UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 or 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
Report on Form 6-K dated May 24, 2019
(Commission File No. 1-15024)
____________________
Novartis AG
(Name of Registrant)
Lichtstrasse 35
4056 Basel
Switzerland
(Address of Principal Executive Offices)
____________________
Indicate by check mark whether the registrant files or will file annual reports under
cover of Form 20-F or Form 40-F:
Form 20-F: ☒
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Form 40-F: ☐
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted
by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted
by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether the registrant by furnishing the information contained
in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange
Act of 1934.
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Novartis International AG
Novartis Global Communications
CH-4002 Basel
Switzerland
http://www.novartis.com
|
MEDIA
RELEASE • COMMUNIQUE AUX MEDIAS • MEDIENMITTEILUNG
FDA approves Novartis Piqray® – the first and only treatment
specifically for patients with a PIK3CA mutation in HR+/HER2- advanced breast cancer
·
|
Piqray
(alpelisib, formerly BYL719) plus fulvestrant nearly doubled median PFS (11.0 vs 5.7
months) in HR+/HER2- advanced breast cancer patients with a PIK3CA mutation compared
to fulvestrant alone in the SOLAR-1 clinical trial
1,2,3,4
|
·
|
~40%
of HR+/HER2- advanced breast cancer patients may face worse disease prognosis due to
presence of PIK3CA mutations in their tumors
5,6,7,8,9
|
·
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Piqray
was the first new drug application approved under the FDA Oncology Center of Excellence
Real-Time Oncology Review pilot program
|
Basel, May
24, 2019 –
Novartis today announced the US Food and Drug Administration (FDA) has approved Piqray
®
(alpelisib, formerly BYL719) in combination with fulvestrant for the treatment of postmenopausal women, and men, with hormone
receptor positive, human epidermal growth factor receptor-2 negative (HR+/HER2-), PIK3CA-mutated, advanced or metastatic breast
cancer, as detected by an FDA-approved test following progression on or after an endocrine-based regimen
1
.
PIK3CA is the most
commonly mutated gene in HR+/HER2- breast cancer; approximately 40% of patients living with HR+/HER2- breast cancer have this
mutation
8,10
. PIK3CA mutations are associated with tumor growth, resistance to
endocrine treatment and a poor overall prognosis
11,12
. Piqray targets the effect
of PIK3CA mutations and may help overcome endocrine resistance in HR+ advanced breast cancer.
“The FDA
approval of Piqray, which was discovered at the Novartis Institutes for BioMedical Research, marks the first ever treatment specifically
for HR+/HER2- advanced breast cancer with a PIK3CA mutation. We are proud to offer a new treatment option that specifically addresses
the needs of the patients living with this mutation,” said Susanne Schaffert, PhD, CEO, Novartis Oncology. “We are
grateful to our researchers’ bold and unrelenting pursuit of a first-in-class treatment for this incurable disease, and
to the patients, investigators and administrators who participated in the clinical trials leading to this remarkable milestone.”
FDA approval is
based on results of the Phase III trial, SOLAR-1, that showed Piqray plus fulvestrant nearly doubled median progression-free survival
(PFS) compared to fulvestrant alone in HR+/HER2- advanced breast cancer patients with a PIK3CA mutation (median PFS
11.0
months vs 5.7 months; HR=0.65, 95% CI: 0.50-0.85; p<0.001)
2
. Piqray provided consistent PFS results across
pre-specified subgroups, including among patients previously treated with a CDK4/6 inhibitor
2,3
.
Overall response
rate (ORR), an indicator of the proportion of patients who experience at least a 30% reduction in overall tumor size (in patients
with measurable disease), was more than doubled when Piqray was added to fulvestrant in patients with a PIK3CA mutation, (ORR=
35.7% vs 16.2% for fulvestrant alone, p=0.0002)
2
. Piqray and its associated
companion diagnostic
test from QIAGEN N.V. was the first combination product approved under the FDA Oncology Center of Excellence Real-Time Oncology
Review pilot program.
“Today’s
approval is expected to change the way we practice medicine in advanced breast cancer. For the first time, physicians can test
for PIK3CA biomarkers and develop a treatment plan based on the genomic profile of a patient’s cancer,” said Fabrice
André, MD, PhD, research director and head of INSERM Unit U981, professor in the Department of Medical Oncology at Institut
Gustave Roussy in Villejuif, France, and global SOLAR-1 principal investigator. “In the SOLAR-1 Phase III trial, alpelisib
plus fulvestrant nearly doubled median PFS and more than doubled overall response rate in patients with a PIK3CA mutation, offering
them new hope for longer life without progression.”
Patients with HR+/HER2-
advanced breast cancer can be selected for treatment with Piqray based on the presence of PIK3CA mutations. Concurrent with the
approval of Piqray, the
therascreen
®
* PIK3CA companion diagnostic test from QIAGEN
was also approved by the FDA and is now available for patient testing.
“If you are
facing a complex disease like metastatic breast cancer, you want to follow a path that is specific to your type of disease,”
said Shirley Mertz, President, Metastatic Breast Cancer Network. “Finding the right treatment team and getting the right
tests, like testing for the PIK3CA mutation, will help your healthcare team identify accurate, precise treatment options for your
disease.”
Novartis is committed
to providing patients with access to medicines, as well as resources and support to address a range of needs. The Novartis Oncology
Patient Support Program is available to help guide eligible patients through the various aspects of getting started on treatment,
from providing educational information to helping them understand their insurance coverage and identify potential financial assistance
options. For more information, patients and healthcare professionals can call 1-800-282-7630.
Full prescribing
information for Piqray can be found at https://www.pharma.us.novartis.com/sites/www.pharma.us.novartis.com/files/piqray.pdf.
About Piqray
®
(alpelisib)
Piqray is a kinase
inhibitor approved in combination with fulvestrant for the treatment of postmenopausal women, and men, with HR+/HER2-, PIK3CA-mutated,
advanced or metastatic breast cancer, as detected by an FDA-approved test following progression on or after endocrine-based regimen
1
.
Approximately
40% of HR+ advanced breast cancer patients have a mutation that may activate the PI3K-alpha isoform, called PIK3CA mutations
5,6,7,8
.
These mutations are associated with resistance to endocrine therapy, disease progression and a poor prognosis
11,12
.
Piqray works by inhibiting the PI3K pathway, predominantly the PI3K-alpha isoform, to address the effect of PIK3CA mutations.
About SOLAR-1
SOLAR-1 is a global,
Phase III randomized, double-blind, placebo-controlled trial studying Piqray in combination with fulvestrant for postmenopausal
women, and men, with PIK3CA- mutated HR+/HER2- advanced or metastatic breast cancer that progressed on or following aromatase
inhibitor treatment with or without a CDK4/6 inhibitor
1,2,3
. SOLAR-1 is the pivotal
Phase III trial that supported this approval.
The trial randomized
572 patients. Patients were allocated based on central tumor tissue assessment to either a PIK3CA-mutated cohort (n=341) or a
PIK3CA non-mutated cohort (n=231). Within each cohort, patients were randomized in a 1:1 ratio to receive continuous
oral treatment with
Piqray (300 mg once daily) plus fulvestrant (500 mg every 28 days + Cycle 1 Day 15) or placebo plus fulvestrant. Stratification
was based on visceral metastases and prior CDK4/6 inhibitor treatment
1,2,3
. Patients
and investigators are blinded to PIK3CA mutation status and treatment.
The primary
endpoint is local investigator assessed PFS using RECIST 1.1 for patients with a PIK3CA mutation. The key secondary endpoint
is overall survival, and additional secondary endpoints include, but are not limited to, overall response rate, clinical
benefit rate, health- related quality of life, efficacy in PIK3CA non-mutated cohort, safety and tolerability
1,2,3
.
SOLAR-1 is ongoing to assess overall survival and other secondary endpoints.
About Novartis
in Advanced Breast Cancer
For
more than 30 years, Novartis has been tackling breast cancer with superior science, great collaboration and a passion for transforming
patient care. With one of the most diverse breast cancer pipelines and one of the largest numbers of breast cancer compounds in
development, Novartis leads the industry in discovery of new therapies and combinations, especially in HR+ advanced breast cancer,
the most common form of the disease.
Indication
PIQRAY
®
(alpelisib) tablets is a prescription medicine used in combination with the medicine fulvestrant to treat women who have
gone through menopause and men who have hormone receptor (HR)-positive, human epidermal growth factor receptor 2 (HER2)-negative
advanced breast cancer or breast cancer that has spread to other parts of the body (metastatic), with an abnormal phosphatidylinositol-3-kinase
catalytic subunit alpha (PIK3CA) gene, and whose disease has progressed on or after endocrine therapy. Your health care provider
will test your cancer for an abnormal “PIK3CA” gene to make sure that PIQRAY is right for you. It is not known if
PIQRAY is safe and effective in children.
Important Safety
Information
Patients should
not take PIQRAY if they have had a severe allergic reaction to PIQRAY or are allergic to any of the ingredients in PIQRAY.
PIQRAY may
cause serious side effects. PIQRAY can cause severe allergic reactions. Patients should tell their health care provider or
get medical help right away if they have trouble breathing, flushing, rash, fever, or fast heart rate during treatment with
PIQRAY. PIQRAY can cause severe skin reactions. Patients should tell their health care provider or get medical help right
away if they get severe rash or rash that keeps getting worse, reddened skin, flu-like symptoms, blistering of the lips, eyes
or mouth, blisters on the skin or skin peeling, with or without fever. PIQRAY can cause high blood sugar levels
(hyperglycemia). Hyperglycemia is common with PIQRAY and can be severe. Health care providers will monitor patients’
blood sugar levels before they start and during treatment with PIQRAY. Health care providers may monitor patients’
blood sugar levels more often if they have a history of Type 2 diabetes. Patients should tell their health care provider
right away if they develop symptoms of hyperglycemia, including excessive thirst, dry mouth, urinate more often than usual or
have a higher amount of urine than normal, or increased appetite with weight loss. PIQRAY can cause lung problems
(pneumonitis). Patients should tell their health care provider right away if they develop new or worsening symptoms of lung
problems, including shortness of breath or trouble breathing, cough, or chest pain. Diarrhea is common with PIQRAY and can be
severe. Severe diarrhea can lead to the loss of too much body water (dehydration) and kidney problems. Patients who develop
diarrhea during treatment with PIQRAY should tell their health care provider right away.
Before
taking PIQRAY, patients should tell their health care provider if they have a history of diabetes, skin rash, redness of skin,
blistering of the lips, eyes or mouth, or skin peeling, are pregnant, or plan to become pregnant as PIQRAY can harm their unborn
baby. Females who
are able to become
pregnant should use effective birth control during treatment with PIQRAY and for 1 week after the last dose. Do not breastfeed
during treatment with PIQRAY and for 1 week after the last dose. Males with female partners who are able to become pregnant should
use condoms and effective birth control during treatment with PIQRAY and for 1 week after the last dose. Patients should also
read the Full Prescribing Information of fulvestrant for important pregnancy, contraception, infertility, and lactation information.
Patients should
tell their health care provider all of the medicines they take, including prescription and over-the-counter medicines,
vitamins, and herbal supplements. PIQRAY and other medicines may affect each other causing side effects. Know the medicines
you take. Keep a list of them to show your health care provider or pharmacist when you get a new medicine.
The most common
side effects of PIQRAY when used with fulvestrant are rash, nausea, tiredness and weakness, decreased appetite, mouth sores, vomiting,
weight loss, hair loss, and changes in certain blood tests.
Please see full
Prescribing Information for Piqray, available at https://www.pharma.us.novartis.com/sites/www.pharma.us.novartis.com/files/piqray.pdf.
Disclaimer
This press
release contains forward-looking statements within the meaning of the United States Private Securities Litigation Reform Act
of 1995. Forward-looking statements can generally be identified by words such as “potential,” “can,”
“will,” “plan,” “expect,” “anticipate,” “look forward,”
“believe,” “committed,” “investigational,” “pipeline,” “launch,”
or similar terms, or by express or implied discussions regarding potential marketing approvals, new indications or labeling
for the investigational or approved products described in this press release, or regarding potential future revenues from
such products. You should not place undue reliance on these statements. Such forward-looking statements are based on our
current beliefs and expectations regarding future events, and are subject to significant known and unknown risks and
uncertainties. Should one or more of these risks or uncertainties materialize, or should underlying assumptions prove
incorrect, actual results may vary materially from those set forth in the forward-looking statements. There can be no
guarantee that the investigational or approved products described in this press release will be submitted or approved for
sale or for any additional indications or labeling in any market, or at any particular time. Nor can there be any
guarantee that such products will be commercially successful in the future. In particular, our expectations regarding such
products could be affected by, among other things, the uncertainties inherent in research and development, including clinical
trial results and additional analysis of existing clinical data; regulatory actions or delays or government regulation
generally; global trends toward health care cost containment, including government, payor and general public pricing and
reimbursement pressures and requirements for increased pricing transparency; our ability to obtain or maintain proprietary
intellectual property protection; the particular prescribing preferences of physicians and patients; general political and
economic conditions; safety, quality or manufacturing issues; potential or actual data security and data privacy breaches, or
disruptions of our information technology systems, and other risks and factors referred to in Novartis AG’s current
Form 20-F on file with the US Securities and Exchange Commission. Novartis is providing the information in this press release
as of this date and does not undertake any obligation to update any forward-looking statements contained in this press
release as a result of new information, future events or otherwise.
About Novartis
Novartis is reimagining
medicine to improve and extend people’s lives. As a leading global medicines company, we use innovative science and digital
technologies to create
transformative
treatments in areas of great medical need. In our quest to find new medicines, we consistently rank among the world’s top
companies investing in research and development. Novartis products reach more than 750 million people globally and we are finding
innovative ways to expand access to our latest treatments. About 105 000 people of more than 140 nationalities work at Novartis
around the world. Find out more at www.novartis.com.
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References
|
1.
|
Piqray
(alpelisib) Prescribing Information. East Hanover., New Jersey, USA: Novartis Pharmaceuticals
Corporation; May 2019.
|
|
2.
|
André
F, Ciruelos E, Rubovszky G. Alpelisib for PIK3CA-Mutated, Hormone-Receptor-Positive Advanced
Breast Cancer.
N Eng J Med
2019.
|
|
3.
|
André
F, Ciruelos EM, Rubovszky G et al. Alpelisib (ALP) + fulvestrant (FUL) for advanced breast
cancer (ABC): Results of the phase III SOLAR-1 trial.
Annals of Oncology
, Vol
29, Suppl 8, October 2018, Abstract LBA3_PR.
|
|
4.
|
Juric
D, Ciruelos EM, Rubovszky G et al. Alpelisib (ALP) + fulvestrant (FUL) for advanced breast
cancer (ABC): Phase 3 SOLAR-1 trial results. Presented at the San Antonio Breast Cancer
Symposium (SABCS) (Abstract #GS3-08) on December 6, 2018.
|
|
5.
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Tolaney
S, Toi M, Neven P, et al. Presented at: 2019 American Association for Cancer Research
(AACR) Annual Meeting; March 29-April 3, 2019; Atlanta, GA.
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6.
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Di Leo A, Johnston S, Seok Lee
K, et al.
Lancet Oncol.
2018;19(1):87-100.
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7.
|
Moynahan ME, Chen D, He W, et
al.
Br J Cancer.
2017;116(6):726-730002E
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8.
|
The
Cancer Genome Atlas Network. Comprehensive molecular portraits of human breast tumours.
Nature.
2012;490(7418):61-70.
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9.
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Sobhani
N, Roviello G, Corona SP et al. The prognostic value of PI3K mutational status in breast
cancer: a meta-analysis.
J Cell Biochem.
2018;119(6):4287-4292.
|
|
10.
|
Sabine
V, Crozier C, Brookes C, et al. Mutational analysis of PI3K/AKT signaling pathway in
tamoxifen exemestane adjuvant multinational pathology study.
Journal of Clinical Oncology
.
2014;32:2951-2958.
|
|
11.
|
Miller
TW, Rexer BN, Garrett JT, et al. Mutations in the Phosphatidylinositol 3-Kinase Pathway:
Role in Tumor Progression and Therapeutic Implications in Breast Cancer.
Breast Cancer
Res
. 2011.
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12.
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Saal
LH, Johansson P, Holm K. Poor prognosis in carcinoma is associated with a gene expression
signature of aberrant PTEN tumor suppressor pathway activity.
PNAS
. 2007;104(18):7564-7569.
|
*
therascreen
is
a registered trademark of QIAGEN N.V.
#
# #
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Relations
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SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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Novartis AG
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Date: May 28, 2019
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By:
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/s/ PAUL
PENEPENT
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Name:
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Paul Penepent
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Title:
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Head Group Financial Reporting and
Accounting
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