Current Report Filing (8-k)
04 Abril 2023 - 2:05PM
Edgar (US Regulatory)
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2023-04-04
2023-04-04
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 4, 2023
Odyssey
Semiconductor Technologies, Inc.
(Exact name of registrant as specified
in its charter)
| Delaware |
333-234741 |
84-1766761 |
| (State or other jurisdiction |
(Commission File Number) |
(IRS Employer |
| of incorporation) |
|
Identification No.) |
9 Brown Road
Ithaca, NY 14850
(Address of Principal Executive
Offices)
Registrant’s telephone
number including area code: (607) 351-9768
N/A
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Securities
registered pursuant to Section 12(b) of the Act: None.
Section 7 – Regulation
FD
Item 7.01. Regulation FD Disclosure.
On April 4, 2023, Odyssey Semiconductor
Technologies, Inc. (the “Company”) published a press release to announce the Company’s delivery of vertical GaN product
samples to lead customers in Q1 2023 as planned.
Copy
of the press release is furnished hereto as Exhibit 99.1. The information contained in this Current Report on Form 8-K (including the
exhibits) is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act
of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed
incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly
stated in such filing.
Section 9 – Financial Statements and
Exhibits
Item 9.01. Financial Statements and Exhibits.
(c) Exhibits
SIGNATURE
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
Odyssey Semiconductor Technologies, Inc. |
| |
|
| April 4, 2023 |
By: |
/s/ Mark Davidson |
| |
Name: |
Mark Davidson |
| |
Title: |
Chief Executive Officer |
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