Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
26 Abril 2021 - 5:13PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
EDAP TMS S.A.
April 26, 2021
Commission File Number 000-29374
EDAP TMS S.A.
Parc Activite La Poudrette Lamartine
4/6 Rue du Dauphine
69120 Vaulx-en-Velin - France
Indicate by check mark whether the registrant
files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1) ¨
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7) ¨
Underwriting Agreement
On April 22, 2021, EDAP TMS S.A. (the
“Company”) entered into a Purchase Agreement (the “Underwriting Agreement”) with Piper Sandler & Co.,
as representative of the several underwriters named therein, relating to the offering of 4,150,000 ordinary shares, nominal value €0.13
per share, in the form of American Depositary Shares (“ADSs”), at a public offering price of $6.75 per ADS (the “Offering”).
The net proceeds to the Company from the Offering are approximately $25.6 million, after deducting the estimated expenses related to the
Offering and the underwriting discounts and commissions payable by the Company. The Offering is expected to close on April 27, 2021,
subject to the satisfaction of customary closing conditions.
The Offering was made pursuant to the Company’s
effective shelf registration statement on Form F-3 (File No. 333-255101) filed on April 7, 2021 and including a prospectus,
as supplemented by a prospectus supplement dated April 22, 2021, filed on April 23, 2021.
In the Underwriting Agreement, the Company
makes customary representations, warranties and covenants and also agrees to indemnify the underwriters against certain liabilities, including
liabilities under the Securities Act of 1933, as amended, or to contribute to payments that the underwriters may be required to make because
of such liabilities. The foregoing description of the Underwriting Agreement does not purport to be a complete description of the rights
and obligations of the parties thereunder, and is qualified in its entirety by reference to the Underwriting Agreement that is filed as
Exhibit 1.1 to this Form 6-K and incorporated by reference herein.
The legal opinion of Jones Day relating to
the ordinary shares is filed as Exhibit 5.1 to this Form 6-K and incorporated by reference herein and a consent relating to
the incorporation of such opinion is filed as Exhibit 23.1 by reference to its inclusion within Exhibit 5.1 and incorporated
by reference herein.
This report on Form 6-K and the exhibits
hereto shall be deemed to be incorporated by reference in the Company’s registration statement on Form F-3 (333-255101).
EXHIBIT INDEX
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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EDAP TMS S.A.
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(Registrant)
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April 26, 2021
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By:
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/s/ François Dietsch
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François Dietsch
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Chief Financial Officer
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