Post-effective Amendment to an S-8 Filing (s-8 Pos)
04 Agosto 2017 - 5:09PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on August 4, 2017
Registration
No. 333-190077
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE
AMENDMENT NO. 1
TO
FORM
S-8
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
UCP, Inc.
(Casa
Acquisition Corp. as successor by merger to UCP, Inc.)
(Exact name of Registrant as specified in its charter)
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Delaware
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90-0978085
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification Number)
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99 Almaden Boulevard, Suite 400
San Jose, California 95113
(408)
207-9499
(Address of principal executive offices, including zip code)
UCP, Inc. 2013 Long-Term Incentive Plan
(Full title of the plan)
Dale Francescon
President
Casa
Acquisition Corp.
as successor by merger to
UCP, Inc.
99 Almaden
Boulevard, Suite 400
San Jose, California 95113
(408)
207-9499
(Name, address, and telephone number, including area code, of agent for service)
Copy to:
Jeffrey
D. Marell
Ross Fieldston
Paul, Weiss, Rifkind, Wharton & Garrison LLP
1285 Avenue of the Americas
New York, NY 10019-6064
(212)
373-3000
Indicate by check mark whether
the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated
filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated
filer, accelerated filer, smaller reporting company, and emerging growth company in Rule
12b-2
of the Exchange Act.
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Large accelerated filer
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☐
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Accelerated filer
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☒
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Non-accelerated filer
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☐ (Do not check if a smaller reporting company)
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Smaller reporting company
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☐
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Emerging growth company
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☒
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☒
DEREGISTRATION OF SHARES
This Post-Effective Amendment (this Post-Effective Amendment) is being filed by UCP, Inc. (the Company or the
Registrant) to remove from registration all shares of Class A common stock, par value $0.01 per share, of the Company (the Common Stock) that remain unsold under the following registration statement (the
Registration Statement) filed by the Company with the U.S. Securities and Exchange Commission (the SEC):
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Registration Statement on Form
S-8
(No.
333-
190077), which was filed with the SEC on July 22, 2013, pertaining to the registration of
1,834,300 shares of Common Stock issuable under UCPs UCP, Inc. 2013 Long-Term Incentive Plan.
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On April 10, 2017,
the Company entered into an Agreement and Plan of Merger, dated April 10, 2017 (as it may be amended from time to time, the Merger Agreement), by and among Century Communities, Inc., a Delaware corporation (Century
Communities), Casa Acquisition Corp., a Delaware corporation and a wholly-owned subsidiary of Century Communities (Merger Sub), and the Company, pursuant to which the Company will merge with and into Merger Sub (the
Merger), at which time the separate corporate existence of the Company will end, and Merger Sub will survive the Merger as the surviving corporation.
In connection with the Merger, Merger Sub, as successor to the Company, is terminating all offers and sales of the Companys securities
registered pursuant to its existing registration statements under the Securities Act of 1933, as amended, including the Registration Statement. In accordance with undertakings made by the Company to remove from registration, by means of a
post-effective amendment, any of the securities which remain unsold at the termination of the offerings, Merger Sub, as successor to the Company, hereby removes from registration any and all securities registered but unsold under the Registration
Statement as of the date hereof.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, Casa Acquisition Corp., as successor by merger to the Registrant, certifies that
it has reasonable grounds to believe that it meets all of the requirements for filing on Form
S-8
and has duly caused this Post-Effective Amendment to the above-referenced Registration Statement to be signed
on its behalf by the undersigned, thereunto duly authorized, in the City of San Jose, State of California, on this 4th day of August, 2017.
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Casa Acquisition Corp.
as successor by merger to UCP, Inc.
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By:
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/s/ Dale Francescon
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Name:
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Dale Francescon
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Title:
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President
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