UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 or 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
Report on Form 6-K dated September 17, 2019
(Commission File No. 1-15024)
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Novartis AG
(Name of Registrant)
Lichtstrasse 35
4056 Basel
Switzerland
(Address of Principal Executive Offices)
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Indicate by check mark whether the registrant files or will file annual reports under
cover of Form 20-F or Form 40-F:
Form 20-F: ☒
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Form 40-F: ☐
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted
by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted
by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether the registrant by furnishing the information contained
in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange
Act of 1934.
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Novartis International AG
Novartis Global Communications
CH-4002 Basel
Switzerland
http://www.novartis.com
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MEDIA
RELEASE • COMMUNIQUE AUX MEDIAS • MEDIENMITTEILUNG
Novartis
Cosentyx® positive 16-week PREVENT
results advance potential new indication for patients with axial spondyloarthritis
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Phase III PREVENT study met 16-week primary endpoint of ASAS40 in patients with active non-radiographic
axial spondyloarthritis (nr-axSpA). All secondary endpoints were also met1
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Novartis has submitted to EMA for approval in nr-axSpA, which would be the fourth indication
for Cosentyx2. 52-week data from the PREVENT study, to support FDA submission, are expected later in the year
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There are approximately 1.7 million patients with nr-axSpA in the EU and US3. nr-
axSpA forms part of the axial spondyloarthritis (axSpA) spectrum and is characterized by chronic inflammatory back pain and symptoms
such as nocturnal pain, morning stiffness and impaired quality of life4,5
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The PREVENT study underlines Cosentyx leadership and is a step forward in providing patients
with a treatment that addresses the complete axSpA disease spectrum
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Basel, September 17, 2019 – Novartis,
a leader reimagining rheumatology and immuno- dermatology, today announced positive new data from the PREVENT trial evaluating
the efficacy and safety of Cosentyx® (secukinumab) in patients with nr-axSpA
(non-radiographic axial spondyloarthritis). The ongoing Phase III trial met its primary endpoint of ASAS40 at Week 16, showing
a significant and clinically meaningful reduction in disease activity for patients treated with Cosentyx versus placebo. The trial
demonstrated a favorable safety profile consistent with previous clinical trials1,6,7,8.
“These study results for Cosentyx build on our long-standing experience
in ankylosing spondylitis and are a step toward a new treatment option that could allow patients to realize relief much earlier
in axial spondyloarthritis,” said John Tsai, M.D., Head of Global Drug Development and Chief Medical Officer for Novartis.
“If approved, this would be the fourth indication for Cosentyx.”
Detailed data is planned to be presented
at a future scientific congress. These data add to the existing evidence supporting Cosentyx as a rapid and long-lasting comprehensive
treatment, backed by evidence from over 100 studies, across axial spondyloarthritis, psoriatic arthritis and psoriatic disease,
with over 250,000 patients treated worldwide9,10.
About axSpA
Axial spondyloarthritis (axSpA) is a
spectrum of long-term inflammatory disease characterized by chronic inflammatory back pain4.
The axSpA disease spectrum includes ankylosing spondylitis (AS), in which joint damage is visible on x-ray, and non-radiographic
axial spondyloarthritis (nr-axSpA), in which joint damage is not visible on x-ray4.
Both parts of the disease spectrum have a similar symptom burden, including nocturnal pain, fatigue, morning
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stiffness and functional disability5.
If left untreated, axSpA could impair activity, lead to lost work time and have a significant impact on quality of life5.
About PREVENT
PREVENT is an ongoing two-year randomized, double-blind, placebo-controlled
Phase III study (with a two-year extension phase) to investigate the efficacy and safety of Cosentyx, in patients with active
nr-axSpA. The study enrolled 555 male and female adult patients with active nr-axSpA (with onset before 45 years of age, spinal
pain rated as ≥40/100 on a visual analog scale (VAS) and Bath Ankylosing Spondylitis Disease Activity Index (BASDAI) ≥4)
and who had been taking at least two different non-steroidal anti-inflammatory drugs (NSAIDs) at the highest dose up to 4 weeks
prior to study start. Patients may have previously taken an TNF inhibitor (not more than one) but had had an inadequate response.
Of the 555 patients enrolled in the study, 501 (90%) were biologic naive. Patients were allocated to one of three treatment groups:
Cosentyx 150 mg subcutaneously with loading dose (Induction: 150 mg Secukinumab subcutaneously weekly for 4 weeks, then maintenance
with 150 mg Secukinumab monthly); Cosentyx 150 mg no loading dose (150 mg Secukinumab subcutaneously monthly), or placebo (induction
of subcutaneously weekly for 4 weeks, followed by maintenance of once-monthly)1.
The primary endpoints are the proportion of patients achieving an ASAS40
response with Cosentyx 150 mg at weeks 16 and 52. Secondary endpoints include change in BASDAI over time and change in the Ankylosing
Spondylitis Disease Activity Score with CRP (ASDAS- CRP)1.
ASAS40 is achieved when there is a measure of an improvement of at least
40% and an improvement of at least 10 units on a 0–100 scale in at least three of the following domains: Patient global
assessment, Pain assessment, Function (Bath Ankylosing Spondylitis Functional Index (BASFI)), and Inflammation (morning stiffness
severity and duration). BASDAI assesses a patient’s disease activity on six measures: fatigue, spinal pain, joint pain/swelling,
enthesitis, morning stiffness duration and morning stiffness severity11.
About Cosentyx (secukinumab)
Cosentyx is the first and only fully-human biologic that directly
inhibits interleukin-17A (IL- 17A), a cornerstone cytokine involved in the inflammation and development of psoriatic arthritis
(PsA), psoriasis (PsO), and ankylosing spondylitis (AS)2,12.
Cosentyx is backed by robust clinical evidence, including 5-year data
across three indications of psoriasis, PsA and AS as well as data from real world evidence 6,7.8,13-22.
These data strengthen the unique position of Cosentyx as a rapid and long-lasting comprehensive treatment across axial spondyloarthritis,
psoriatic arthritis and psoriatic disease, with more than 250,000 patients treated worldwide with Cosentyx since launch10.
Disclaimer
This press release contains forward-looking statements within the meaning
of the United States Private Securities Litigation Reform Act of 1995. Forward-looking statements can generally be identified by
words such as “advance,” “potential,” “submitted,” “would,” “to support,”
“expected,” “later in the year,” “ongoing,” “builds on,” “step toward,”
“could,” “planned,” “supporting,” “launch,” or similar terms, or by express or
implied discussions regarding potential new indications or labeling for Cosentyx, or regarding potential future revenues from Cosentyx.
You should not place undue reliance on these statements. Such forward-looking statements are based on our current beliefs and expectations
regarding future events, and are subject to significant known and unknown risks and uncertainties. Should one or more of these
risks or uncertainties materialize, or should underlying assumptions prove incorrect, actual results may vary materially from those
set forth in the forward-looking statements. There can be no guarantee that Cosentyx will be submitted or approved for any
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additional indications or labeling in any market, or at any particular
time. Nor can there be any guarantee that Cosentyx will be commercially successful in the future. In particular, our expectations
regarding Cosentyx could be affected by, among other things, the uncertainties inherent in research and development, including
clinical trial results and additional analysis of existing clinical data; regulatory actions or delays or government regulation
generally; global trends toward health care cost containment, including government, payor and general public pricing and reimbursement
pressures and requirements for increased pricing transparency; our ability to obtain or maintain proprietary intellectual property
protection; the particular prescribing preferences of physicians and patients; general political and economic conditions; safety,
quality or manufacturing issues; potential or actual data security and data privacy breaches, or disruptions of our information
technology systems, and other risks and factors referred to in Novartis AG’s current Form 20-F on file with the US Securities
and Exchange Commission. Novartis is providing the information in this press release as of this date and does not undertake any
obligation to update any forward-looking statements contained in this press release as a result of new information, future events
or otherwise.
About Novartis
Novartis is reimagining medicine to improve and
extend people’s lives. As a leading global medicines company, we use innovative science and digital technologies to create
transformative treatments in areas of great medical need. In our quest to find new medicines, we consistently rank among the world’s
top companies investing in research and development. Novartis products reach more than 750 million people globally and we are finding
innovative ways to expand access to our latest treatments. About 108,000 people of more than 140 nationalities work at Novartis
around the world. Find out more at www.novartis.com.
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References
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1 Novartis data on file. September
2019.
2 Novartis Europharm Limited.
Cosentyx (secukinumab): Summary of Product Characteristics. Available from: http://www.ema.europa.eu/ema/index.jsp?curl=pages/medicines/human/medicines/003729/human_med_001832.jsp
&mid=WC0b01ac058001d124 [Last accessed: August 2019].
3 DRG Epidemiology
Database – Axial Spondyloarthritis: Disease Landscape & Forecast. August 2019.
4 Strand
V, et al. Patient Burden of Axial Spondyloarthritis. J Clin Rheumatol. 2017 Oct; 23(7): 383–391.
5 Mease
PJ, van der Heijde D, Karki C, et al. Characterization of patients with ankylosing spondylitis and nonradiographic axial spondyloarthritis
in the US-based Corrona Registry. Arthritis Care Res (Hoboken). 2018;70(11):1661-1670
6 Mease PJ, et al. Secukinumab
Provides Sustained Improvements in the Signs and Symptoms in Psoriatic Arthritis: Final 5 Year Efficacy and Safety Results from
a Phase 3 Trial. Abstract presented at the American College of Rheumatology Annual Meeting, 2018.
7 Bissonnette R et al. Secukinumab
demonstrates high sustained efficacy and a favorable safety profile through 5 years of treatment in moderate to severe psoriasis.
Presented as eposter P2223 at 26th EADV Congress 2017. 13th September 2017.
8 Baraliakos X et al. Long-term
Evaluation of Secukinumab in Ankylosing Spondylitis: 5 Year Efficacy and Safety
Results from a Phase 3 Trial. Presented as a late-breaking abstract at
the American College of Rheumatology Annual Meeting, 2018.
9 ClinicalTrials.gov. Search
of: secukinumab, recruiting, not yet recruiting, active, not recruiting, completed, enrolling by invitation studies. Listed results
on ClinicalTrials.gov [online]. Available
from: https://clinicaltrials.gov/ct2/results?term=secukinumab&Search=Apply&recrs=b&recrs=a&recrs=f&recrs=d&recr
s=e&age_v=&gndr=&type=&rslt= [Last accessed: September 2019].
10 Novartis data on file. September
2019.
11 Landewe R. et al. Clinical Tools
to Assess and Monitor Spondyloarthritis. Curr Rheumatol Rep. 2015; 17(7): 47.
12 Girolomoni G, et al. Psoriasis:
rationale for targeting interleukin-17. Br J Dermatol 2012;167:717–724.
13 ClinicalTrials.gov. Search
of: secukinumab, recruiting, not yet recruiting, active, not recruiting, completed, enrolling by invitation studies. Listed results
on ClinicalTrials.gov [online]. Available from: https://clinicaltrials.gov/ct2/results?term=secukinumab&Search=Apply&recrs=b&recrs=a&recrs=f&recrs=d&recrs=e&a
ge_v=&gndr=&type=&rslt= [Last accessed: August 2019].
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14 ClinicalTrials.gov. Comparison
of Secukinumab Versus Guselkumab in Clearing Psoriatic Plaques Refractory to Ustekinumab (ARROW). NCT03553823. Available from:
https://clinicaltrials.gov/ct2/show/NCT03553823 [Last accessed: August 2019].
15 Langley RG, et al. Secukinumab
in plaque psoriasis—results of two phase 3 trials. N Engl J Med 2014;371:326– 338.
16 Blauvelt A, et al. Secukinumab
is superior to ustekinumab in clearing skin of subjects with moderate-to-severe plaque psoriasis up to 1 year: Results from the
CLEAR study. J Am Acad Dermatol 2017;76:60–69.
17 Bagel J, et al. Secukinumab
is Superior to Ustekinumab in Clearing Skin in Patients with Moderate to Severe Plaque Psoriasis (16-Week CLARITY Results). Dermatol
Ther 2018;8:571–579.
18 ClinicalTrials.gov. Effect
of Secukinumab on Radiographic Progression in Ankylosing Spondylitis as compared to GP2017 (Adalimumab Biosimilar) (SURPASS).
NCT03259074. Available from: https://www.clinicaltrials.gov/ct2/show/NCT03259074 [Last accessed: August 2019].
19 MEASURE 2. Novartis data on file.
20 Holdsworth E. et al. Real
world physician satisfaction with secukinumab in Psoriatic Arthritis and Ankylosing Spondylitis in Europe. Presented at EULAR
2019.
21 Michelsen B et al. Remission
and drug retention rates of secukinumab in 1549 patients with psoriatic arthritis treated in routine care – pooled data
from the observational EuroSpA Research Collaboration Network. Presented at EULAR 2019.
22 Michelsen B et al. Pooled 6-month
treatment outcomes and drug retention rates in 1556 patients with axial spondyloarthritis treated with secukinumab in routine
clinical practice in 12 European Countries in the EuroSpA Research Collaboration. Presented at EULAR 2019.
Novartis Global External Communications
E-mail: media.relations@novartis.com
Antonio Ligi
Novartis Global External Communications
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antonio.ligi@novartis.com
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Novartis US External Communications
+1 646 438 4335
eric.althoff@novartis.com
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Novartis Pharma Communications
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+41 79 749 0286 (mobile)
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SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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Novartis AG
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Date: September 17, 2019
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By:
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/s/ PAUL
PENEPENT
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Name:
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Paul Penepent
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Title:
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Head Group Financial Reporting and
Accounting
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