Statement of Changes in Beneficial Ownership (4)
16 Junho 2021 - 6:23PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
MUELLER HERBERT M |
2. Issuer Name and Ticker or Trading Symbol
VOLT INFORMATION SCIENCES, INC.
[
VOLT
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP & Chief Financial Officer |
(Last)
(First)
(Middle)
C/O VOLT INFORMATION SCIENCES, INC., 2401 N. GLASSELL ST. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/14/2021 |
(Street)
ORANGE, CA 92865
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 6/14/2021 | | A | | 16373 | A | (1) | 88293 | D | |
Common Stock | 6/14/2021 | | F | | 4928 | D | $4.06 (2) | 83365 | D | |
Common Stock | 6/15/2021 | | M | | 34091 | A | (3) | 117456 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (4) | 6/15/2021 | | M | | | 34091 | (3) | (3) | Common Stock | 34091.0 | $0 | 68182 | D | |
Restricted Stock Unit | (4) | 6/15/2021 | | A | | 66587 | | (5) | (5) | Common Stock | 66587.0 | $0 | 66587 | D | |
Explanation of Responses: |
(1) | On September 3, 2019, the reporting person was granted 59,904 performance stock units. The performance units are eligible to vest 1/3 in each of the three years following June 14, 2018 based on the Company's achievement of certain financial performance goals measured over the applicable fiscal year performance period. At the maximum level of achievement, up to 150% of the units granted are eligible to vest. Each performance stock unit represents a contingent right to receive one share of the registrant's common stock. |
(2) | Represents the number of shares of common stock withheld by the issuer to satisfy the tax withholding obligations of the reporting person in connection with the vesting of 16,373 performance stock units reported in Table I. |
(3) | On June 15, 2020, the reporting person was granted 102,273 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units vest ratably on each of the first three anniversaries of the grant date. |
(4) | Restricted stock units convert into common stock on a one-for-one basis. |
(5) | On June 15, 2021, the reporting person was granted 66,587 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest ratably on each of the first three anniversaries of the grant date. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MUELLER HERBERT M C/O VOLT INFORMATION SCIENCES, INC. 2401 N. GLASSELL ST. ORANGE, CA 92865 |
|
| SVP & Chief Financial Officer |
|
Signatures
|
/s/ Nancy T. Avedissian, Attorney-in-Fact | | 6/16/2021 |
**Signature of Reporting Person | Date |
Volt Information Sciences (AMEX:VOLT)
Gráfico Histórico do Ativo
De Dez 2024 até Jan 2025
Volt Information Sciences (AMEX:VOLT)
Gráfico Histórico do Ativo
De Jan 2024 até Jan 2025
Notícias em tempo-real sobre Volt Information Sciences Inc da American Stock Exchange bolsa de valores: 0 artigos recentes
Mais Notícias de Volt Information Sciences, Inc.