Statement of Changes in Beneficial Ownership (4)
04 Agosto 2022 - 01:53PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Tomlin
Jean |
2. Issuer Name and Ticker or Trading
Symbol Capri Holdings Ltd [ CPRI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
33 KINGSWAY |
3. Date of Earliest Transaction (MM/DD/YYYY)
8/3/2022
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(Street)
LONDON WC2B 6UF
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Ordinary shares, no par
value |
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|
|
|
|
|
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20663 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted share units |
$0 |
8/3/2022 |
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A |
|
3036 |
|
(1) |
(2) |
Ordinary shares, no par
value |
3036 (3) |
$0 |
3036 |
D |
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Explanation of
Responses: |
(1) |
Granted pursuant to the
Capri Holdings Limited Third Amended and Restated Omnibus Incentive
Plan. The RSUs vest on the earliest of: (1) the one year
anniversary of the date of grant (August 3, 2023), or (2) the
Company's annual shareholder meeting that occurs in the calendar
year following the date of grant, and will be settled upon vesting
unless the reporting person elects to defer settlement to a later
date. If the reporting person's service with the Company terminates
prior to the first anniversary of the date of grant, the RSUs will
vest pro-rata based on the number of days from the date of grant
through and including the date of the reporting person's
termination of service. The RSUs will also vest in full in the
event of the reporting person's death or disability. |
(2) |
The RSUs do not
expire. |
(3) |
Settlement of this award
will be satisfied through the issuance of one ordinary share for
each vested RSU. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Tomlin Jean
33 KINGSWAY
LONDON WC2B 6UF |
X |
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|
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Signatures
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/s/ Krista A. McDonough, as Attorney-in-Fact for
Jean Tomlin |
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8/4/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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