Initial Statement of Beneficial Ownership (3)
06 Setembro 2022 - 5:48PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Bowen Nathan P. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/1/2022
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3. Issuer Name and Ticker or Trading Symbol
TENNECO INC [TEN]
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(Last)
(First)
(Middle)
7450 N. MCCORMICK BLVD. |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Executive Vice President* / |
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(Street)
SKOKIE, IL 60076
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Class A Common Stock | 1593 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (1) | (1) | Class A Common Stock | 4822 | $0.00 | D | |
| Restricted Stock Units | (2) | (2) | Class A Common Stock | 9159 | $0.00 | D | |
| Explanation of Responses: |
| (1) | Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3, one third of which vested on February 2, 2022, and one third of which will vest on each of February 2, 2023 and February 2, 2024. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock. |
| (2) | Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3, one third of which will vest on each of February 1, 2023, February 1, 2024 and February 1, 2025. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock. |
Remarks:
*and President Clean Air
Exhibit List
Exhibit 24 - Power of Attorney |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Bowen Nathan P.
7450 N. MCCORMICK BLVD.
SKOKIE, IL 60076 |
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| Executive Vice President* |
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Signatures
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| /s/ Ashley L. Bancroft, Attorney-in-fact for Nathan P. Bowen | | 9/6/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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