Statement of Changes in Beneficial Ownership (4)
24 Fevereiro 2022 - 5:17PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Kennedy Terry Joe |
2. Issuer Name and Ticker or Trading Symbol
GROW CAPITAL, INC.
[
GRWC
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO and President |
(Last)
(First)
(Middle)
688 CHILDRENS WAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/3/2022 |
(Street)
HENDERSON, NV 89052
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 1/3/2022 | | A | | 106667.0000 | A | (1) | 1168898.0000 | D | |
Common Stock | 1/3/2022 | | A | | 50000.0000 | A | (2) | 1218898.0000 | D | |
Common Stock | | | | | | | | 1135819.0000 | I | Footnote (4) |
Common Stock | | | | | | | | 4170701.0000 | I | Footnote (3) |
Common Stock | | | | | | | | 1818772.0000 | I | Footnote (5) |
Common Stock | | | | | | | | 1857824.0000 | I | Footnote (6) |
Common Stock | | | | | | | | 1135819.0000 | I | Footnote (7) |
Common Stock | | | | | | | | 467909.0000 | I | Footnote (8) |
Common Stock | | | | | | | | 125000.0000 | I | Footnote (9) |
Common Stock | | | | | | | | 68993.0000 | I | Footnote (10) |
Common Stock | | | | | | | | 25000.0000 | I | Footnote (11) |
Common Stock | | | | | | | | 70000.0000 | I | Footnote (12) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Fully vested shares issued as compensation for service for the quarter ended March 31, 2022. |
(2) | Fully vested CEO compensation for quarter ended March 31, 2022. |
(3) | The reporting person is the sole owner and the manager of Journey, Home 4 Teens, LLC. |
(4) | The reporting person is a 50% owner and the manager of Racing 123, LLC. |
(5) | The reporting person is the manager and ultimate beneficial owner of AYG LLC. |
(6) | Reflects percentage ownership of Zeake, LLC. |
(7) | The reporting person is the manager of King Ship, LLC. |
(8) | The reporting person is the manager of Virtual Marketing Associates, LLC. |
(9) | The reporting person is a 50% owner and the manager of Off the Wall, LLC. |
(10) | Shares owned by AF1 Public Relations LLC, an entity wholly-owned by the reporting person's wife. The reporting person disclaims beneficial ownership of any securities owned directly or indirectly by the reporting person's wife. |
(11) | The reporting person is a 67.35% owner of Appreciation LLC. |
(12) | The reporting person is the sole owner and the manager of Appreciation Rewards, LLC. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kennedy Terry Joe 688 CHILDRENS WAY HENDERSON, NV 89052 | X | X | CEO and President |
|
Signatures
|
/s/ Terry Kennedy | | 2/24/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Grow Capital (PK) (USOTC:GRWC)
Gráfico Histórico do Ativo
De Nov 2024 até Dez 2024
Grow Capital (PK) (USOTC:GRWC)
Gráfico Histórico do Ativo
De Dez 2023 até Dez 2024
Notícias em tempo-real sobre Grow Capital Inc (PK) da OTCMarkets bolsa de valores: 0 artigos recentes
Mais Notícias de Grow Capital, Inc.