Amended Statement of Ownership (sc 13g/a)
10 Agosto 2016 - 6:02PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.1)*
Terrapin 3 Acquisition Corporation
(Name of Issuer)
Class A common stock
(Title of Class of
Securities)
88104P104
(CUSIP Number)
July 31, 2016
(Date of Event Which Requires
Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
|
[X]
|
Rule 13d-1(b)
|
|
|
|
|
[ ]
|
Rule 13d-1(c)
|
|
|
|
|
[ ]
|
Rule 13d-1(d)
|
(Page 1 of 6 Pages)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the
Notes
).
CUSIP No.
88104P104
|
13G
|
Page 2 of 6 Pages
|
1
|
Names of Reporting Persons
|
|
|
|
Polar Asset
Management Partners Inc.
|
2
|
Check the appropriate box if a member of a Group (see
instructions)
|
|
|
|
(a) [ ]
|
|
(b)
[ ]
|
3
|
Sec Use Only
|
|
|
4
|
Citizenship or Place of Organization
|
|
|
|
Canada
|
Number of Shares
Beneficially
Owned by Each
Reporting Person
With:
|
5
|
Sole
Voting Power
|
|
|
|
1,198,016
|
6
|
Shared
Voting Power
|
|
|
|
0
|
7
|
Sole
Dispositive Power
|
|
|
|
1,198,016
|
8
|
Shared
Dispositive Power
|
|
|
|
0
|
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
|
|
|
1,198,016
|
|
|
10
|
Check box if the aggregate amount in row (9) excludes certain
shares (See Instructions)
|
|
|
|
[
]
|
|
|
11
|
Percent of class represented by amount in row (9)
|
|
|
|
12.06%
|
|
|
12
|
Type of Reporting Person (See Instructions)
|
|
|
|
IA
|
|
|
CUSIP No.
88104P104
|
13G
|
Page 3 of 6 Pages
|
Item 1.
(a)
|
Name of Issuer:
|
|
|
|
The name of the issuer is Terrapin 3 Acquisition
Corporation (the "
Company
").
|
|
|
(b)
|
Address of Issuer's Principal Executive
Offices:
|
|
|
|
The Company's principal executive offices are located at
1700 Broadway, 18
th
Floor, New York, NY
10019.
|
Item 2.
(a)
|
Name of Person Filing:
|
|
|
|
This statement is filed by Polar Asset Management
Partners Inc., a company incorporated under the laws on Ontario, Canada,
which serves as the investment manager to Polar Multi Strategy Master
Fund, a Cayman Islands exempted company ("
PMSMF
"), with respect to
the Shares (as defined below) directly held by PMSMF.
|
|
|
|
The filing of this statement should not be construed as
an admission that the Reporting Person is, for the purposes of Section 13
of the Act, the beneficial owner of the Shares reported herein.
|
|
|
(b)
|
Address of Principal Business Office or, if None,
Residence:
|
|
|
|
The address of the business office of the Reporting
Person is 401 Bay Street, Suite 1900, PO Box 19, Toronto, Ontario M5H 2Y4,
Canada.
|
|
|
(c)
|
Citizenship:
|
|
|
|
The citizenship of the Reporting Person is
Canada.
|
|
|
(d)
|
Title and Class of Securities:
|
|
|
|
Class A common stock (the "
Shares
")
|
|
|
(e)
|
CUSIP No.:
|
|
|
|
88104P104
|
Item 3.
|
If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person
filing is a:
|
|
(a)
|
[ ]
|
Broker or dealer registered under Section 15 of the
Act;
|
|
|
|
|
|
(b)
|
[ ]
|
Bank as defined in Section 3(a)(6) of the Act;
|
|
|
|
|
|
(c)
|
[ ]
|
Insurance company as defined in Section 3(a)(19) of the
Act;
|
|
|
|
|
|
(d)
|
[ ]
|
Investment company registered under Section 8 of the
Investment Company Act of 1940;
|
CUSIP No.
88104P104
|
13G
|
Page 4 of 6 Pages
|
|
(e)
|
[ ]
|
An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(1)(ii)(F);
|
|
|
|
|
|
(g)
|
[ ]
|
A parent holding company or control person in accordance
with Rule 13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
(h)
|
[ ]
|
A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company Act of
1940;
|
|
|
|
|
|
(j)
|
[X]
|
A non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J);
|
|
|
|
|
|
(k)
|
[ ]
|
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
|
If filing as a non-U.S. institution in
accordance with Rule 240.13d -1(b)(1)(ii)(J), please specify the type of
institution:
The Reporting Person is an investment
fund manager registered with the Ontario Securities Commission and a
broker-dealer registered with the Investment Industry Regulatory Organization of
Canada.
The percentages used herein are
calculated based upon 9,938,112 Shares outstanding as of July 21, 2016 after the
redemption of 11,336,888 Shares as reported in the Companys Current Report on
Form 8-K filed with the Securities Exchange Commission on July 22, 2016.
The information required by Items 4(a)
- (c) is set forth in Rows 5 - 11 of the cover page for the Reporting Person and
is incorporated herein by reference.
Item 5.
|
Ownership of Five Percent or Less of a
Class.
|
Not applicable.
Item 6.
|
Ownership of more than Five Percent on
Behalf of Another Person.
|
See Item 2. PMSMF has the right to
receive or the power to direct the receipt of dividends or the proceeds from the
sale of more than 5% of the Shares.
Item 7.
|
Identification and classification of the
subsidiary which acquired the security being reported on
by the
parent holding company or control person.
|
Not applicable.
Item 8.
|
Identification and classification of members
of the group.
|
Not applicable.
Item 9.
|
Notice of Dissolution of Group.
|
CUSIP No.
88104P104
|
13G
|
Page 5 of 6 Pages
|
Not applicable.
By signing below the Reporting
Person certifies that, to the best of its knowledge and belief, (i) the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect and (ii) the
foreign regulatory schemes applicable to investment fund managers and
broker-dealers are substantially comparable to the regulatory schemes applicable
to the functionally equivalent U.S. institutions. The Reporting Person also
undertakes to furnish to the Commission staff, upon request, information that
would otherwise be disclosed in a Schedule 13D.
SIGNATURE
After reasonable inquiry and to the best of its knowledge and
belief, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Dated: August 10, 2016
POLAR ASSET MANAGEMENT PARTNERS INC.
|
|
|
|
/s/ Greg Lemaich
|
|
Name:
|
Greg Lemaich
|
|
Title:
|
General Counsel & Chief
Compliance Officer
|
|
Terrapin 3 Acquisition Corp. (NASDAQ:TRTL)
Gráfico Histórico do Ativo
De Fev 2025 até Mar 2025
Terrapin 3 Acquisition Corp. (NASDAQ:TRTL)
Gráfico Histórico do Ativo
De Mar 2024 até Mar 2025