Item 5.07 Submission of Matters to a Vote of Security Holders.
On July 12, 2019, Flex Pharma, Inc. (Flex Pharma) held its special meeting of stockholders. The purpose of the special meeting is described in
Flex Pharmas definitive proxy statement/prospectus/information statement dated April 29, 2019 (the Proxy Statement) relating to the merger with Salarius Pharmaceuticals, LLC (Salarius), as supplemented by the First
Supplement to the Proxy Statement dated June 27, 2019.
As of the record date for the special meeting, Flex Pharma had 18,069,476 shares of common
stock outstanding and entitled to vote at the special meeting. Of these shares, 13,893,145 (76.89%) were present in person or represented by proxy at the special meeting, which constituted a quorum for the transaction of business at the meeting. At
the meeting, Flex Pharmas stockholders voted to approve all the proposals described in the Proxy Statement. The following voting results are the final voting results for the special meeting.
Proposal 1. To approve the issuance of Flex Pharmas common stock to Salarius members pursuant to the Agreement and Plan of Merger dated
January 3, 2019 by and among Flex Pharma, Falcon Acquisition Sub, LLC, and Salarius and the resulting change of control of Flex Pharma under Nasdaq rules and the dividend or distribution of rights, and issuance of warrants, to Flex
Pharmas stockholders pursuant to the Agreement and Plan of Merger.
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|
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|
|
|
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For
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Against
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Abstain
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Broker
Non-Vote
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9,143,713
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331,064
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33,097
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4,385,271
|
Proposal 2. To approve an amendment of Flex Pharmas Amended and Restated Certificate of
Incorporation to effect a reverse stock split of Flex Pharmas common stock.
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For
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Against
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Abstain
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11,468,578
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1,872,404
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80,277
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Proposal 3. To approve an amendment of Flex Pharmas Amended and Restated Certificate of
Incorporation to effect the name change of Flex Pharma to Salarius Pharmaceuticals, Inc.
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For
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Against
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Abstain
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Broker
Non-Vote
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9,110,216
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360,741
|
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36,917
|
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4,385,271
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Proposal 4. To consider and vote on an adjournment of the special meeting, if necessary or
appropriate, to solicit additional proxies if there are insufficient votes at the time of the meeting to approve Proposals 1, 2 or 3.
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For
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Against
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Abstain
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11,894,647
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1,114,883
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411,729
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Item 8.01 Other Events.
The disclosure in Item 5.07 of this Form
8-K
is incorporated herein by reference.
Additional Information and Where to Find It
. This communication may be deemed to be solicitation material in respect of the proposed
transaction. In connection with the proposed transaction, Flex Pharma filed with the Securities and Exchange Commission (SEC) a registration statement on Form
S-4
(File
No. 333-229666)
containing a proxy statement / prospectus / information statement, which took effect on April 29, 2019. On April 30, 2019, Flex Pharma filed a definitive proxy statement /
prospectus / information statement with the SEC. On or around May 3, 2019, Flex Pharma began mailing the definitive proxy statement / prospectus / information statement to Flex Pharma stockholders of record as of the close of business on
April 17, 2019.
FLEX PHARMA URGES INVESTORS AND EQUITYHOLDERS OF FLEX PHARMA AND SALARIUS TO