Statement of Changes in Beneficial Ownership (4)
17 Maio 2023 - 5:32PM
Edgar (US Regulatory)
FORM 4
☐
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
HORRIGAN D GREG |
2. Issuer Name and Ticker or Trading Symbol
SILGAN HOLDINGS INC
[
SLGN
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O SILGAN HOLDINGS INC., 4 LANDMARK SQUARE, SUITE 400 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/31/2023 |
(Street)
STAMFORD, CT 06901 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
(City)
(State)
(Zip)
|
Rule 10b5-1(c) Transaction Indication
☐
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 1/31/2023 | | G | | 8983749 (1) | D | $0 | 26813 | D | |
Common Stock | 1/31/2023 | | A | | 8983749 (1) | A | $0 | 8983749 | I | Community Property Trust (1)(2) |
Common Stock | 3/20/2023 | | G | | 200000 (3) | D | $0 | 8783749 | I | Community Property Trust (2)(3) |
Common Stock | 5/15/2023 | | G | | 772671 (4) | D | $0 | 1742456 | I | By Trusts (5) |
Common Stock | | | | | | | | 34634 | I | By Trust (6) |
Common Stock | | | | | | | | 1233584 | I | By Horrigan Family Limited Partnership (7) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Since the reporting person's last report, these shares of Common Stock, which were directly beneficially owned by the reporting person, were transferred by the reporting person to a community property trust of which the reporting person and his spouse are trustees. |
(2) | These shares of Common Stock are owned by a community property trust of which the reporting person and his spouse are trustees with voting and dispositive power over the shares. |
(3) | Since the reporting person's last report, these shares of Common Stock, which were indirectly beneficially owned by the reporting person through a community property trust, were transferred by such community property trust to a family foundation of which the reporting person and his spouse are trustees. |
(4) | These shares of Common Stock, which were indirectly beneficially owned by the reporting person through an irrevocable siblings trust of which the reporting person's spouse is the trustee, were gifted by such irrevocable siblings trust to siblings of the reporting person and his spouse |
(5) | These shares of Common Stock are owned by family trusts of which the reporting person's spouse is a trustee with voting and dispositive power over the shares and as a result of which the reporting person may be deemed to have shared voting and dispositive power of the shares. |
(6) | These shares of Common Stock are owned by a family trust of which the reporting person is the trustee with sole voting and dispositive power over the shares. |
(7) | These shares of Common Stock are owned by the Horrigan Family Limited Partnership for which the reporting person's spouse is the sole general partner with voting and dispositive power over the shares and as a result of which the reporting person may be deemed to have shared voting and dispositive power over the shares. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HORRIGAN D GREG C/O SILGAN HOLDINGS INC. 4 LANDMARK SQUARE, SUITE 400 STAMFORD, CT 06901 | X | X |
|
|
Signatures
|
/s/ Frank W. Hogan, III, Attorney-in-fact for D. Greg Horrigan | | 5/17/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Silgan (NASDAQ:SLGN)
Gráfico Histórico do Ativo
De Dez 2024 até Jan 2025
Silgan (NASDAQ:SLGN)
Gráfico Histórico do Ativo
De Jan 2024 até Jan 2025
Notícias em tempo-real sobre Silgan Holdings Inc da NASDAQ bolsa de valores: 0 artigos recentes
Mais Notícias de Silgan Holdings Inc