Current Report Filing (8-k)
08 Novembro 2016 - 9:03AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
October 31, 2016
Date of Report (Date
of earliest event reported)
ROYAL MINES AND MINERALS
CORP.
(Exact name of registrant as specified in its
charter)
NEVADA
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000-52391
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20-4178322
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(State or other jurisdiction of
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(Commission File
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(IRS Employer Identification No.)
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incorporation)
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Number)
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2580 Anthem Village Dr.
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Henderson, NV
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89052
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(Address of principal executive offices)
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(Zip Code)
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(702) 588-5973
Registrant's telephone
number, including area code
Not Applicable
(Former name or former
address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
____
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Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
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____
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Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
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____
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Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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____
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Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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SECTION 3 SECURITIES AND TRADING MARKETS
ITEM 3.02 UNREGISTERED SALES OF EQUITY SECURITIES.
On October 31, 2016, Royal Mines And Minerals Corp. (the
"Company") issued an aggregate of 1,340,000 Units (the "Units") at a price of
$0.05 per Unit in separate concurrent private placement offerings (the
Offerings) for aggregate cash proceeds of $67,000, as set forth below. Each
Unit is comprised of one share of the Companys common stock and one share
purchase warrant, with each warrant entitling the holder to purchase an
additional share of the Company's common stock at an exercise price of $0.10 for
a two year period from the date of issuance.
US Private Placement
The Company issued 200,000 Units for cash proceeds of $10,000.
The issuance was completed pursuant to the provisions of Rule 506 of Regulation
D of the United States Securities Act of 1933, as amended (the Act). The
subscriber represented that he was an accredited investor as defined under
Regulation D of the Act.
Foreign Private Placement
The Company issued 1,400,000 Units for cash proceeds of
$57,000. The issuances were completed pursuant to the provisions of Regulation S
of the Act. The Company did not engage in a distribution of this offering in the
United States. The subscriber represented that he was not a US person as
defined in Regulation S of the Act and that he was not acquiring the shares for
the account or benefit of a US person.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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ROYAL MINES AND MINERALS CORP.
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Date: November 7, 2016
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By:
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/s/
Jason S. Mitchell
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JASON S. MITCHELL
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Chief Financial Officer
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2
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