Statement of Changes in Beneficial Ownership (4)
02 Agosto 2022 - 6:04PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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PAG Investment LP |
2. Issuer Name and Ticker or Trading Symbol
Gobi Acquisition Corp.
[
GOBI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
33/F, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/1/2022 |
(Street)
HONG KONG, K3 000000
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Ordinary Shares | 8/1/2022 | | J(1) | | 500000 | D | $10.01 | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On July 22, 2022, Gobi Acquisition Corp. (the "Company") held an extraordinary general meeting of shareholders (the "Meeting"), as described in the Company's Current Report on 8-K filed with the SEC on July 22, 2022. At the Meeting, shareholders of the Company approved amendments to the Company's amended and restated memorandum and articles of association (the "Charter Amendment Proposal") and the Investment Management Trust Agreement, dated June 28, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee (the "Trust Amendment Proposal"). Following the approval of the Charter Amendment Proposal and the Trust Amendment Proposal, in connection with the liquidation contemplated by the Investment Management Trust Agreement, PAG Investment LP redeemed 500,000 Class A ordinary shares of the Company at $10.01 per share. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
PAG Investment LP 33/F, THREE PACIFIC PLACE 1 QUEEN'S ROAD EAST HONG KONG, K3 000000 |
| X |
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PAG Ltd 33/F, THREE PACIFIC PLACE 1 QUEEN'S ROAD EAST HONG KONG, K3 000000 |
| X |
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PAG Capital II Ltd 33/F, THREE PACIFIC PLACE 1 QUEEN'S ROAD EAST HONG KONG, K3 000000 |
| X |
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Signatures
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/s/ Lincoln Pan as attorney-in-fact for PAG Investment LP | | 8/2/2022 |
**Signature of Reporting Person | Date |
/s/ Lincoln Pan as attorney-in-fact for PAG Limited | | 8/2/2022 |
**Signature of Reporting Person | Date |
/s/ Lincoln Pan as attorney-in-fact for PAG Capital II Limited | | 8/2/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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