Amended Securities Registration (section 12(b)) (8-a12b/a)
09 Maio 2019 - 8:21AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-A/A
(Amendment No. 1)
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
OCH-ZIFF
CAPITAL MANAGEMENT GROUP INC.
(Exact name of registrant as specified in its charter)
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Delaware
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26-0354783
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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9 West 57
th
Street, New York, New York
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10019
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(Address of principal executive offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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Class A Common Stock
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New York Stock Exchange
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this
form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates:
333-144256
Securities to be registered pursuant to Section 12(g) of the Act: None.
Explanatory Note
This Amendment No. 1 (this
Amendment
) to
Form 8-A
(the
Registration
Statement
) is being filed pursuant to Section 12(b) under the Securities Exchange Act of 1934, as amended (the
Exchange Act
), by Och-Ziff Capital Management Group Inc., a Delaware corporation (the
Corporation
), as the successor registrant to Och-Ziff Capital Management Group LLC, a Delaware limited liability company (the
LLC
). Effective at 12:01 a.m. (Eastern Time) on May 9, 2019, the LLC
converted from a Delaware limited liability company to a Delaware corporation (the
Conversion
). In accordance with
Rule 12g-3
under the Exchange Act, upon the effective time of the
Conversion, the Class A common stock, par value $0.01 per share (the
Class
A Common Stock
), of the Corporation was deemed to be registered under Section 12(b) of the Exchange Act as the
Corporation is deemed to be the successor registrant to the LLC. The Corporation expressly adopts the Registration Statement, as modified by this Amendment, as its own registration statement for all purposes of the Exchange Act. The
Class A Common Stock will continue to trade on the New York Stock Exchange under the ticker symbol OZM.
This Amendment amends the
Registration Statement as follows:
Item 1. Description of Registrants Securities to be Registered.
A description of the Class A Common Stock is contained in Description of Capital Stock set forth in Exhibit 99.1 to the Corporations
Current Report on Form
8-K
filed on May 9, 2019, which is incorporated herein by reference.
Item 2.
Exhibits.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereto duly authorized.
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OCH-ZIFF
CAPITAL MANAGEMENT GROUP INC.
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By:
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/s/ Thomas M. Sipp
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Thomas M. Sipp
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Chief Financial Officer and
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Executive Managing Director
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May 9, 2019
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