Current Report Filing (8-k)
13 Dezembro 2022 - 9:02AM
Edgar (US Regulatory)
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2022-12-13
2022-12-13
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): December
13, 2022
______________
ESSA Pharma Inc.
(Exact name of registrant as specified in its charter)
______________
British Columbia, Canada
(State or other jurisdiction of incorporation) |
001-37410
(Commission File Number) |
47-2569713
(IRS Employer Identification No.) |
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Suite 720, 999 West Broadway, Vancouver, British
Columbia, Canada
(Address of principal executive offices) |
V5Z 1K5
(Zip Code) |
Registrant’s telephone number, including area
code: (778) 331-0962
______________
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of
each class |
Trading
Symbol(s) |
Name of
each exchange on which registered |
Common Shares, no par value |
EPIX |
Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition.
The following information is filed pursuant to Item
2.02, “Results of Operations and Financial Condition.”
On December 13, 2022, ESSA Pharma Inc. (the “Company”)
issued a press release announcing its financial results for the fiscal year ended September 30, 2022. A copy of the press release is attached
as Exhibit 99.1 to this Form 8-K.
The information provided under this Item (including
Exhibit 99.1) is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated
by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific
reference in such filing.
Item 9.01 |
Financial Statements and Exhibits. |
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(d) Exhibits |
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ESSA PHARMA INC. |
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(Registrant) |
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Date: December 13, 2022 |
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By: |
/s/ David Wood |
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Name: |
David Wood |
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Title: |
Chief Financial Officer |
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