Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
07 Março 2024 - 10:00AM
Edgar (US Regulatory)
FORM
6-K
U.S.
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
REPORT
OF FOREIGN PRIVATE ISSUER
PURSUANT
TO RULE 13a-16 OR 15d-16 UNDER THE
SECURITIES
EXCHANGE ACT OF 1934
dated
March 6, 2024
Commission
File Number 0-51504
GENETIC
TECHNOLOGIES LIMITED
(Exact
Name as Specified in its Charter)
N/A
(Translation
of Registrant’s Name)
60-66
Hanover Street
Fitzroy
Victoria
3065 Australia
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F ☒ Form 40-F ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate
by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information
to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes
☐ No ☒
If
“Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused the Report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Date:
March 7, 2024
|
GENETIC
TECHNOLOGIES LIMITED |
|
|
|
By: |
/s/
Tony Di Pietro |
|
Name: |
Tony
Di Pietro |
|
Title: |
Company
Secretary |
EXHIBIT
INDEX
Exhibit 99.1
Appendix
3Y
Change of Director’s Interest Notice
Rule
3.19A.2
Appendix
3Y
Change
of Director’s Interest Notice
Information
or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property
and may be made public.
Introduced
30/09/01 Amended 01/01/11
Name
of entity: Genetic Technologies Limited |
ABN:
17 009 212 328 |
We
(the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section
205G of the Corporations Act.
Name
of Director |
Peter
Irwin Rubenstein |
Date
of last notice |
27
December 2023 |
Part
1 - Change of director’s relevant interests in securities
In
the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note:
In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director”
should be disclosed in this part.
Direct
or indirect interest |
|
Indirect
|
|
|
|
Nature
of indirect interest
(including
registered holder)
Note:
Provide details of the circumstances giving rise to the relevant interest.
|
|
Irwin
Biotech Nominees Pty Ltd <BIO
A/C>
|
|
|
|
Date
of change |
|
From
29 February to 6 March 2024. |
|
|
|
No.
of securities held prior to change |
|
Irwin
Biotech Nominees Pty Ltd <BIO A/C>
870,494
Ordinary shares
Irwin
Biotech Nominees Pty Ltd
20,000
Ordinary shares
865,827
Ordinary shares (represented by 28,861 American Depositary Receipts)
RIP
Opportunities Pty Ltd
75,000
Ordinary shares (represented by 2,500 American Depositary Receipts)
RIP
Opportunities Pty Ltd <PIR Super Fund A/C>
1,250,000
Ordinary shares |
+ See chapter 19 for defined terms. | |
| |
Appendix 3Y Page 1 | 01/01/2011 |
Appendix 3Y
Change of Director’s Interest Notice
Class |
|
Ordinary
shares |
|
|
|
Number
acquired |
|
617,209 |
|
|
|
Number
disposed |
|
Nil |
|
|
|
Value/Consideration
Note:
If consideration is non-cash, provide details and estimated valuation
|
|
$80,315.18,
an average of approximately 13 cents per ordinary share.
|
|
|
|
No.
of securities held after change |
|
Irwin
Biotech Nominees Pty Ltd <BIO A/C>
1,487,703
Ordinary shares
Irwin
Biotech Nominees Pty Ltd
20,000
Ordinary shares
865,827
Ordinary shares (represented by 28,861 American Depositary Receipts)
RIP
Opportunities Pty Ltd
75,000
Ordinary shares (represented by 2,500 American Depositary Receipts)
RIP
Opportunities Pty Ltd <PIR Super Fund A/C>
1,250,000
Ordinary shares |
|
|
|
Nature
of change
Example:
on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
|
On
Market Trades
|
+ See chapter 19 for defined terms. | |
| |
Appendix 3Y Page 2 | 01/01/2011 |
Appendix 3Y
Change of Director’s Interest Notice
Part
2 – Change of director’s interests in contracts
Note:
In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director”
should be disclosed in this part.
Detail
of contract |
|
N/A |
|
|
|
Nature
of interest
|
|
N/A |
|
|
|
Name
of registered holder
(if
issued securities)
|
|
N/A |
|
|
|
Date
of change |
|
N/A |
|
|
|
No.
and class of securities to which interest related prior to change
Note:
Details are only required for a contract in relation to which the interest has changed
|
|
N/A |
|
|
|
Interest
acquired |
|
N/A |
|
|
|
Interest
disposed |
|
N/A |
|
|
|
Value/Consideration
Note:
If consideration is non-cash, provide details and an estimated valuation
|
|
N/A |
|
|
|
Interest
after change |
|
N/A |
Part
3 – +Closed period
Were
the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was
required? |
|
No |
|
|
|
If
so, was prior written clearance provided to allow the trade to proceed during this period? |
|
N/A |
|
|
|
If
prior written clearance was provided, on what date was this provided? |
|
N/A |
+ See chapter 19 for defined terms. | |
| |
Appendix 3Y Page 3 | 01/01/2011 |
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