Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
09 Fevereiro 2024 - 6:01PM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 4)*
9F
Inc.
(Name of Issuer)
Class A ordinary shares, par value of $0.00001
per share
(Title of Class of Securities)
65442R 208**
(CUSIP Number)
December 31, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
☐ |
Rule 13d-1(b) |
☐ |
Rule 13d-1(c) |
☒ |
Rule 13d-1(d) |
| * | The remainder of this cover page shall be filled out for
a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page. |
| ** | CUSIP number 65442R 208 has been assigned to the American
Depositary Shares (“ADSs”) of the Issuer, which are quoted on The Nasdaq Global Market under the symbol “JFU.”
Each ADS represents 20 Class A ordinary shares of the Issuer. |
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. 65442R 208 |
|
Page 1 of 7 pages |
1 |
Name of Reporting Person
Lei Sun |
2 |
Check the Appropriate Box if a Member of a Group |
|
(a) ☐ |
|
(b) ☐ |
3 |
SEC Use Only
|
4 |
Citizenship or Place of Organization
People’s Republic of China |
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With: |
5 |
Sole Voting Power
64,433,465. See Item 4. |
6 |
Shared Voting Power
0 |
7 |
Sole Dispositive Power
64,433,465. See Item 4. |
8 |
Shared Dispositive Power
0 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
64,433,465. See Item 4. |
10 |
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
|
11 |
Percent of Class Represented by Amount in Row (9)
27.7% of the Class A ordinary shares (or 27.4% of the total ordinary shares assuming conversion of all outstanding Class B ordinary shares into the same number of Class A ordinary shares). See Item 4. |
12 |
Type of Reporting Person
IN |
CUSIP No. 65442R 208 |
|
Page
2 of 7 pages |
1 |
Name of Reporting Person
Nine F Capital Limited |
2 |
Check the Appropriate Box if a Member of a Group |
|
(a) ☐ |
|
(b) ☐ |
3 |
SEC Use Only
|
|
|
4 |
Citizenship or Place of Organization
British Virgin Islands |
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With: |
5 |
Sole Voting Power
64,433,465. See Item 4. |
6 |
Shared Voting Power
0 |
7 |
Sole Dispositive Power
64,433,465. See Item 4. |
8 |
Shared Dispositive Power
0 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
64,433,465. See Item 4. |
10 |
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares ☐
|
11 |
Percent of Class Represented by Amount in Row (9)
27.7% of the Class A ordinary shares (or 27.4% of the total ordinary shares assuming conversion of all outstanding Class B ordinary shares into the same number of Class A ordinary shares). See Item 4. |
12 |
Type of Reporting Person
CO |
CUSIP No. 65442R 208 |
|
Page 3 of 7 pages |
Item 1(a). |
Name of Issuer:
9F Inc. (the “Issuer”) |
Item 1(b). |
Address of Issuer’s Principal Executive Offices:
Room 1207, Building No. 5, 5 West Laiguangying Road, Chaoyang District, Beijing 100012, People’s Republic of China |
Item 2(a). |
Name of Person Filing:
Lei Sun, Nine F Capital Limited (collectively, the “Reporting Persons”) |
Item 2(b). |
Address of Principal Business Office or, if none, Residence:
The business address of Lei Sun is Suite 4806-07 48/F, Central Plaza 18 Harbour Rd, Wanchai, Hong Kong. The registered address of Nine F Capital Limited is Sertus Chambers, P.O. Box 905, Quastisky Building, Road Town, Tortola, British Virgin Islands. |
Item 2(c) |
Citizenship:
Lei Sun is a citizen of the People’s Republic of China. Nine F Capital Limited is a company incorporated in the British Virgin Islands. |
Item 2(d). |
Title of Class of Securities:
Class A ordinary shares, par value $0.00001 per share, of the Issuer.
The Issuer’s ordinary shares consist of Class A ordinary
shares and Class B ordinary shares. Each holder of Class A ordinary shares is entitled to one vote per share and each holder
of Class B ordinary shares is entitled to five votes per share on all matters submitted to them for a vote. Class B ordinary
shares are convertible at any time by the holder thereof into Class A ordinary shares on a one-for-one basis. Class A ordinary
shares are not convertible into Class B ordinary shares under any circumstances. |
Item 2(e). |
CUSIP Number:
There is no CUSIP number assigned to the Class A ordinary shares. CUSIP number 65442R 208 has been assigned to the ADSs. |
|
|
Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the persons filing is a: |
|
Not applicable |
CUSIP No. 65442R 208 |
|
Page 4 of 7 pages |
The following information with respect to the ownership of the ordinary
shares of the Issuer by each Reporting Person is provided as of December 31, 2023. Beneficial ownership is determined in accordance
with the rules and regulations of the SEC. The table below is prepared based on 174,304,260 Class A ordinary shares and 61,162,400
Class B ordinary shares outstanding as of December 31, 2023.
For Lei Sun:
Reporting Person: Lei Sun | |
Class A
ordinary shares | | |
Class B
ordinary shares | | |
Total
ordinary shares
on the as- converted
basis | | |
Percentage of Aggregate Voting Power | |
(a) Amount beneficially owned: | |
| 6,085,465 | (1) | |
| 58,348,000 | (2) | |
| 64,433,465 | (4) | |
| — | |
(b) Percent of class: | |
| 27.7 | %(3) | |
| — | | |
| 27.4 | %(5) | |
| 62.0 | %(6) |
(c) Number of shares as to which the person has: | |
| | | |
| | | |
| | | |
| | |
(i) Sole power to vote or to direct the vote | |
| 6,085,465 | (1) | |
| 58,348,000 | (2) | |
| 64,433,465 | (4) | |
| — | |
(ii) Shared power to vote or to direct the vote | |
| — | | |
| — | | |
| — | | |
| — | |
(iii) Sole power to dispose or to direct the disposition of | |
| 6,085,465 | (1) | |
| 58,348,000 | (2) | |
| 64,433,465 | (4) | |
| — | |
(iv) Shared power to dispose or to direct the disposition of | |
| — | | |
| — | | |
| — | | |
| — | |
Notes:
| (1) | Representing 6,085,465 Class A ordinary shares held by Nine
F Capital Limited, a British Virgin Islands company indirectly wholly owned by The Nine F Trust. The Nine F Trust is a trust established
under the laws of Guernsey and managed by Trident Trust Company (HK) Limited as the trustee. Mr. Lei Sun is the settlor and protector
of the trust and Mr. Lei Sun and his family members are the trust’s beneficiaries. Under the terms of this trust, Mr. Lei
Sun has the power to direct the trustee with respect to the retention or disposal of, and the exercise of any voting and other rights
attached to, the shares held by Nine F Capital Limited in the Issuer. Mr. Sun may be deemed to have the sole voting and dispositive
power over the shares held by Nine F Capital Limited. |
| (2) | Representing 58,348,000 Class B ordinary shares held by
Nine F Capital Limited. |
| (3) | To derive this percentage, (x) the numerator is the sum
of (i) 6,085,465 Class A ordinary shares held by Nine F Capital Limited, and (ii) 58,348,000, being the number of Class B ordinary
shares held by Nine F Capital Limited, a British Virgin Islands company indirectly wholly owned by The Nine F Trust, assuming all the
Class B ordinary shares held by Nine F Capital Limited are converted into the same number of Class A ordinary shares, and (y) the
denominator is the sum of (i) 174,304,260, being the numbers of the Issuer’s total Class A ordinary shares outstanding
as of December 31, 2023, and (ii) 58,348,000, being the number of Class A ordinary shares upon conversion of 58,348,000
Class B ordinary shares held by Nine F Capital Limited. |
| (4) | Representing (i) 6,085,465 Class A ordinary shares held
by Nine F Capital Limited, and (ii) 58,348,000 Class B ordinary shares held by Nine F Capital Limited, a British Virgin Islands
company indirectly wholly owned by The Nine F Trust, assuming all the Class B ordinary shares held by Nine F Capital Limited are
converted into the same number of Class A ordinary shares. |
| (5) | To derive this percentage, (x) the numerator is the sum
of (i) 6,085,465 Class A ordinary shares held by Nine F Capital Limited, and (ii) 58,348,000, being the number of Class B
ordinary shares held by Nine F Capital Limited, a British Virgin Islands company indirectly wholly owned by The Nine F Trust, assuming
all the Class B ordinary shares held by Nine F Capital Limited are converted into the same number of Class A ordinary shares,
and (y) the denominator is the sum of (i) 174,304,260, being the number of the Issuer’s total Class A ordinary shares
outstanding as of December 31, 2023, and (ii) 61,162,400, being the number of the Issuer’s total Class B ordinary
shares outstanding as of December 31, 2023 that are convertible into the same number of Class A ordinary shares. |
CUSIP No. 65442R 208 |
|
Page 5 of 7 pages |
| (6) | Percentage of aggregate voting power represents voting power
of all ordinary shares held by the reporting person with respect to all of the Issuer’s outstanding Class A ordinary shares
and Class B ordinary shares as a single class. Each holder of the Issuer’s Class A ordinary shares is entitled to one
vote per Class A ordinary share. Each holder of the Issuer’s Class B ordinary shares is entitled to five votes per Class B
ordinary share. |
For Nine F Capital Limited:
Reporting Person: Nine F Capital Limited | |
Class A ordinary shares | | |
Class B ordinary shares | | |
Total ordinary shares on the as- converted basis | | |
Percentage of Aggregate Voting Power | |
(a) Amount beneficially owned: | |
| 6,085,465 | (1) | |
| 58,348,000 | (2) | |
| 64,433,465 | (4) | |
| — | |
(b) Percent of class: | |
| 27.7 | %(3) | |
| — | | |
| 27.4 | %(5) | |
| 62.0 | %(6) |
(c) Number of shares as to which the person has: | |
| | | |
| | | |
| | | |
| | |
(i) Sole power to vote or to direct the vote | |
| 6,085,465 | (1) | |
| 58,348,000 | (2) | |
| 64,433,465 | (4) | |
| — | |
(ii) Shared power to vote or to direct the vote | |
| — | | |
| — | | |
| — | | |
| — | |
(iii) Sole power to dispose or to direct the disposition of | |
| 6,085,465 | (1) | |
| 58,348,000 | (2) | |
| 64,433,465 | (4) | |
| — | |
(iv) Shared power to dispose or to direct the disposition of | |
| — | | |
| — | | |
| — | | |
| — | |
Notes:
| (1) | Representing 6,085,465 Class A ordinary shares held by Nine
F Capital Limited. |
| (2) | Representing 58,348,000 Class B ordinary shares held by
Nine F Capital Limited. |
| (3) | To derive this percentage, (x) the numerator is the sum
of (i) 6,085,465 Class A ordinary shares held by Nine F Capital Limited, and (ii) 58,348,000, being the number of Class B ordinary
shares held by Nine F Capital Limited, a British Virgin Islands company indirectly wholly owned by The Nine F Trust, assuming all the
Class B ordinary shares held by Nine F Capital Limited are converted into the same number of Class A ordinary shares, and (y) the
denominator is the sum of (i) 174,304,260, being the numbers of the Issuer’s total Class A ordinary shares outstanding
as of December 31, 2023, and (ii) 58,348,000, being the number of Class A ordinary shares upon conversion of 58,348,000
Class B ordinary shares held by Nine F Capital Limited. |
| (4) | Representing (i) 6,085,465 Class A ordinary shares held
by Nine F Capital Limited, and (ii) 58,348,000 Class B ordinary shares held by Nine F Capital Limited, a British Virgin Islands
company indirectly wholly owned by The Nine F Trust, assuming all the Class B ordinary shares held by Nine F Capital Limited are
converted into the same number of Class A ordinary shares. |
| (5) | To derive this percentage, (x) the numerator is the sum
of (i) 6,085,465 Class A ordinary shares held by Nine F Capital Limited, and (ii) 58,348,000, being the number of Class B
ordinary shares held by Nine F Capital Limited, a British Virgin Islands company indirectly wholly owned by The Nine F Trust, assuming
all the Class B ordinary shares held by Nine F Capital Limited are converted into the same number of Class A ordinary shares,
and (y) the denominator is the sum of (i) 174,304,260, being the number of the Issuer’s total Class A ordinary shares
outstanding as of December 31, 2023, and (ii) 61,162,400, being the number of the Issuer’s total Class B ordinary
shares outstanding as of December 31, 2023 that are convertible into the same number of Class A ordinary shares. |
| (6) | Percentage of aggregate voting power represents voting power
of all ordinary shares held by the reporting person with respect to all of the Issuer’s outstanding Class A ordinary shares
and Class B ordinary shares as a single class. Each holder of the Issuer’s Class A ordinary shares is entitled to one
vote per Class A ordinary share. Each holder of the Issuer’s Class B ordinary shares is entitled to five votes per Class B
ordinary share. |
Item 5. |
Ownership of Five Percent or Less of a Class: |
|
Not applicable |
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person: |
|
Not applicable |
CUSIP No. 65442R 208 |
|
Page 6 of 7 pages |
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: |
|
Not applicable |
Item 8. |
Identification and Classification of Members of the Group: |
|
Not applicable |
Item 9. |
Notice of Dissolution of Group: |
|
Not applicable |
Item 10. |
Certifications: |
|
Not applicable |
LIST OF EXHIBITS
CUSIP No. 65442R 208 |
|
Page 7 of 7 pages |
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 9, 2024
|
Lei Sun |
|
|
|
/s/ Lei Sun |
|
|
|
Nine F Capital Limited |
|
|
|
By: |
/s/ Lei Sun |
|
Name: |
Lei Sun |
|
Title: |
Director |
[Signature Page to Schedule 13G/A]
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