INSTITUTE PROCEDURES TO PREVENT
SHAREHOLDER
YES
ABSTAIN
AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
General Dynamics
Corporation
TICKER:
GD
CUSIP:
369550108
MEETING DATE:
5/1/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MARY T. BARRA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR NICHOLAS D. CHABRAJA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JAMES S. CROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WILLIAM P. FRICKS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR PAUL G. KAMINSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOHN M. KEANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR LESTER L. LYLES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR PHEBE N. NOVAKOVIC
ISSUER
YES
FOR
FOR
PROPOSAL #1.9: ELECT DIRECTOR
WILLIAM A. OSBORN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR ROBERT WALMSLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#5: REVIEW AND ASSESS HUMAN RIGHTS POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
General Motors
Company
TICKER:
GM
CUSIP:
37045V100
MEETING DATE:
6/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR DANIEL F. AKERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR DAVID BONDERMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR ERROLL B. DAVIS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR STEPHEN J. GIRSKY
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR E. NEVILLE ISDELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ROBERT D. KREBS
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR KATHRYN V. MARINELLO
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR MICHAEL G. MULLEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JAMES J. MULVA
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR PATRICIA F. RUSSO
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR THOMAS M. SCHOEWE
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR THEODORE M. SOLSO
ISSUER
YES
FOR
FOR
PROPOSAL
#1m: ELECT DIRECTOR CAROL M. STEPHENSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1n: ELECT DIRECTOR CYNTHIA A. TELLES
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Google Inc.
TICKER:
GOOG
CUSIP:
38259P508
MEETING DATE:
6/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LARRY PAGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR SERGEY BRIN
ISSUER
YES
FOR
FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC
E. SCHMIDT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR L. JOHN DOERR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR DIANE B. GREENE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOHN L. HENNESSY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ANN MATHER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR PAUL S. OTELLINI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR K. RAM SHRIRAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR SHIRLEY M. TILGHMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: REPORT ON REDUCING LEAD BATTERY HEALTH
SHAREHOLDER
YES
ABSTAIN
AGAINST
HAZARDS
PROPOSAL #4:
APPROVE RECAPITALIZATION PLAN FOR ALL
SHAREHOLDER
YES
FOR
AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5:
STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: ADOPT POLICY ON SUCCESSION PLANNING
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Halliburton
Company
TICKER:
HAL
CUSIP:
406216101
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ALAN M. BENNETT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES R. BOYD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MILTON CARROLL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR NANCE K. DICCIANI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR MURRY S. GERBER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOSE C. GRUBISICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ABDALLAH S. JUM'AH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR DAVID J. LESAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR ROBERT A. MALONE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR J. LANDIS MARTIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR DEBRA L. REED
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REPORT ON HUMAN RIGHTS RISK ASSESSMENT
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROCESS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
HCA Holdings,
Inc.
TICKER:
HCA
CUSIP:
40412C101
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD M. BRACKEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR R. MILTON JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JOHN P. CONNAUGHTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR KENNETH W. FREEMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR THOMAS F. FRIST, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR WILLIAM R. FRIST
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CHRISTOPHER R. GORDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JAY O. LIGHT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR GEOFFREY G. MEYERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR MICHAEL W. MICHELSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR JAMES C. MOMTAZEE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR STEPHEN G. PAGLIUCA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR WAYNE J. RILEY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Hewlett-Packard
Company
TICKER:
HPQ
CUSIP:
428236103
MEETING DATE:
3/20/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MARC L. ANDREESSEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR SHUMEET BANERJI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR RAJIV L. GUPTA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JOHN H. HAMMERGREN
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.5: ELECT DIRECTOR RAYMOND J. LANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ANN M. LIVERMORE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR GARY M. REINER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR PATRICIA F. RUSSO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR G. KENNEDY THOMPSON
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.10: ELECT DIRECTOR MARGARET C. WHITMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR RALPH V. WHITWORTH
ISSUER
YES
FOR
FOR
PROPOSAL #2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
PROVIDE PROXY ACCESS RIGHT
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#6: ESTABLISH ENVIRONMENTAL/SOCIAL ISSUE
SHAREHOLDER
YES
ABSTAIN
AGAINST
BOARD COMMITTEE
PROPOSAL #7:
AMEND HUMAN RIGHTS POLICIES
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#8: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Honeywell
International Inc.
TICKER:
HON
CUSIP:
438516106
MEETING DATE:
4/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1A:
ELECT DIRECTOR GORDON M. BETHUNE
ISSUER
YES
FOR
FOR
PROPOSAL
#1B: ELECT DIRECTOR KEVIN BURKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1C: ELECT DIRECTOR JAIME CHICO PARDO
ISSUER
YES
FOR
FOR
PROPOSAL
#1D: ELECT DIRECTOR DAVID M. COTE
ISSUER
YES
FOR
FOR
PROPOSAL
#1E: ELECT DIRECTOR D. SCOTT DAVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1F: ELECT DIRECTOR LINNET F. DEILY
ISSUER
YES
FOR
FOR
PROPOSAL
#1G: ELECT DIRECTOR JUDD GREGG
ISSUER
YES
FOR
FOR
PROPOSAL
#1H: ELECT DIRECTOR CLIVE HOLLICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1I: ELECT DIRECTOR GRACE D. LIEBLEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1J: ELECT DIRECTOR GEORGE PAZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1K: ELECT DIRECTOR BRADLEY T. SHEARES
ISSUER
YES
FOR
FOR
PROPOSAL
#1L: ELECT DIRECTOR ROBIN L. WASHINGTON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: PRO-RATA VESTING OF EQUITY AWARDS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Hospira, Inc.
TICKER:
HSP
CUSIP:
441060100
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR CONNIE R. CURRAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR WILLIAM G. DEMPSEY
ISSUER
YES
FOR
FOR
PROPOSAL #1c: ELECT DIRECTOR
DENNIS M. FENTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR HEINO VON PRONDZYNSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR MARK F. WHEELER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Incitec Pivot
Ltd
TICKER:
IPL
CUSIP:
Q4887E101
MEETING DATE:
12/18/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT PAUL BRASHER AS A DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT GRAHAM SMORGON AS A DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE THE GRANT OF UP TO 728,497
ISSUER
YES
FOR
FOR
PERFORMANCE RIGHTS TO JAMES FAZZINO, MANAGING
DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #4:
APPROVE THE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Ingredion
Incorporated
TICKER:
INGR
CUSIP:
457187102
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR RICHARD J. ALMEIDA
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR LUIS ARANGUREN-TRELLEZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR DAVID B. FISCHER
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR ILENE S. GORDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR PAUL HANRAHAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR WAYNE M. HEWETT
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR GREGORY B. KENNY
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR BARBARA A. KLEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JAMES M. RINGLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR DWAYNE A. WILSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Inpex
Corporation
TICKER:
1605
CUSIP:
J2467E101
MEETING DATE:
6/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE ALLOCATION OF INCOME, WITH A
ISSUER
YES
FOR
FOR
FINAL DIVIDEND OF JPY 3500
PROPOSAL #2:
AMEND ARTICLES TO INDEMNIFY OUTSIDE
ISSUER
YES
FOR
FOR
DIRECTORS AND OUTSIDE STATUTORY AUDITORS WITH
CONTRACTS - REFLECT STOCK EXCHANGE MANDATE TO
CONSOLIDATE TRADING UNITS
PROPOSAL #3.1:
ELECT DIRECTOR KURODA, NAOKI
ISSUER
YES
FOR
FOR
PROPOSAL
#3.2: ELECT DIRECTOR SUGIOKA, MASATOSHI
ISSUER
YES
FOR
FOR
PROPOSAL
#3.3: ELECT DIRECTOR KITAMURA, TOSHIAKI
ISSUER
YES
FOR
FOR
PROPOSAL
#3.4: ELECT DIRECTOR YUI, SEIJI
ISSUER
YES
FOR
FOR
PROPOSAL
#3.5: ELECT DIRECTOR SANO, MASAHARU
ISSUER
YES
FOR
FOR
PROPOSAL
#3.6: ELECT DIRECTOR SUGAYA, SHUNICHIRO
ISSUER
YES
FOR
FOR
PROPOSAL
#3.7: ELECT DIRECTOR MURAYAMA, MASAHIRO
ISSUER
YES
FOR
FOR
PROPOSAL
#3.8: ELECT DIRECTOR ITO, SEIYA
ISSUER
YES
FOR
FOR
PROPOSAL
#3.9: ELECT DIRECTOR TANAKA, WATARU
ISSUER
YES
FOR
FOR
PROPOSAL
#3.10: ELECT DIRECTOR IKEDA, TAKAHIKO
ISSUER
YES
FOR
FOR
PROPOSAL
#3.11: ELECT DIRECTOR KURASAWA, YOSHIKAZU
ISSUER
YES
FOR
FOR
PROPOSAL
#3.12: ELECT DIRECTOR WAKASUGI, KAZUO
ISSUER
YES
FOR
FOR
PROPOSAL
#3.13: ELECT DIRECTOR KAGAWA, YOSHIYUKI
ISSUER
YES
FOR
FOR
PROPOSAL
#3.14: ELECT DIRECTOR KATO, SEIJI
ISSUER
YES
FOR
FOR
PROPOSAL
#3.15: ELECT DIRECTOR TONOIKE, RENTARO
ISSUER
YES
FOR
FOR
PROPOSAL
#3.16: ELECT DIRECTOR OKADA, YASUHIKO
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE ANNUAL BONUS PAYMENT TO
ISSUER
YES
FOR
FOR
DIRECTORS AND STATUTORY AUDITORS
PROPOSAL #5:
APPROVE ADJUSTMENT TO AGGREGATE
ISSUER
YES
FOR
FOR
COMPENSATION CEILINGS FOR DIRECTORS AND STATUTORY
AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
IntercontinentalExchange,
Inc.
TICKER:
ICE
CUSIP:
45865V100
MEETING DATE:
5/17/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR CHARLES R. CRISP
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JEAN-MARC FORNERI
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JUDD A. GREGG
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR FRED W. HATFIELD
ISSUER
YES
FOR
FOR
PROPOSAL #1e: ELECT DIRECTOR
TERRENCE F. MARTELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR CALLUM MCCARTHY
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR ROBERT REID
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR FREDERIC V. SALERNO
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JEFFREY C. SPRECHER
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR JUDITH A. SPRIESER
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR VINCENT TESE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE NON-EMPLOYEE DIRECTOR STOCK
ISSUER
YES
FOR
FOR
OPTION PLAN
PROPOSAL #5:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
IntercontinentalExchange,
Inc.
TICKER:
ICE
CUSIP:
45865V100
MEETING DATE:
6/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE MERGER AGREEMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#2A: INCREASE AUTHORIZED PREFERRED AND
ISSUER
YES
FOR
FOR
COMMON STOCK
PROPOSAL #2B:
APPROVE STOCK OWNERSHIP LIMITATIONS
ISSUER
YES
FOR
FOR
PROPOSAL
#2C: PROVISIONS RELATED TO DISQUALIFICATION
ISSUER
YES
FOR
FOR
OF OFFICERS AND DIRECTORS AND CERTAIN POWERS OF THE
BOARD OF DIRECTORS
PROPOSAL #2D:
PROVISIONS RELATED TO CONSIDERATIONS OF
ISSUER
YES
FOR
FOR
THE BOARD OF DIRECTORS
PROPOSAL #2E:
AMEND ICE GROUP CERTIFICATE OF
ISSUER
YES
FOR
FOR
INCORPORATION
PROPOSAL #3:
ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
International
Paper Company
TICKER:
IP
CUSIP:
460146103
MEETING DATE:
5/13/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR DAVID J. BRONCZEK
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR AHMET C. DORDUNCU
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JOHN V. FARACI
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR ILENE S. GORDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR STACEY J. MOBLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR JOAN E. SPERO
ISSUER
YES
FOR
FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN
L. TOWNSEND, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR JOHN F. TURNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR WILLIAM G. WALTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR J. STEVEN WHISLER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
PRO-RATA VESTING OF EQUITY PLANS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Invesco Ltd.
TICKER:
IVZ
CUSIP:
G491BT108
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOSEPH R. CANION
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR EDWARD P. LAWRENCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR PHOEBE A. WOOD
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Japan Tobacco
Inc
TICKER:
2914
CUSIP:
J27869106
MEETING DATE:
6/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE ALLOCATION OF INCOME, WITH A
ISSUER
YES
FOR
FOR
FINAL DIVIDEND OF JPY 38
PROPOSAL #2:
ELECT DIRECTOR TERABATAKE, MASAMICHI
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPOINT STATUTORY AUDITOR KOJIMA,
ISSUER
YES
FOR
FOR
TOMOTAKA
PROPOSAL #4: APPROVE ALTERNATE INCOME ALLOCATION,
SHAREHOLDER
YES
AGAINST
FOR
WITH A FINAL DIVIDEND OF JPY 120
PROPOSAL #5:
AUTHORIZE SHARE REPURCHASE OF UP TO 100
SHAREHOLDER
YES
AGAINST
FOR
MILLION SHARES IN THE COMING YEAR
PROPOSAL #6:
AMEND ARTICLES TO ALLOW BINDING
SHAREHOLDER
YES
AGAINST
FOR
SHAREHOLDER MEETING RESOLUTIONS ON CANCELLATION OF
TREASURY SHARES
PROPOSAL #7:
CANCEL THE COMPANY'S TREASURY SHARES
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
JPMorgan Chase
& Co.
TICKER:
JPM
CUSIP:
46625H100
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR JAMES A. BELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR CRANDALL C.BOWLES
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR STEPHEN B. BURKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR DAVID M. COTE
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JAMES S. CROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR JAMES DIMON
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR TIMOTHY P. FLYNN
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR ELLEN V. FUTTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR LABAN P. JACKSON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR LEE R. RAYMOND
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR WILLIAM C. WELDON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#6: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#7: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#8: INSTITUTE PROCEDURES TO PREVENT
SHAREHOLDER
YES
ABSTAIN
AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
PROPOSAL #9:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
KBR, Inc.
TICKER:
KBR
CUSIP:
48242W106
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR W. FRANK BLOUNT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR LOREN K. CARROLL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR LINDA Z. COOK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JEFFREY E. CURTISS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JACK B. MOORE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR WILLIAM P. UTT
ISSUER
YES
FOR
FOR
PROPOSAL #2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
KeyCorp
TICKER:
KEY
CUSIP:
493267108
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR EDWARD P. CAMPBELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOSEPH A. CARRABBA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR CHARLES P. COOLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ALEXANDER M. CUTLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR H. JAMES DALLAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ELIZABETH R. GILE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR RUTH ANN M. GILLIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR WILLIAM G. GISEL, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR RICHARD J. HIPPLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR KRISTEN L. MANOS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR BETH E. MOONEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR BARBARA R. SNYDER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Kohl's
Corporation
TICKER:
KSS
CUSIP:
500255104
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR PETER BONEPARTH
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR STEVEN A. BURD
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR DALE E. JONES
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR KEVIN MANSELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JOHN E. SCHLIFSKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR FRANK V. SICA
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR PETER M. SOMMERHAUSER
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR STEPHANIE A. STREETER
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR NINA G. VACA
ISSUER
YES
FOR
FOR
PROPOSAL #1j: ELECT DIRECTOR
STEPHEN E. WATSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
ADOPT POLICY ON ANIMAL CRUELTY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
L-3 Communications
Holdings, Inc.
TICKER:
LLL
CUSIP:
502424104
MEETING DATE:
4/30/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR CLAUDE R. CANIZARES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR THOMAS A. CORCORAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR LLOYD W. NEWTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR VINCENT PAGANO, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ALAN H. WASHKOWITZ
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REDUCE SUPERMAJORITY VOTE REQUIREMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
ISSUER
YES
FOR
FOR
PROPOSAL
#6: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Laboratory
Corporation of America Holdings
TICKER:
LH
CUSIP:
50540R409
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR KERRII B. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JEAN-LUC BÉLINGARD
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR DAVID P. KING
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR WENDY E. LANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR ROBERT E. MITTELSTAEDT,
ISSUER
YES
FOR
FOR
JR.
PROPOSAL #1f:
ELECT DIRECTOR PETER M. NEUPERT
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR ARTHUR H. RUBENSTEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR ADAM H. SCHECHTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR M. KEITH WEIKEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR R. SANDERS WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL #2: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Legg Mason, Inc.
TICKER:
LM
CUSIP:
524901105
MEETING DATE:
7/24/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ROBERT E. ANGELICA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR BARRY W. HUFF
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JOHN E. KOERNER, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR CHERYL GORDON KRONGARD
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Lennar
Corporation
TICKER:
LEN
CUSIP:
526057104
MEETING DATE:
4/10/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR IRVING BOLOTIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR STEVEN L. GERARD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR THERON I. (TIG) GILLIAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SHERRILL W. HUDSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR R. KIRK LANDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR SIDNEY LAPIDUS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR STUART A. MILLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JEFFREY SONNENFELD
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Linear
Technology Corporation
TICKER:
LLTC
CUSIP:
535678106
MEETING DATE:
11/7/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ROBERT H. SWANSON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR LOTHAR MAIER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ARTHUR C. AGNOS
ISSUER
YES
FOR
FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN
J. GORDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR DAVID S. LEE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR RICHARD M. MOLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR THOMAS S. VOLPE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Lowe's
Companies, Inc.
TICKER:
LOW
CUSIP:
548661107
MEETING DATE:
5/31/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RAUL ALVAREZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DAVID W. BERNAUER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR LEONARD L. BERRY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR PETER C. BROWNING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR RICHARD W. DREILING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR DAWN E. HUDSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ROBERT L. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR MARSHALL O. LARSEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR RICHARD K. LOCHRIDGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR ROBERT A. NIBLOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR ERIC C. WISEMEN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
LyondellBasell
Industries NV
TICKER:
LYB
CUSIP:
N53745100
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JACQUES AIGRAIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR SCOTT M. KLEINMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR BRUCE A. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADOPT FINANCIAL STATEMENTS AND STATUTORY
ISSUER
YES
FOR
FOR
REPORTS
PROPOSAL #3:
APPROVE DISCHARGE OF MANAGEMENT BOARD
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE DISCHARGE OF SUPERVISORY BOARD
ISSUER
YES
FOR
FOR
PROPOSAL #5: RATIFY
PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #6:
RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#7: APPROVE REMUNERATION OF SUPERVISORY BOARD
ISSUER
YES
FOR
FOR
PROPOSAL
#8: APPROVE DIVIDENDS OF USD 4.20 PER SHARE
ISSUER
YES
FOR
FOR
PROPOSAL
#9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #10:
AUTHORIZE REPURCHASE OF UP TO 10
ISSUER
YES
FOR
FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11:
APPROVE CANCELLATION OF UP TO 10
ISSUER
YES
FOR
FOR
PERCENT OF ISSUED SHARE CAPITAL IN TREASURY ACCOUNT
PROPOSAL #12:
AMEND ARTICLES OF ASSOCIATION
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Masco
Corporation
TICKER:
MAS
CUSIP:
574599106
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR DENNIS W. ARCHER
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR DONALD R. PARFET
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR LISA A. PAYNE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
McKesson
Corporation
TICKER:
MCK
CUSIP:
58155Q103
MEETING DATE:
7/25/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT DIRECTOR ANDY D. BRYANT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT DIRECTOR WAYNE A. BUDD
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT DIRECTOR JOHN H. HAMMERGREN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ELECT DIRECTOR ALTON F. IRBY, III
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ELECT DIRECTOR M. CHRISTINE JACOBS
ISSUER
YES
FOR
FOR
PROPOSAL
#6: ELECT DIRECTOR MARIE L. KNOWLES
ISSUER
YES
FOR
FOR
PROPOSAL
#7: ELECT DIRECTOR DAVID M. LAWRENCE
ISSUER
YES
FOR
FOR
PROPOSAL
#8: ELECT DIRECTOR EDWARD A. MUELLER
ISSUER
YES
FOR
FOR
PROPOSAL
#9: ELECT DIRECTOR JANE E. SHAW
ISSUER
YES
FOR
FOR
PROPOSAL
#10: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL #11: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #12:
PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#13: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#14: STOCK RETENTION
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#15: PRO-RATA VESTING OF EQUITY AWARDS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Medtronic, Inc.
TICKER:
MDT
CUSIP:
585055106
MEETING DATE:
8/23/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD H. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR VICTOR J. DZAU
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR OMAR ISHRAK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SHIRLEY ANN JACKSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR MICHAEL O. LEAVITT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JAMES T. LENEHAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR DENISE M. O'LEARY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR KENDALL J. POWELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR ROBERT C. POZEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JACK W. SCHULER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
ADOPT MAJORITY VOTING FOR UNCONTESTED
ISSUER
YES
FOR
FOR
ELECTION OF DIRECTORS
PROPOSAL #5:
ADOPT PROXY ACCESS RIGHT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REDUCE SUPERMAJORITY VOTE REQUIREMENT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Merck & Co.,
Inc.
TICKER:
MRK
CUSIP:
58933Y105
MEETING DATE:
5/28/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR LESLIE A. BRUN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR THOMAS R. CECH
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR KENNETH C. FRAZIER
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR THOMAS H. GLOCER
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR WILLIAM B. HARRISON JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR C. ROBERT KIDDER
ISSUER
YES
FOR
FOR
PROPOSAL #1g: ELECT DIRECTOR
ROCHELLE B. LAZARUS
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR CARLOS E. REPRESAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR PATRICIA F. RUSSO
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR CRAIG B. THOMPSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR WENDELL P. WEEKS
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR PETER C. WENDELL
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: AMEND ARTICLES/BYLAWS/CHARTER -- CALL
SHAREHOLDER
YES
AGAINST
FOR
SPECIAL MEETINGS
PROPOSAL #6:
REPORT ON CHARITABLE AND POLITICAL
SHAREHOLDER
YES
AGAINST
FOR
CONTRIBUTIONS
PROPOSAL #7:
REPORT ON LOBBYING ACTIVITIES
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
MetLife, Inc.
TICKER:
MET
CUSIP:
59156R108
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR R. GLENN HUBBARD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR STEVEN A. KANDARIAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JOHN M. KEANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ALFRED F. KELLY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAMES M. KILTS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR CATHERINE R. KINNEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR HUGH B. PRICE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR KENTON J. SICCHITANO
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Microsoft
Corporation
TICKER:
MSFT
CUSIP:
594918104
MEETING DATE:
11/28/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT DIRECTOR STEVEN A. BALLMER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT DIRECTOR DINA DUBLON
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT DIRECTOR WILLIAM H. GATES, III
ISSUER
YES
FOR
FOR
PROPOSAL #4: ELECT DIRECTOR MARIA
M. KLAWE
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ELECT DIRECTOR STEPHEN J. LUCZO
ISSUER
YES
FOR
FOR
PROPOSAL
#6: ELECT DIRECTOR DAVID F. MARQUARDT
ISSUER
YES
FOR
FOR
PROPOSAL
#7: ELECT DIRECTOR CHARLES H. NOSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#8: ELECT DIRECTOR HELMUT PANKE
ISSUER
YES
FOR
FOR
PROPOSAL
#9: ELECT DIRECTOR JOHN W. THOMPSON
ISSUER
YES
FOR
FOR
PROPOSAL
#10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #11:
APPROVE QUALIFIED EMPLOYEE STOCK
ISSUER
YES
FOR
FOR
PURCHASE PLAN
PROPOSAL #12:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#13: PROVIDE FOR CUMULATIVE VOTING
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Molson Coors Brewing
Company
TICKER:
TAP
CUSIP:
60871R209
MEETING DATE:
5/29/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ROGER EATON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR CHARLES M. HERINGTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR H. SANFORD RILEY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND CERTIFICATE OF INCORPORATION TO
ISSUER
YES
FOR
FOR
PROVIDE THAT HOLDERS OF CLASS A AND CLASS B COMMON
STOCK SHALL VOTE TOGETHER AS A SINGLE CLASS, ON AN
ADVISORY BASIS, TO APPROVE COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Morgan Stanley
TICKER:
MS
CUSIP:
617446448
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ERSKINE B. BOWLES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR HOWARD J. DAVIES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR THOMAS H. GLOCER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JAMES P. GORMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ROBERT H. HERZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR C. ROBERT KIDDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR KLAUS KLEINFELD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR DONALD T. NICOLAISEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR HUTHAM S. OLAYAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JAMES W. OWENS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR O. GRIFFITH SEXTON
ISSUER
YES
FOR
FOR
PROPOSAL #1.12: ELECT DIRECTOR
RYOSUKE TAMAKOSHI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR MASAAKI TANAKA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR LAURA D. TYSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#6: AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
National Oilwell
Varco, Inc.
TICKER:
NOV
CUSIP:
637071101
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1A:
ELECT DIRECTOR MERRILL A. MILLER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1B: ELECT DIRECTOR GREG L. ARMSTRONG
ISSUER
YES
FOR
FOR
PROPOSAL
#1C: ELECT DIRECTOR BEN A. GUILL
ISSUER
YES
FOR
FOR
PROPOSAL
#1D: ELECT DIRECTOR DAVID D. HARRISON
ISSUER
YES
FOR
FOR
PROPOSAL
#1E: ELECT DIRECTOR ROGER L. JARVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1F: ELECT DIRECTOR ERIC L. MATTSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
NEWELL
RUBBERMAID INC.
TICKER:
NWL
CUSIP:
651229106
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR SCOTT S. COWEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR CYNTHIA A. MONTGOMERY
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JOSE IGNACIO PEREZ-LIZAUR
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR MICHAEL B. POLK
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR MICHAEL A. TODMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Nordstrom, Inc.
TICKER:
JWN
CUSIP:
655664100
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR PHYLLIS J. CAMPBELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR MICHELLE M. EBANKS
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR ROBERT G. MILLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR BLAKE W. NORDSTROM
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ERIK B. NORDSTROM
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR PETER E. NORDSTROM
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR PHILIP G. SATRE
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR B. KEVIN TURNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR ROBERT D. WALTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR ALISON A. WINTER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Northeast
Utilities
TICKER:
NU
CUSIP:
664397106
MEETING DATE:
10/31/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD H. BOOTH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN S. CLARKESON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR COTTON M. CLEVELAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SANFORD CLOUD, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAMES S. DISTASIO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR FRANCIS A. DOYLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CHARLES K. GIFFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR PAUL A. LA CAMERA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KENNETH R. LEIBLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR THOMAS J. MAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR CHARLES W. SHIVERY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR WILLIAM C. VAN FAASEN
ISSUER
YES
FOR
FOR
PROPOSAL #1.13: ELECT DIRECTOR
FREDERICA M. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR DENNIS R. WRAASE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Northeast
Utilities
TICKER:
NU
CUSIP:
664397106
MEETING DATE:
5/1/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD H. BOOTH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN S. CLARKESON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR COTTON M. CLEVELAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SANFORD CLOUD, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAMES S. DISTASIO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR FRANCIS A. DOYLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CHARLES K. GIFFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR PAUL A. LA CAMERA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KENNETH R. LEIBLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR THOMAS J. MAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR CHARLES W. SHIVERY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR WILLIAM C. VAN FAASEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR FREDERICA M. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR DENNIS R. WRAASE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Northrop Grumman
Corporation
TICKER:
NOC
CUSIP:
666807102
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WESLEY G. BUSH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR VICTOR H. FAZIO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DONALD E. FELSINGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR STEPHEN E. FRANK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR BRUCE S. GORDON
ISSUER
YES
FOR
FOR
PROPOSAL #1.6: ELECT DIRECTOR
MADELEINE A. KLEINER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR KARL J. KRAPEK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RICHARD B. MYERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR AULANA L. PETERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR GARY ROUGHEAD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR THOMAS M. SCHOEWE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR KEVIN W. SHARER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Omnicom Group
Inc.
TICKER:
OMC
CUSIP:
681919106
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN D. WREN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR BRUCE CRAWFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ALAN R. BATKIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MARY C. CHOKSI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ROBERT CHARLES CLARK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR LEONARD S. COLEMAN, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ERROL M. COOK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR SUSAN S. DENISON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR MICHAEL A. HENNING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JOHN R. MURPHY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR JOHN R. PURCELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR LINDA JOHNSON RICE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR GARY L. ROUBOS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
PREPARE EMPLOYMENT DIVERSITY REPORT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: STOCK RETENTION
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Oracle
Corporation
TICKER:
ORCL
CUSIP:
68389X105
MEETING DATE:
11/7/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JEFFREY S. BERG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR H. RAYMOND BINGHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MICHAEL J. BOSKIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SAFRA A. CATZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR BRUCE R. CHIZEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR GEORGE H. CONRADES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR LAWRENCE J. ELLISON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR HECTOR GARCIA-MOLINA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JEFFREY O. HENLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR MARK V. HURD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR DONALD L. LUCAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR NAOMI O. SELIGMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
AGAINST
AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION
ISSUER
YES
FOR
FOR
PLAN
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ADOPT MULTIPLE PERFORMANCE METRICS UNDER
SHAREHOLDER
YES
AGAINST
FOR
EXECUTIVE INCENTIVE PLANS
PROPOSAL #6:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#7: ADOPT RETENTION RATIO FOR
SHAREHOLDER
YES
AGAINST
FOR
EXECUTIVES/DIRECTORS
PROPOSAL #8:
PRO-RATA VESTING OF EQUITY AWARDS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Owens-Illinois,
Inc.
TICKER:
OI
CUSIP:
690768403
MEETING DATE:
5/17/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAY L. GELDMACHER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ALBERT P. L. STROUCKEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DENNIS K. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR THOMAS L. YOUNG
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Pentair Ltd.
TICKER:
PNR
CUSIP:
H6169Q108
MEETING DATE:
4/29/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR T. MICHAEL GLENN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR DAVID H. Y. HO
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR RONALD L. MERRIMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #3:
APPROVE DISCHARGE OF BOARD AND SENIOR
ISSUER
YES
FOR
FOR
MANAGEMENT
PROPOSAL #4a:
RATIFY DELOITTE AG AS STATUTORY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4b: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4c: RATIFY PRICEWATERHOUSECOOPERS AS
ISSUER
YES
FOR
FOR
SPECIAL AUDITORS
PROPOSAL #5a:
APPROPRIATION OF RESULTS FOR THE YEAR
ISSUER
YES
FOR
FOR
ENDED DECEMBER 31, 2012
PROPOSAL #5b:
APPROVE CONVERSION OF CAPITAL
ISSUER
YES
FOR
FOR
CONTRIBUTIONS TO DISTRIBUTE AN ORDINARY CASH DIVIDEND
PROPOSAL #6:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #7:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Pentair, Inc.
TICKER:
PNR
CUSIP:
709631105
MEETING DATE:
9/14/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE MERGER AGREEMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE ON GOLDEN PARACHUTES
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
PG&E
Corporation
TICKER:
PCG
CUSIP:
69331C108
MEETING DATE:
5/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DAVID R. ANDREWS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR LEWIS CHEW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR C. LEE COX
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ANTHONY F. EARLEY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR FRED J. FOWLER
ISSUER
YES
FOR
FOR
PROPOSAL #1.6: ELECT DIRECTOR
MARYELLEN C. HERRINGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ROGER H. KIMMEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RICHARD A. MESERVE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR FORREST E. MILLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR ROSENDO G. PARRA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR BARBARA L. RAMBO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR BARRY LAWSON WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Pioneer Natural
Resources Company
TICKER:
PXD
CUSIP:
723787107
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR TIMOTHY L. DOVE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR CHARLES E. RAMSEY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR FRANK A. RISCH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON MANAGEMENT OF HYDRAULIC
SHAREHOLDER
YES
ABSTAIN
AGAINST
FRACTURING RISKS AND OPPORTUNITIES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Potash
Corporation of Saskatchewan Inc.
TICKER:
POT
CUSIP:
73755L107
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR CHRISTOPHER M. BURLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DONALD G. CHYNOWETH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DANIEL CLAUW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WILLIAM J. DOYLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JOHN W. ESTEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR GERALD W. GRANDEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR C. STEVEN HOFFMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR DALLAS J. HOWE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR ALICE D. LABERGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR KEITH G. MARTELL
ISSUER
YES
FOR
FOR
PROPOSAL #1.11: ELECT DIRECTOR
JEFFREY J. MCCAIG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR MARY MOGFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR ELENA VIYELLA DE PALIZA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE 2013 PERFORMANCE OPTION PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE ON EXECUTIVE COMPENSATION
ISSUER
YES
FOR
FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
PPG Industries,
Inc.
TICKER:
PPG
CUSIP:
693506107
MEETING DATE:
4/18/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAMES G. BERGES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN V. FARACI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR VICTORIA F. HAYNES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MARTIN H. RICHENHAGEN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REDUCE SUPERMAJORITY VOTE REQUIREMENT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Principal
Financial Group, Inc.
TICKER:
PFG
CUSIP:
74251V102
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MICHAEL T. DAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR C. DANIEL GELATT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR SANDRA L. HELTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR LARRY D. ZIMPLEMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Quest
Diagnostics Incorporated
TICKER:
DGX
CUSIP:
74834L100
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN
C. BALDWIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR GARY M. PFEIFFER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR STEPHEN H. RUSCKOWSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ELIMINATE CLASS OF PREFERRED STOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #6:
REDUCE SUPERMAJORITY VOTE REQUIREMENT
SHAREHOLDER
YES
AGAINST
N/A
PROPOSAL
#7: PRO-RATA VESTING OF EQUITY AWARDS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Regions
Financial Corporation
TICKER:
RF
CUSIP:
7591EP100
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR GEORGE W. BRYAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR CAROLYN H. BYRD
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR DAVID J. COOPER, SR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR DON DEFOSSET
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR ERIC C. FAST
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR O.B. GRAYSON HALL, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR JOHN D. JOHNS
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR CHARLES D. MCCRARY
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JAMES R. MALONE
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR RUTH ANN MARSHALL
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR SUSAN W. MATLOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR JOHN E. MAUPIN, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1m: ELECT DIRECTOR JOHN R. ROBERTS
ISSUER
YES
FOR
FOR
PROPOSAL
#1n: ELECT DIRECTOR LEE J. STYSLINGER, III
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Rexam plc
TICKER:
REX
CUSIP:
G1274K113
MEETING DATE:
1/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE RETURN OF CASH TO SHAREHOLDERS
ISSUER
YES
FOR
FOR
THROUGH THE ISSUE OF B SHARES AND SHARE CAPITAL
CONSOLIDATION
PROPOSAL #2:
AUTHORISE ISSUE OF EQUITY WITH PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #3:
AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #4:
AUTHORISE MARKET PURCHASE OF NEW
ISSUER
YES
FOR
FOR
ORDINARY SHARES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Rexam plc
TICKER:
REX
CUSIP:
G1274K212
MEETING DATE:
4/18/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE FINAL DIVIDEND
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ELECT JOHANNA WATEROUS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RE-ELECT STUART CHAMBERS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#6: RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#7: RE-ELECT DAVID ROBBIE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#8: RE-ELECT JOHN LANGSTON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#9: RE-ELECT LEO OOSTERVEER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#10: RE-ELECT JEAN-PIERRE RODIER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#11: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #12:
AUTHORISE BOARD TO FIX REMUNERATION OF
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #13:
AUTHORISE ISSUE OF EQUITY WITH PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #14:
AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #15:
AUTHORISE MARKET PURCHASE OF ORDINARY
ISSUER
YES
FOR
FOR
SHARES
PROPOSAL #16:
AUTHORISE THE COMPANY TO CALL EGM WITH
ISSUER
YES
FOR
FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Rexel
TICKER:
RXL
CUSIP:
F7782J366
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE CONSOLIDATED FINANCIAL
ISSUER
YES
FOR
FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3:
APPROVE ALLOCATION OF INCOME AND
ISSUER
YES
FOR
FOR
DIVIDENDS OF EUR 0.75 PER SHARE
PROPOSAL #4:
APPROVE STOCK DIVIDEND PROGRAM (NEW
ISSUER
YES
FOR
FOR
SHARES)
PROPOSAL #5:
APPROVE TRANSACTIONS WITH SUBSIDIARIES
ISSUER
YES
FOR
FOR
PROPOSAL
#6: APPROVE TRANSACTIONS RE: PURCHASE
ISSUER
YES
FOR
FOR
AGREEMENTS, AND INDENTURE
PROPOSAL #7:
APPROVE "AMENDMENT TO THE SECUNDARY
ISSUER
YES
FOR
FOR
OFFERING COOPERATION AGREEMENT"
PROPOSAL #8:
REELECT EURAZEO AS SUPERVISORY BOARD
ISSUER
YES
FOR
FOR
MEMBER
PROPOSAL #9:
REELECT MANFRED KINDLE AS SUPERVISORY
ISSUER
YES
FOR
FOR
BOARD MEMBER
PROPOSAL #10:
REELECT THOMAS FARRELL AS SUPERVISORY
ISSUER
YES
FOR
FOR
BOARD MEMBER
PROPOSAL #11:
RATIFY APPOINTMENT OF VIVIANNE AKRICHE
ISSUER
YES
FOR
FOR
AS SUPERVISORY BOARD MEMBER
PROPOSAL #12:
AUTHORIZE REPURCHASE OF UP TO 10
ISSUER
YES
FOR
FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13:
AUTHORIZE FILING OF REQUIRED
ISSUER
YES
FOR
FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #14:
AUTHORIZE DECREASE IN SHARE CAPITAL VIA
ISSUER
YES
FOR
FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #15:
AUTHORIZE UP TO 2.5 PERCENT OF ISSUED
ISSUER
YES
FOR
FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLAN
PROPOSAL #16:
APPROVE EMPLOYEE STOCK PURCHASE PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#17: APPROVE EMPLOYEE STOCK PURCHASE PLAN
ISSUER
YES
FOR
FOR
RESERVED FOR INTERNATIONAL EMPLOYEES
PROPOSAL #18:
AMEND ARTICLES 23 OF BYLAWS RE:
ISSUER
YES
FOR
FOR
SUPERVISORY BOARD POWERS
PROPOSAL #19:
AUTHORIZE FILING OF REQUIRED
ISSUER
YES
FOR
FOR
DOCUMENTS/OTHER FORMALITIES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Royal Dutch
Shell plc
TICKER:
RDSA
CUSIP:
780259206
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL #3: RE-ELECT JOSEF
ACKERMANN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RE-ELECT GUY ELLIOTT AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RE-ELECT SIMON HENRY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#6: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#7: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#8: RE-ELECT JORMA OLLILA AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#9: RE-ELECT SIR NIGEL SHEINWALD AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#10: RE-ELECT LINDA STUNTZ AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#11: RE-ELECT PETER VOSER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#12: RE-ELECT HANS WIJERS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#13: ELECT GERRIT ZALM AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #15:
AUTHORISE BOARD TO FIX REMUNERATION OF
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #16:
AUTHORISE ISSUE OF EQUITY WITH PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #17:
AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #18:
AUTHORISE MARKET PURCHASE OF ORDINARY
ISSUER
YES
FOR
FOR
SHARES
PROPOSAL #19:
AUTHORISE EU POLITICAL DONATIONS AND
ISSUER
YES
FOR
FOR
EXPENDITURE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
SanDisk
Corporation
TICKER:
SNDK
CUSIP:
80004C101
MEETING DATE:
6/12/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MICHAEL E. MARKS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR KEVIN DENUCCIO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR IRWIN FEDERMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR STEVEN J. GOMO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR EDDY W. HARTENSTEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR CHENMING HU
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CATHERINE P. LEGO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR SANJAY MEHROTRA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Sanofi
TICKER:
SAN
CUSIP:
F5548N101
MEETING DATE:
5/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE CONSOLIDATED FINANCIAL
ISSUER
YES
FOR
FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3:
APPROVE ALLOCATION OF INCOME AND
ISSUER
YES
FOR
FOR
DIVIDENDS OF EUR 2.77 PER SHARE
PROPOSAL #4:
ELECT FABIENNE LECORVAISIER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT
ISSUER
YES
FOR
FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6:
AUTHORIZE ISSUANCE OF EQUITY OR EQUITY-
ISSUER
YES
FOR
FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1.3 BILLION
PROPOSAL #7:
AUTHORIZE ISSUANCE OF EQUITY OR EQUITY-
ISSUER
YES
FOR
FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 520 MILLION
PROPOSAL #8:
AUTHORIZE CAPITAL INCREASE OF UP TO 10
ISSUER
YES
FOR
FOR
PERCENT OF ISSUED CAPITAL FOR FUTURE ACQUISITIONS
PROPOSAL #9:
AUTHORIZE BOARD TO INCREASE CAPITAL IN
ISSUER
YES
FOR
FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #10:
AUTHORIZE CAPITALIZATION OF RESERVES OF
ISSUER
YES
FOR
FOR
UP TO EUR 500 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #11:
APPROVE EMPLOYEE STOCK PURCHASE PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#12: AUTHORIZE UP TO 0.2 PERCENT OF ISSUED
ISSUER
YES
FOR
FOR
CAPITAL FOR USE IN GRANTS OF RESTRICTED SHARES IN
SUBSTITUTION FOR DISCOUNT UNDER CAPITAL INCREASES FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #13:
AUTHORIZE UP TO 0.7 PERCENT OF ISSUED
ISSUER
YES
FOR
FOR
CAPITAL FOR USE IN STOCK OPTION PLAN
PROPOSAL #14:
AUTHORIZE DECREASE IN SHARE CAPITAL VIA
ISSUER
YES
FOR
FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #15:
AUTHORIZE FILING OF REQUIRED
ISSUER
YES
FOR
FOR
DOCUMENTS/OTHER FORMALITIES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Southwestern
Energy Company
TICKER:
SWN
CUSIP:
845467109
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN D. GASS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR CATHERINE A. KEHR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GREG D. KERLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR HAROLD M. KORELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR VELLO A. KUUSKRAA
ISSUER
YES
FOR
FOR
PROPOSAL #1.6: ELECT DIRECTOR
KENNETH R. MOURTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR STEVEN L. MUELLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR ELLIOTT PEW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR ALAN H. STEVENS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Staples, Inc.
TICKER:
SPLS
CUSIP:
855030102
MEETING DATE:
6/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR BASIL L. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR ARTHUR M. BLANK
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR DREW G. FAUST
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JUSTIN KING
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR CAROL MEYROWITZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ROWLAND T. MORIARTY
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR ROBERT C. NAKASONE
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR RONALD L. SARGENT
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR ELIZABETH A. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR ROBERT E. SULENTIC
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR RAUL VAZQUEZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR VIJAY VISHWANATH
ISSUER
YES
FOR
FOR
PROPOSAL
#1m: ELECT DIRECTOR PAUL F. WALSH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: PROXY ACCESS
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
State Street
Corporation
TICKER:
STT
CUSIP:
857477103
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR KENNETT F. BURNES
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR PETER COYM
ISSUER
YES
FOR
FOR
PROPOSAL #1c: ELECT DIRECTOR
PATRICK DE SAINT-AIGNAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR AMELIA C. FAWCETT
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR LINDA A. HILL
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR JOSEPH L. HOOLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR ROBERT S. KAPLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR RICHARD P. SERGEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR RONALD L. SKATES
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR GREGORY L. SUMME
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR THOMAS J. WILSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Statoil ASA
TICKER:
STL
CUSIP:
85771P102
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #3:
ELECT CHAIRMAN OF MEETING
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE NOTICE OF MEETING AND AGENDA
ISSUER
YES
FOR
FOR
PROPOSAL
#5: DESIGNATE INSPECTOR(S) OF MINUTES OF
ISSUER
YES
FOR
FOR
MEETING
PROPOSAL #6:
APPROVE FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 6.75 PER SHARE
PROPOSAL #7:
WITHDRAW COMPANY FROM TAR SANDS
SHAREHOLDER
YES
AGAINST
FOR
ACTIVITIES IN CANADA
PROPOSAL #8:
WITHDRAW COMPANY FROM ICE-LADEN
SHAREHOLDER
YES
AGAINST
FOR
ACTIVITIES IN THE ARCTIC
PROPOSAL #9:
APPROVE BOARD OF DIRECTORS' STATEMENT ON
ISSUER
YES
FOR
FOR
COMPANY CORPORATE GOVERNANCE
PROPOSAL #10:
APPROVE REMUNERATION POLICY AND OTHER
ISSUER
YES
AGAINST
AGAINST
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #11:
APPROVE REMUNERATION OF AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#12: AMEND ARTICLES RE: APPOINTMENT OF
ISSUER
YES
FOR
FOR
NOMINATING COMMITTEE MEMBERS
PROPOSAL #13:
APPROVE REMUNERATION OF CORPORATE
ISSUER
YES
FOR
FOR
ASSEMBLY IN THE AMOUNT OF NOK 112,200 FOR THE
CHAIRMAN, NOK 59,100 FOR THE VICE CHAIRMAN, NOK
41,500 FOR OTHER MEMBERS, AND NOK 5,900 FOR DEPUTY
PROPOSAL #14:
ELECT ELISABETH BERGE AND JOHAN ALSTAD
ISSUER
YES
FOR
FOR
AS MEMBER AND DEPUTY MEMBER OF NOMINATING COMMITTEE
PROPOSAL #15:
APPROVE REMUNERATION OF NOMINATING
ISSUER
YES
FOR
FOR
COMMITTEE IN THE AMOUNT OF NOK 11,200 FOR THE
CHAIRMAN AND NOK 8,300 FOR OTHER MEMBERS
PROPOSAL #16: AUTHORIZE
REPURCHASE AND REISSUANCE OF
ISSUER
YES
FOR
FOR
SHARES UP TO A NOMINAL VALUE OF NOK 27.5 MILLION IN
CONNECTION WITH SHARE SAVING SCHEME FOR EMPLOYEES
PROPOSAL #17: AUTHORIZE REPURCHASE
OF UP TO 75
ISSUER
YES
FOR
FOR
MILLION SHARES FOR CANCELLATION PURPOSES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
TE Connectivity
Ltd.
TICKER:
TEL
CUSIP:
H84989104
MEETING DATE:
3/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR PIERRE R. BRONDEAU
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JUERGEN W. GROMER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR WILLIAM A. JEFFREY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR THOMAS J. LYNCH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR YONG NAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR DANIEL J. PHELAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR FREDERIC M. POSES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR LAWRENCE S. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR PAULA A. SNEED
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR DAVID P. STEINER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR JOHN C. VAN SCOTER
ISSUER
YES
FOR
FOR
PROPOSAL
#2.1: ACCEPT ANNUAL REPORT FOR FISCAL
ISSUER
YES
FOR
FOR
2011/2012
PROPOSAL #2.2:
ACCEPT STATUTORY FINANCIAL STATEMENTS
ISSUER
YES
FOR
FOR
FOR FISCAL 2012/2013
PROPOSAL #2.3:
ACCEPT CONSOLIDATED FINANCIAL
ISSUER
YES
FOR
FOR
STATEMENTS FOR FISCAL 2012/2013
PROPOSAL #3:
APPROVE DISCHARGE OF BOARD AND SENIOR
ISSUER
YES
FOR
FOR
MANAGEMENT
PROPOSAL #4.1:
RATIFY DELOITTE & TOUCHE LLP AS
ISSUER
YES
FOR
FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2012/2013
PROPOSAL #4.2:
RATIFY DELOITTE AG AS SWISS REGISTERED
ISSUER
YES
FOR
FOR
AUDITORS FOR FISCAL 2012/2013
PROPOSAL #4.3:
RATIFY PRICEWATERHOUSECOOPERS AG AS
ISSUER
YES
FOR
FOR
SPECIAL AUDITOR FOR FISCAL 2012/2013
PROPOSAL #5:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #6:
APPROVE ORDINARY CASH DIVIDEND
ISSUER
YES
FOR
FOR
PROPOSAL
#7: RENEW AUTHORIZED CAPITAL
ISSUER
YES
FOR
FOR
PROPOSAL
#8: APPROVE REDUCTION IN SHARE CAPITAL
ISSUER
YES
FOR
FOR
PROPOSAL
#9: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The Allstate
Corporation
TICKER:
ALL
CUSIP:
020002101
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR F. DUANE ACKERMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR ROBERT D. BEYER
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR KERMIT R. CRAWFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JACK M. GREENBERG
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR HERBERT L. HENKEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR RONALD T. LEMAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR ANDREA REDMOND
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR H. JOHN RILEY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JOHN W. ROWE
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR JUDITH A. SPRIESER
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR MARY ALICE TAYLOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR THOMAS J. WILSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The Dow Chemical
Company
TICKER:
DOW
CUSIP:
260543103
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ARNOLD A. ALLEMANG
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR AJAY BANGA
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JACQUELINE K. BARTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JAMES A. BELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JEFF M. FETTIG
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ANDREW N. LIVERIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR PAUL POLMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR DENNIS H. REILLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JAMES M. RINGLER
ISSUER
YES
FOR
FOR
PROPOSAL #1j: ELECT DIRECTOR RUTH
G. SHAW
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
STOCK RETENTION
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The Goldman
Sachs Group, Inc.
TICKER:
GS
CUSIP:
38141G104
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT DIRECTOR LLOYD C. BLANKFEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT DIRECTOR M. MICHELE BURNS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT DIRECTOR GARY D. COHN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ELECT DIRECTOR CLAES DAHLBACK
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ELECT DIRECTOR WILLIAM W. GEORGE
ISSUER
YES
FOR
FOR
PROPOSAL
#6: ELECT DIRECTOR JAMES A. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#7: ELECT DIRECTOR LAKSHMI N. MITTAL
ISSUER
YES
FOR
FOR
PROPOSAL
#8: ELECT DIRECTOR ADEBAYO O. OGUNLESI
ISSUER
YES
FOR
FOR
PROPOSAL
#9: ELECT DIRECTOR JAMES J. SCHIRO
ISSUER
YES
FOR
FOR
PROPOSAL
#10: ELECT DIRECTOR DEBORA L. SPAR
ISSUER
YES
FOR
FOR
PROPOSAL
#11: ELECT DIRECTOR MARK E. TUCKER
ISSUER
YES
FOR
FOR
PROPOSAL
#12: ELECT DIRECTOR DAVID A. VINIAR
ISSUER
YES
FOR
FOR
PROPOSAL
#13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #14:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#15: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#16: ESTABLISH BOARD COMMITTEE ON HUMAN
SHAREHOLDER
YES
ABSTAIN
AGAINST
RIGHTS
PROPOSAL #17: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#18: ADOPT PROXY ACCESS RIGHT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#19: EMPLOY INVESTMENT BANK TO EXPLORE
SHAREHOLDER
YES
AGAINST
FOR
ALTERNATIVES TO MAXIMIZE SHAREHOLDER VALUE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The Hartford
Financial Services Group, Inc.
TICKER:
HIG
CUSIP:
416515104
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ROBERT B. ALLARDICE, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR TREVOR FETTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR PAUL G. KIRK, JR.
ISSUER
YES
FOR
FOR
PROPOSAL #1d: ELECT DIRECTOR LIAM
E. MCGEE
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR KATHRYN A. MIKELLS
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR MICHAEL G. MORRIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR THOMAS A. RENYI
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR CHARLES B. STRAUSS
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR H. PATRICK SWYGERT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The Mosaic
Company
TICKER:
MOS
CUSIP:
61945C103
MEETING DATE:
10/4/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR PHYLLIS E. COCHRAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR GREGORY L. EBEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ROBERT L. LUMPKINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WILLIAM T. MONAHAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT DIRECTOR HAROLD H. MACKAY
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The PNC
Financial Services Group, Inc.
TICKER:
PNC
CUSIP:
693475105
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD O. BERNDT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR CHARLES E. BUNCH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR PAUL W. CHELLGREN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WILLIAM S. DEMCHAK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR KAY COLES JAMES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR RICHARD B. KELSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR BRUCE C. LINDSAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR ANTHONY A. MASSARO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JANE G. PEPPER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JAMES E. ROHR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR DONALD J. SHEPARD
ISSUER
YES
FOR
FOR
PROPOSAL #1.12: ELECT DIRECTOR
LORENE K. STEFFES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR DENNIS F. STRIGL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR THOMAS J. USHER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.15: ELECT DIRECTOR GEORGE H. WALLS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.16: ELECT DIRECTOR HELGE H. WEHMEIER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON CLIMATE CHANGE FINANCING RISK
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The TJX
Companies, Inc.
TICKER:
TJX
CUSIP:
872540109
MEETING DATE:
6/11/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ZEIN ABDALLA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOSE B. ALVAREZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ALAN M. BENNETT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR BERNARD CAMMARATA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR DAVID T. CHING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR MICHAEL F. HINES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR AMY B. LANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR DAWN G. LEPORE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR CAROL MEYROWITZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JOHN F. O'BRIEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR WILLOW B. SHIRE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Toll Brothers,
Inc.
TICKER:
TOL
CUSIP:
889478103
MEETING DATE:
3/13/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DOUGLAS C. YEARLEY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ROBERT S. BLANK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR EDWARD G. BOEHNE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR RICHARD J. BRAEMER
ISSUER
YES
FOR
FOR
PROPOSAL #1.5: ELECT DIRECTOR CARL
E. MARBACH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR STEPHEN A. NOVICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR PAUL E. SHAPIRO
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REQUIRE A MAJORITY VOTE FOR THE ELECTION
SHAREHOLDER
YES
AGAINST
FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Torchmark
Corporation
TICKER:
TMK
CUSIP:
891027104
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR CHARLES E. ADAIR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MARILYN A. ALEXANDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DAVID L. BOREN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JANE M. BUCHAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR GARY L. COLEMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR LARRY M. HUTCHISON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ROBERT W. INGRAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR MARK S. MCANDREW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR LLOYD W. NEWTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR WESLEY D. PROTHEROE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR DARREN M. REBELEZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR LAMAR C. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR PAUL J. ZUCCONI
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
UBS AG
TICKER:
UBSN
CUSIP:
H89231338
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #1.2:
APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL #2: APPROVE ALLOCATION OF
INCOME AND
ISSUER
YES
FOR
FOR
DIVIDENDS OF CHF 0.15 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVE
PROPOSAL #3:
APPROVE DISCHARGE OF BOARD AND SENIOR
ISSUER
YES
FOR
FOR
MANAGEMENT
PROPOSAL #4.1a:
REELECT AXEL WEBER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4.1b: REELECT MICHEL DEMARE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4.1c: REELECT DAVID SIDWELL AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4.1d: REELECT RAINER-MARC FREY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4.1e: RELECT ANN GODBEHERE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4.1f: REELECT AXEL LEHMANN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4.1g: REELECT HELMUT PANKE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4.1h: REELECT WILLIAM PARRETT AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4.1i: REELECT ISABELLE ROMY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4.1j: REELECT BEATRICE WEDER DI MAURO AS
ISSUER
YES
FOR
FOR
DIRECTOR
PROPOSAL #4.1k:
REELECT JOSEPH YAM AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4.2: ELECT RETO FRANCIONI AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4.3: RATIFY ERNST & YOUNG LTD. AS AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
UnitedHealth
Group Incorporated
TICKER:
UNH
CUSIP:
91324P102
MEETING DATE:
6/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR WILLIAM C. BALLARD, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR EDSON BUENO
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR RICHARD T. BURKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR ROBERT J. DARRETTA
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR STEPHEN J. HEMSLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR MICHELE J. HOOPER
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR RODGER A. LAWSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR DOUGLAS W. LEATHERDALE
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR GLENN M. RENWICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR KENNETH I. SHINE
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR GAIL R. WILENSKY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Unum Group
TICKER:
UNM
CUSIP:
91529Y106
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR E. MICHAEL CAULFIELD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR RONALD E. GOLDSBERRY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR KEVIN T. KABAT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MICHAEL J. PASSARELLA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: DECLASSIFY THE BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Valero Energy
Corporation
TICKER:
VLO
CUSIP:
91913Y100
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR JERRY D. CHOATE
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR RUBEN M. ESCOBEDO
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR WILLIAM R. KLESSE
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR DEBORAH P. MAJORAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR BOB MARBUT
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR DONALD L. NICKLES
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR PHILIP J. PFEIFFER
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR ROBERT A. PROFUSEK
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR SUSAN KAUFMAN PURCELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR STEPHEN M. WATERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR RANDALL J. WEISENBURGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR RAYFORD WILKINS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON POLITICAL CONTRIBUTIONS AND
SHAREHOLDER
YES
ABSTAIN
AGAINST
LOBBYING EXPENDITURES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Wells Fargo
& Company
TICKER:
WFC
CUSIP:
949746101
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR JOHN D. BAKER, II
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR ELAINE L. CHAO
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JOHN S. CHEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR LLOYD H. DEAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR SUSAN E. ENGEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR DONALD M. JAMES
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR CYNTHIA H. MILLIGAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR FEDERICO F. PENA
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR HOWARD V. RICHARDSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR JUDITH M. RUNSTAD
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR STEPHEN W. SANGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1m: ELECT DIRECTOR JOHN G. STUMPF
ISSUER
YES
FOR
FOR
PROPOSAL
#1n: ELECT DIRECTOR SUSAN G. SWENSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#7: REVIEW FAIR HOUSING AND FAIR LENDING
SHAREHOLDER
YES
ABSTAIN
AGAINST
COMPLIANCE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Weyerhaeuser
Company
TICKER:
WY
CUSIP:
962166104
MEETING DATE:
4/11/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DEBRA A. CAFARO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MARK A. EMMERT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DANIEL S. FULTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JOHN I. KIECKHEFER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR WAYNE W. MURDY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR NICOLE W. PIASECKI
ISSUER
YES
FOR
FOR
PROPOSAL #1.7: ELECT DIRECTOR
DOYLE R. SIMONS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RICHARD H. SINKFIELD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR D. MICHAEL STEUERT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR KIM WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR CHARLES R. WILLIAMSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
XL Group plc
TICKER:
XL
CUSIP:
G98290102
MEETING DATE:
4/26/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT JOSEPH MAURIELLO AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT EUGENE M. MCQUADE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT CLAYTON S. ROSE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
SIGNATURES
Pursuant to the
requirements of the Investment Company Act of 1940, the registrant has duly
caused this
report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD WINDSOR
FUNDS
By: /s/F.
William McNabb III
F.
William McNabb III*
Chairman and Chief Executive Officer
Date: August
29, 2013
*By: /s/Heidi
Stam
Heidi Stam,
pursuant to a Power of Attorney filed on March 27, 2012,
see
File Number 2-11444. Incorporated by Reference.
Transamerica Income Shares, Inc. (NYSE:TAI)
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