Annual Audit Report by Brokers or Dealers (x-17a-5)
27 Fevereiro 2017 - 11:57AM
Edgar (US Regulatory)
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
|
X-17A-5: Submission Information
Material Weakness
|
Does this submission include an accountant's report covering the
compliance report that indentifies one or more material weaknesses?
|
Yes
X
No
|
X-17A-5: A. Registrant Identification
Name of Broker-dealer
|
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
|
Address of Principal Place of Business (Do not use P.O. Box No.)
Address 1
|
225 FRANKLIN STREET
|
City
|
BOSTON
|
State/Country
|
MASSACHUSETTS
|
Mailing Zip/ Portal Code
|
02110
|
Name and Telephone Number of Person to Contact in Regard to this Report
Name
|
Elaine Fahey
|
Telephone Number
|
612-671-2523
|
X-17A-5: B. Accountant Identification
Independent Public Accountant
Name -
if individual, state last, first, and middle name
|
PricewaterhouseCoopers LLC
|
Address 1
|
One North Wacker Drive
|
City
|
Chicago
|
State/Country
|
ILLINOIS
|
Mailing Zip/ Postal Code
|
60606
|
Check One
|
X
Certified Public Accountant
Certified Public Accountant not resident in United States or any of its possessions
|
X-17A-5: Signature
Oath or Affirmation
I
,
Jeffrey J. Scherman,
swear (or affirm) that, to the best of my knowledge and belief the accompanying
financial statement and supporting schedules pertaining to the firm of
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.,
as of
12-31-2016,
are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:
Signature
|
Jeffrey J. Scherman
|
Title
|
Chief Financial Officer
|
Notary Public
Checking this box acknowledges that this oath
or affirmation has been notarized.
|
X
|
This regulatory filing also includes additional resources:
sec_8-25845_sofc.pdf
Azarga Metals (PK) (USOTC:EUUNF)
Gráfico Histórico do Ativo
De Mar 2025 até Abr 2025
Azarga Metals (PK) (USOTC:EUUNF)
Gráfico Histórico do Ativo
De Abr 2024 até Abr 2025
Notícias em tempo-real sobre Azarga Metals Corporation (PK) da OTCMarkets bolsa de valores: 0 artigos recentes
Mais Notícias de Columbia Management Investment Distributors, Inc.