Current Report Filing (8-k)
11 Agosto 2021 - 6:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 11, 2021
CARDAX,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
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333-181719
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45-4484428
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(State
or other jurisdiction
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(Commission
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(IRS
Employer
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of
incorporation)
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File
Number)
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Identification
No.)
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2800
Woodlawn Drive, Suite 129, Honolulu, Hawaii 96822
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (808) 457-1400
Not
applicable
(Former
name or former address, if changed since last report)
Securities
registered pursuant to Section 12(b) of the Act: None
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
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ITEM
7.01 REGULATION FD DISCLOSURE
On
August 11, 2021, Cardax, Inc. (the “Company”) issued a press release announcing the filing of a Form 15 with the Securities
and Exchange Commission to suspend the Company’s duty to file reports under Section 15(d) of the Exchange Act.
In
accordance with General Instruction B.2 of Form 8-K, the information set forth herein and in Exhibit 99.1 hereto is deemed to be “furnished”
and shall not be deemed to be “filed” for purposes of the Exchange Act. The information set forth in Item 7.01 of this Current
Report on Form 8-K shall not be deemed an admission as to the materiality of any information in this Current Report on Form 8-K that
is required to be disclosed solely to satisfy the requirements of Regulation FD.
Safe
Harbor
This
release may contain certain forward-looking statements regarding our prospective performance and strategies within the meaning of Section
27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. We intend such forward-looking
statements to be covered by the safe harbor provisions for forward-looking statements contained in the Private Securities Litigation
Reform Act of 1995, and are including this statement for purposes of said safe harbor provisions. Forward-looking statements, which are
based on certain assumptions and describe future plans, strategies, and expectations of our company, are generally identified by use
of words “anticipate,” “believe,” “estimate,” “expect,” “intend,” “plan,”
“project,” “seek,” “strive,” “try,” or future or conditional verbs such as “could,”
“may,” “should,” “will,” “would,” or similar expressions. Our ability to predict results
or the actual effects of our plans or strategies is inherently uncertain. Accordingly, actual results may differ materially from anticipated
results. Some of the factors that could cause our actual results to differ from our expectations or beliefs include, without limitation,
the risks discussed from time to time in our filings with the Securities and Exchange Commission. Readers are cautioned not to place
undue reliance on these forward-looking statements, which speak only as of the date of this release. Except as required by applicable
law or regulation, we undertake no obligation to update these forward-looking statements to reflect events or circumstances that occur
after the date on which such statements were made.
ITEM
9.01 FINANCIAL STATEMENT AND EXHIBITS
(d)
Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Dated:
August 11, 2021
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CARDAX,
INC.
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By:
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/s/
David G. Watumull
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David
G. Watumull
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Chief Executive Officer and President
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Cardax (CE) (USOTC:CDXI)
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