Amended Statement of Ownership (sc 13g/a)
11 Fevereiro 2020 - 8:46AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of
1934
(Amendment No. 2)*
Superconductor Technologies Inc.
(Name of Issuer)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
867931602
(CUSIP Number)
December 31, 2019
(Date of Event Which Requires Filing of
this Statement)
Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
1.
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Names of Reporting Persons.
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Mitchell P. Kopin
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) ☐
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(b) ☐
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
United States of America
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Number of
Shares Beneficially
Owned by Each
Reporting
Person With:
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5.
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Sole Voting Power
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0
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6.
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Shared Voting Power
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377,961
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7.
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Sole Dispositive Power
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0
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8.
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Shared Dispositive Power
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377,961
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9.
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Aggregate Amount Beneficially
Owned by Each Reporting Person
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377,961 (see Item 4)
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10.
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Check if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) ☐
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11.
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Percent of Class Represented by Amount in Row
(9)
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2.1% (see Item 4)
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12.
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Type of Reporting Person (See Instructions)
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IN; HC
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1.
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Names of Reporting Persons.
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Daniel B. Asher
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) ☐
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(b) ☐
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
United States of America
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Number of
Shares Beneficially
Owned by Each
Reporting
Person With:
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5.
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Sole Voting Power
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0
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6.
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Shared Voting Power
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377,961
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7.
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Sole Dispositive Power
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0
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8.
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Shared Dispositive Power
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377,961
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9.
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Aggregate Amount Beneficially
Owned by Each Reporting Person
|
|
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377,961 (see Item 4)
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10.
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Check if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) ☐
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11.
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Percent of Class Represented by Amount in Row
(9)
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2.1% (see Item 4)
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12.
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Type of Reporting Person (See Instructions)
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IN; HC
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1.
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Names of Reporting Persons.
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Intracoastal Capital LLC
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) ☐
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(b) ☐
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Delaware
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Number of
Shares Beneficially
Owned by Each
Reporting
Person With:
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5.
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Sole Voting Power
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0
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6.
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Shared Voting Power
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377,961
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7.
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Sole Dispositive Power
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0
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8.
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Shared Dispositive Power
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377,961
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9.
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Aggregate Amount Beneficially
Owned by Each Reporting Person
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|
|
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377,961 (see Item 4)
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10.
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Check if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) ☐
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11.
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Percent of Class Represented by Amount in Row
(9)
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2.1% (see Item 4)
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12.
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Type of Reporting Person (See Instructions)
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OO
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This Amendment No. 2
is being filed jointly by the Reporting Persons and amends the Schedule 13G initially filed by the Reporting Persons with
the Securities and Exchange Commission (the “SEC”) on August 3, 2018, as amended by Amendment No. 1 thereto filed
by the Reporting Persons with the SEC on February 8, 2019 (the “Schedule 13G”).
Except as set forth
below, all Items of the Schedule 13G remain unchanged. All capitalized terms not otherwise defined herein shall have the meanings
ascribed to such terms in the Schedule 13G.
Item 4. Ownership.
(a) and (b):
As of the
close of business on December 31, 2019, each of the Reporting Persons may have been deemed to have beneficial ownership of 377,961
shares of Common Stock, which consisted of (i) 357,143 shares of Common Stock issuable upon exercise of a warrant held by Intracoastal
(“Intracoastal Warrant 1”), (ii) 2,961 shares of Common Stock issuable
upon exercise of a second warrant held by Intracoastal (“Intracoastal Warrant 2”) and (iii) 17,857 shares of
Common Stock issuable upon exercise of a third warrant held by Intracoastal (“Intracoastal Warrant 3”), and
all such shares of Common Stock in the aggregate represented beneficial ownership of approximately 2.1% of the Common Stock, based
on (1) 17,731,893 shares of Common Stock outstanding on November 8, 2019 as reported
by the Issuer, plus (2) 357,143 shares of Common Stock issuable upon exercise of Intracoastal Warrant 1, (3) 2,961
shares of Common Stock issuable upon exercise of Intracoastal Warrant 2 and (4) 17,857 shares of Common Stock issuable upon
exercise of Intracoastal Warrant 3.
(c) Number of
shares as to which each Reporting Person has:
(1) Sole power to vote or to direct the vote:
0 .
(2) Shared power to vote or to direct the vote:
377,961 .
(3) Sole power to dispose or to direct the disposition
of 0 .
(4) Shared power to dispose or to direct the disposition
of 377,961 .
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to
report the fact that as of the date hereof the reporting person has ceased to be
the beneficial owner of more than 5 percent of the class of securities, check the following þ.
Item 10. Certification
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 11, 2020
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/s/ Mitchell P. Kopin
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Mitchell P. Kopin
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/s/ Daniel B. Asher
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Daniel B. Asher
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Intracoastal Capital LLC
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By:
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/s/ Mitchell P. Kopin
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Mitchell P. Kopin, Manager
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