UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 or 15d-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
Report on Form 6-K dated October 2, 2019
(Commission File No. 1-15024)
____________________
Novartis AG
(Name of Registrant)
Lichtstrasse 35
4056 Basel
Switzerland
(Address of Principal Executive Offices)
____________________
Indicate by check mark whether the registrant files or will file annual reports under
cover of Form 20-F or Form 40-F:
Form 20-F: ☒
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Form 40-F: ☐
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted
by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted
by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether the registrant by furnishing the information contained
in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange
Act of 1934.
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Novartis International AG
Novartis Global Communications
CH-4002 Basel
Switzerland
http://www.novartis.com
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MEDIA
RELEASE • COMMUNIQUE AUX MEDIAS • MEDIENMITTEILUNG
Novartis
positive 52-week PREVENT data confirm Cosentyx® efficacy
in addressing entire axSpA spectrum
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Phase III PREVENT study met 52-week primary endpoint of ASAS40, showing a sustained response
in patients with non-radiographic axial spondyloarthritis (nr- axSpA)1
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Novartis plans FDA submission for nr-axSpA, having submitted to EMA previously1.
This would be the fourth indication for Cosentyx2,3
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PREVENT underlines Cosentyx leadership and is a step forward in providing patients with a
treatment that addresses the complete axSpA disease spectrum
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There are approximately 1.7 million patients with nr-axSpA in the US and EU4
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Basel, October 02, 2019 – Novartis,
a leader in rheumatology and immuno-dermatology, today announced additional positive data from the PREVENT trial, evaluating the
efficacy and safety of Cosentyx® (secukinumab) in patients with non-radiographic
axial spondyloarthritis (nr-axSpA). The ongoing Phase III trial met its primary endpoint of ASAS40 at Week 52, showing a significant
and clinically meaningful reduction in disease activity for patients treated with Cosentyx versus placebo. The trial demonstrated
a sustained response and a safety profile consistent with previous clinical trials. No new safety signals were detected1,5-10.
Positive 16-week PREVENT data were announced
mid-September and submitted to EMA for approval in nr-axSpA11. These data add
to the five-years of clinical data supporting the long- term efficacy and safety of Cosentyx across ankylosing spondylitis, psoriatic
arthritis and psoriasis5-10.
“Non-radiographic axial spondyloarthritis is a chronic debilitating
disease, which left untreated can have a significant impact on patients' quality of life,” said Atul Deodhar, MD, professor
of medicine and medical director of Rheumatology Clinics at Oregon Health & Science University, and an investigator in the
secukinumab clinical trial program. “These positive results indicate a potential new treatment option to help patients experience
relief from the signs and symptoms of their disease.”
“These data are encouraging for people living
with nr-axSpA, where there are only limited treatment options available,” said John Tsai, M.D., Head of Global Drug Development
and Chief Medical Officer for Novartis. “It’s a great example of how we’re working to reimagine medicine to help
patients realize early relief from this disease.”
Detailed data is planned to be presented at a future scientific congress.
About axSpA
Axial spondyloarthritis (axSpA) is a spectrum
of long-term inflammatory disease characterized by chronic inflammatory back pain12.
The axSpA disease spectrum includes ankylosing
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spondylitis
(AS), in which joint damage is generally visible on x-ray, and non-radiographic axial spondyloarthritis (nr-axSpA), in which joint
damage is not visible on x-ray12,13. Both parts of the disease spectrum have a similar symptom burden, including nocturnal
pain, fatigue, morning stiffness and functional disability14. If left untreated, axSpA could impair activity, lead
to lost work time and have a significant impact on quality of life14.
About PREVENT
PREVENT is an ongoing two-year randomized,
double-blind, placebo-controlled Phase III study (with a two-year extension phase) to investigate the efficacy and safety of Cosentyx,
in patients with active nr-axSpA. The study enrolled 555 male and female adult patients with active nr-axSpA (with onset before
45 years of age, spinal pain rated as ≥40/100 on a visual analog scale (VAS) and Bath Ankylosing Spondylitis Disease Activity
Index (BASDAI) ≥4) and who had been taking at least two different non-steroidal anti-inflammatory drugs (NSAIDs) at the highest
dose up to 4 weeks prior to study start. Patients may have previously taken an TNF inhibitor (not more than one) but had had an
inadequate response. Of the 555 patients enrolled in the study, 501 (90%) were biologic naive. Patients were allocated to one
of three treatment groups: Cosentyx 150 mg subcutaneously with loading dose (Induction: 150 mg Secukinumab subcutaneously weekly
for 4 weeks, then maintenance with 150 mg Secukinumab monthly); Cosentyx 150 mg no loading dose (150 mg Secukinumab subcutaneously
monthly), or placebo (induction of subcutaneously weekly for 4 weeks, followed by maintenance of once-monthly)1.
The primary endpoints are the proportion
of patients achieving an ASAS40 response with Cosentyx 150 mg at weeks 16 and 52. Secondary endpoints include change in BASDAI
over time and change in the Ankylosing Spondylitis Disease Activity Score with CRP (ASDAS- CRP)1.
ASAS40 is achieved when there is a measure
of an improvement of at least 40% and an improvement of at least 10 units on a 0–100 scale in at least three of the following
domains: Patient global assessment, Pain assessment, Function (Bath Ankylosing Spondylitis Functional Index (BASFI)), and Inflammation
(morning stiffness severity and duration) and no worsening in the remaining domains15.
BASDAI assesses a patient’s disease activity on six measures: fatigue, spinal pain, joint pain/swelling, enthesitis, morning
stiffness duration and morning stiffness severity15.
Disclaimer
This press release contains forward-looking
statements within the meaning of the United States Private Securities Litigation Reform Act of 1995. Forward-looking statements
can generally be identified by words such as “plans,” “submitted,” “would,” “step forward,”
“ongoing,” “supporting,” “potential,” “encouraging,” “planned,” “could,”
“to investigate,” “expectations,” or similar terms, or by express or implied discussions regarding potential
new indications or labeling for Cosentyx, or regarding potential future revenues from Cosentyx. You should not place undue reliance
on these statements. Such forward-looking statements are based on our current beliefs and expectations regarding future events,
and are subject to significant known and unknown risks and uncertainties. Should one or more of these risks or uncertainties materialize,
or should underlying assumptions prove incorrect, actual results may vary materially from those set forth in the forward-looking
statements. There can be no guarantee that Cosentyx will be submitted or approved for any additional indications or labeling in
any market, or at any particular time. Nor can there be any guarantee that Cosentyx will be commercially successful in the future.
In particular, our expectations regarding Cosentyx could be affected by, among other things, the uncertainties inherent in research
and development, including clinical trial results and additional analysis of existing clinical data; regulatory actions or delays
or government regulation generally; global trends toward health care cost containment, including government, payor and general
public pricing and reimbursement pressures and requirements for increased pricing transparency; our ability
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to obtain or maintain proprietary intellectual property protection;
the particular prescribing preferences of physicians and patients; general political and economic conditions; safety, quality
or manufacturing issues; potential or actual data security and data privacy breaches, or disruptions of our information technology
systems, and other risks and factors referred to in Novartis AG’s current Form 20-F on file with the US Securities and Exchange
Commission. Novartis is providing the information in this press release as of this date and does not undertake any obligation
to update any forward-looking statements contained in this press release as a result of new information, future events or otherwise.
About Novartis
Novartis is reimagining medicine to improve and
extend people’s lives. As a leading global medicines company, we use innovative science and digital technologies to create
transformative treatments in areas of great medical need. In our quest to find new medicines, we consistently rank among the world’s
top companies investing in research and development. Novartis products reach more than 750 million people globally and we are finding
innovative ways to expand access to our latest treatments. About 108,000 people of more than 140 nationalities work at Novartis
around the world. Find out more at www.novartis.com.
Novartis is on Twitter. Sign up to follow @Novartis at http://twitter.com/novartis
or follow @NovartisNews for the latest News & Media Updates at https://twitter.com/novartisnews
For Novartis multimedia content,
please visit www.novartis.com/news/media-library
For questions about the site or required registration, please contact media.relations@novartis.com
References
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1.
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Novartis data on file. September 2019.
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2.
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Cosentyx [Prescribing Information]. East Hanover, NJ: Novartis Pharmaceuticals Corp; 2018.
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3.
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Novartis Europharm Limited. Cosentyx (secukinumab): Summary of Product Characteristics. Available
from: https://www.ema.europa.eu/en/documents/product-information/cosentyx-epar-product-information_en.pdf. Last accessed: September
2019.
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4.
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DRG Epidemiology Database - Axial Spondyloarthritis: Disease Landscape &
Forecast. August 2019. Available from: https://decisionresourcesgroup.com/report/716950-biopharma-axial-spondyloarthritis-landscape-forecast/.
Last accessed: September 2019.
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5.
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Data on file. CAIN457F2310 (MEASURE 2): 5 Year Report. Novartis Pharmaceuticals Corp; September
15, 2015.
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6.
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Data on file. Data Analysis Report: Study CAIN457A2302E1. Novartis Pharmaceuticals Corp; November
30, 2015.
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7.
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Data on file. CAIN457F2310 and CAIN457F2305 Summary of 5-Year Clinical Safety in (Ankylosing Spondylitis).
Novartis Pharmaceuticals Corp; May 2019.
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8.
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Data on file. CAIN457F2312 (FUTURE 2): 5 Year- Interim Report. Novartis Pharmaceuticals Corp; May 2019.
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9.
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Data on file. CAIN457F2312 Data Analysis Report. Novartis Pharmaceuticals Corp; November 2008.
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10.
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Data on file. CAIN457F2310 (MEASURE 1 and 2): Pooled Safety Data. Novartis Pharmaceuticals Corp;
July 23, 2018.
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11.
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Novartis press release. Novartis
Cosentyx® positive 16-week PREVENT results advance potential new indication
for patients with axial spondyloarthritis. Available from: https://www.novartis.com/news/media-releases/novartis-
cosentyx-positive-16-week-prevent-results-advance-potential-new-indication-patients-axial-spondyloarthritis.
Last accessed: September 2019.
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12.
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Strand V, et al. Patient Burden of Axial Spondyloarthritis. J Clin Rheumatol. 2017 Oct;23(7):383–391.
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13.
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Rudwaleit M, van der Heijde D, Landewé R, et al. The development of Assessment of SpondyloArthritis
International Society classification criteria for axial spondyloarthritis (part II): validation and final selection. Ann Rheum
Dis. 2009;68(6):777-783.
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14.
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Mease PJ, van der Heijde D, Karki C, et al. Characterization of patients with ankylosing spondylitis
and nonradiographic axial spondyloarthritis in the US-based Corrona Registry. Arthritis Care Res (Hoboken). 2018;70(11):1661-1670.
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15.
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Landewe R, et al. Clinical Tools to Assess and Monitor Spondyloarthritis. Curr Rheumatol Rep. 2015;17(7):47.
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# # #
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Novartis
Global External Communications
E-mail:
media.relations@novartis.com
Antonio
Ligi
Novartis Global External Communications
+41 61 324 1374 (direct)
antonio.ligi@novartis.com
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Friedrich
von Heyl
Novartis
Pharma Communications
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61 324 8984 (direct)
+41
79 749 0286 (mobile)
friedrich.vonheyl@novartis.com
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Eric Althoff
Novartis US External
Communications
+1 646 438 4335
eric.althoff@novartis.com
Novartis Investor
Relations
Central investor
relations line: +41 61 324 7944
E-mail: investor.relations@novartis.com
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North America
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SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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Novartis AG
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Date: October 2, 2019
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By:
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/s/ PAUL
PENEPENT
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Name:
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Paul Penepent
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Title:
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Head Group Financial Reporting and
Accounting
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