Amended Statement of Ownership (sc 13g/a)
11 Fevereiro 2022 - 9:40AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
enVVeno Medical Corporation
(Name of Issuer)
Common Stock, $0.00001 par value per share
(Title of Class of Securities)
29415J106
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
a.
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☐ Rule 13d-1(b)
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b.
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☒ Rule 13d-1(c)
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c.
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☐ Rule 13d-1(d)
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*The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
1.
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Names of Reporting Persons.
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Mitchell P. Kopin
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) ☐
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(b) ☐
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
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United States of America
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Number of
Shares Beneficially
Owned by Each
Reporting
Person With:
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5.
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Sole Voting Power
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0
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6.
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Shared Voting Power
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431,213
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7.
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Sole Dispositive Power
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0
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8.
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Shared Dispositive Power
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431,213
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
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431,213 (see Item 4)
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
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11.
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Percent of Class Represented by Amount in Row (9)
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4.4% (see Item 4)
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12.
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Type of Reporting Person (See Instructions)
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IN; HC
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1.
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Names of Reporting Persons.
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Daniel B. Asher
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) ☐
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(b) ☐
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
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United States of America
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Number of
Shares Beneficially
Owned by Each
Reporting
Person With:
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5.
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Sole Voting Power
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0
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6.
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Shared Voting Power
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431,213
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7.
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Sole Dispositive Power
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0
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8.
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Shared Dispositive Power
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431,213
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
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431,213 (see Item 4)
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
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11.
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Percent of Class Represented by Amount in Row (9)
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4.4% (see Item 4)
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12.
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Type of Reporting Person (See Instructions)
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IN; HC
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1.
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Names of Reporting Persons.
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Intracoastal Capital LLC
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) ☐
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(b) ☐
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
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Delaware
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Number of
Shares Beneficially
Owned by Each
Reporting
Person With:
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5.
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Sole Voting Power
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0
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6.
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Shared Voting Power
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431,213
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7.
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Sole Dispositive Power
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0
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8.
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Shared Dispositive Power
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431,213
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
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431,213 (see Item 4)
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
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11.
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Percent of Class Represented by Amount in Row (9)
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4.4% (see Item 4)
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12.
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Type of Reporting Person (See Instructions)
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OO
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This Amendment No. 2
is being filed jointly by the Reporting Persons and amends the Schedule 13G initially filed by the Reporting Persons with the Securities
and Exchange Commission (the “SEC”) on July 30, 2020, as amended by Amendment No. 1 thereto filed by the Reporting
Persons with the SEC on January 29, 2021 (the “Schedule 13G”).
Except as set forth below,
all Items of the Schedule 13G remain unchanged. All capitalized terms not otherwise defined herein shall have the meanings ascribed
to such terms in the Schedule 13G.
Item 1.
(a) Name of Issuer
enVVeno Medical Corporation (the “Issuer”)
(b) Address of Issuer’s Principal Executive
Offices
70 Doppler
Irvine, California 92618
Item 2.
(e) CUSIP Number
29415J106
Item
4. Ownership.
(a) and (b):
As of the close
of business of December 31, 2021, each of the Reporting Persons may have been deemed to have beneficial ownership of 431,213 shares of
Common Stock, which consisted of (i) 16,956 shares of Common Stock issuable upon exercise of a warrant held by Intracoastal (“Intracoastal
Warrant 1”), (ii) 12,500 shares of Common Stock issuable upon exercise of a second warrant held by Intracoastal (“Intracoastal
Warrant 2”), (iii) 38,611 shares of Common Stock issuable upon exercise of a third warrant held by Intracoastal (“Intracoastal
Warrant 3”), (iv) 123,364 shares of Common Stock issuable upon exercise of a fourth warrant held by Intracoastal (“Intracoastal
Warrant 4”), (v) 25,157 shares of Common Stock issuable upon exercise of a fifth warrant held by Intracoastal (“Intracoastal
Warrant 5”), (vi) 340 shares of Common Stock issuable upon exercise of a sixth warrant held by Intracoastal (“Intracoastal
Warrant 6”) and (vii) 214,285 shares of Common Stock issuable upon exercise of a seventh warrant held by Intracoastal (“Intracoastal
Warrant 7”), and all such shares of Common Stock in the aggregate represent beneficial ownership of approximately 4.4% of the
Common Stock, based on (1) 9,468,324 shares of Common Stock outstanding on November 9, 2021 as reported by the Issuer, plus (2) 16,956
shares of Common Stock issuable upon exercise of Intracoastal Warrant 1, (3) 12,500 shares of Common Stock issuable upon exercise of Intracoastal
Warrant 2, (4) 38,611 shares of Common Stock issuable upon exercise of Intracoastal Warrant 3, (5) 123,364 shares of Common Stock issuable
upon exercise of Intracoastal Warrant 4, (6) 25,157 shares of Common Stock issuable upon exercise of Intracoastal Warrant 5, (7) 340 shares
of Common Stock issuable upon exercise of Intracoastal Warrant 6 and (8) 214,285 shares of Common Stock issuable upon exercise of Intracoastal
Warrant 7.
(c) Number of shares as to
which each Reporting Person has:
(i) Sole power to vote or to direct the vote: 0.
(ii) Shared power to vote or to direct the vote: 431,213.
(iii) Sole power to dispose or to direct the disposition
of 0.
(iv) Shared power to dispose or to direct the disposition
of 431,213.
Item
5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than 5 percent of the class of securities, check the following þ.
Item 10. Certification
By signing below I certify
that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination
under §240.14a-11.
SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 11, 2022
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/s/ Mitchell P. Kopin
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Mitchell P. Kopin
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/s/ Daniel B. Asher
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Daniel B. Asher
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Intracoastal Capital LLC
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By:
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/s/ Mitchell P. Kopin
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Mitchell P. Kopin, Manager
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