Current Report Filing (8-k)
21 Junho 2023 - 7:06AM
Edgar (US Regulatory)
0001626971
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0001626971
2023-06-15
2023-06-15
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 15, 2023
CORVUS PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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001-37719 |
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46-4670809 |
(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification Number)
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863 Mitten Road, Suite 102
Burlingame, CA 94010
(Address of principal executive offices, including Zip Code)
Registrant’s telephone number, including area code: (650) 900-4520
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
Trading symbol(s) |
Name of each exchange on which registered |
Common Stock, Par Value $0.0001 per share |
CRVS |
Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule
405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging
growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use
the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a)
of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 15, 2023, Corvus Pharmaceuticals, Inc. (the “Company”) held its 2023
Annual Meeting of Stockholders (the “Annual Meeting”). Only stockholders of record at the close of business on April 18, 2023,
the record date for the Annual Meeting, were entitled to vote at the Annual Meeting. As of the record date, there were 46,568,511 shares
of the Company’s common stock outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 36,151,036 shares of
the Company’s common stock were voted in person or by proxy for the three proposals set forth below, each of which is described
in the Company’s Definitive Proxy Statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on April 28,
2023.
The tabulation of the stockholder votes on each proposal brought before the Annual Meeting is
as follows:
Proposal No. 1 — Election of Directors
The Company’s stockholders elected the Class I director nominees below to the Company’s
Board of Directors to hold office until the 2026 Annual Meeting of Stockholders or until their respective successors are elected and qualified
or appointed, or the earlier of their death, resignation or removal.
Class I Director Nominees | |
Votes For | |
Votes Withheld | |
Broker Non-Votes |
Richard A. Miller, M.D. | |
| 26,009,538 | | |
| 68,027 | | |
| 10,073,471 | |
Linda S. Grais, M.D. J.D. | |
| 25,210,111 | | |
| 867,454 | | |
| 10,073,471 | |
Proposal No. 2 — Ratification of Selection of Independent Registered Accounting
Firm
The Company’s stockholders ratified the selection of PricewaterhouseCoopers LLC as the
independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023.
Votes For | |
Votes Against | |
Abstain |
| 35,873,795 | | |
| 104,973 | | |
| 172,268 | |
Proposal No. 3 —Non-Binding Advisory Vote to Approve the Compensation of the
Company’s Named Executive Officers
On a non-binding advisory basis, the Company’s stockholders approved the compensation
of the Company’s named executive officers.
Votes For | |
Votes Against | |
Abstain | |
Broker Non-Votes |
| 25,550,695 | | |
| 348,929 | | |
| 177,941 | | |
| 10,073,471 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CORVUS PHARMACEUTICALS, INC. |
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Date: June 20, 2023 |
By: |
/s/ Leiv Lea |
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Leiv Lea |
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Chief Financial Officer |
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Corvus Pharmaceuticals (NASDAQ:CRVS)
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