TR-1: Standard
form for notification of major holdings
1.
Issuer Details
ISIN
GB0006650450
Issuer
Name
OXFORD
INSTRUMENTS PLC
UK or
Non-UK Issuer
UK
2.
Reason for Notification
An acquisition
or disposal of voting rights.
3.
Details of person subject to the notification
obligation
Name
Ameriprise
Financial, Inc.
City of
registered office (if applicable)
Minneapolis
Country
of registered office (if applicable)
United States
4.
Details of the shareholder
Full
name of shareholder(s) if different from the person(s) subject to
the notification obligation, above
Vidacos
Nominees Ltd
City of
registered office (if applicable)
Country
of registered office (if applicable)
5. Date
on which the threshold was crossed or reached
31-May-2023
6. Date
on which Issuer notified
02-Jun-2023
7.
Total positions of person(s) subject to the notification
obligation
|
% of
voting rights attached to shares (total of 8.A)
|
% of
voting rights through financial instruments (total of 8.B 1 + 8.B
2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights held in issuer
|
Resulting
situation on the date on which threshold was crossed or
reached
|
10.949000
|
0.000000
|
10.949000
|
6319545
|
Position of
previous notification (if applicable)
|
11.949000
|
0.000000
|
11.949000
|
|
8.
Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A.
Voting rights attached to shares
Class/Type
of shares ISIN code(if possible)
|
Number
of direct voting rights (DTR5.1)
|
Number
of indirect voting rights (DTR5.2.1)
|
% of
direct voting rights (DTR5.1)
|
% of
indirect voting rights (DTR5.2.1)
|
GB0006650450
|
0
|
6319545
|
0.000000
|
10.949000
|
Sub Total
8.A
|
6319545
|
10.949000%
|
8B1.
Financial Instruments according to (DTR5.3.1R.(1)
(a))
Type
of financial instrument
|
Expiration
date
|
Exercise/conversion
period
|
Number
of voting rights that may be acquired if the instrument is
exercised/converted
|
% of
voting rights
|
|
|
|
|
|
Sub Total
8.B1
|
|
|
|
8B2.
Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type
of financial instrument
|
Expiration
date
|
Exercise/conversion
period
|
Physical
or cash settlement
|
Number
of voting rights
|
% of
voting rights
|
|
|
|
|
|
|
Sub Total
8.B2
|
|
|
|
9.
Information in relation to the person subject to the notification
obligation
2. Full chain
of controlled undertakings through which the voting rights and/or
the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add
additional rows as necessary)
Ultimate
controlling person
|
Name
of controlled undertaking
|
% of
voting rights if it equals or is higher than the notifiable
threshold
|
% of
voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total
of both if it equals or is higher than the notifiable
threshold
|
Ameriprise
Financial, Inc. (Chain 1)
|
|
0.000000
|
0.000000
|
0.000000%
|
Ameriprise
Financial, Inc.
|
TAM UK
International Holdings Limited
|
0.000000
|
0.000000
|
0.000000%
|
Ameriprise
Financial, Inc.
|
Threadneedle Holdings
Limited
|
0.000000
|
0.000000
|
0.000000%
|
Ameriprise
Financial, Inc.
|
TAM UK
Holdings Limited
|
0.000000
|
0.000000
|
0.000000%
|
Ameriprise
Financial, Inc.
|
Threadneedle Asset
Management Holdings Limited
|
0.000000
|
0.000000
|
0.000000%
|
Ameriprise
Financial, Inc.
|
TC
Financing Limited
|
0.000000
|
0.000000
|
0.000000%
|
Ameriprise
Financial, Inc.
|
Threadneedle Asset
Management Limited
|
10.935000
|
0.000000
|
10.935000%
|
Ameriprise
Financial, Inc. (Chain 2)
|
|
|
|
|
Ameriprise
Financial, Inc.
|
Columbia
Threadneedle Investments UK International Limited
|
0.000000
|
0.000000
|
0.000000%
|
Ameriprise
Financial, Inc.
|
Columbia
Threadneedle (Europe) Limited
|
0.000000
|
0.000000
|
0.000000%
|
Ameriprise
Financial, Inc.
|
Columbia
Threadneedle AM (Holdings) Plc
|
0.000000
|
0.000000
|
0.000000%
|
Ameriprise
Financial, Inc.
|
Columbia
Threadneedle Group (Holdings) Limited
|
0.000000
|
0.000000
|
0.000000%
|
Ameriprise
Financial, Inc.
|
Columbia
Threadneedle Group (Management) Limited
|
0.000000
|
0.000000
|
0.000000%
|
Ameriprise
Financial, Inc.
|
Columbia
Threadneedle Holdings Limited
|
0.000000
|
0.000000
|
0.000000%
|
Ameriprise
Financial, Inc.
|
Columbia
Threadneedle Management Limited
|
0.000000
|
0.000000
|
0.000000%
|
10. In
case of proxy voting
Name of
the proxy holder
The
number and % of voting rights held
The
date until which the voting rights will be held
11.
Additional Information
Threadneedle Asset
Management Limited is wholly owned by TC Financing Limited, which
is itself wholly owned by Threadneedle Asset Management Holdings
Limited, which is itself wholly owned by TAM UK Holdings Limited,
which is itself wholly owned by Threadneedle Holdings Limited,
which is itself wholly owned by TAM UK International Holdings
Limited, which is itself wholly owned by Ameriprise Financial,
Inc.
Columbia
Threadneedle Management Limited is wholly owned by Columbia
Threadneedle Holdings Limited, which is wholly owned by Columbia
Threadneedle Group (Management) Limited, which is wholly owned by
Columbia Threadneedle Group (Holdings) Limited, which is wholly
owned by Columbia Threadneedle AM (Holdings) Plc, which is wholly
owned by Columbia Threadneedle (Europe) Limited, which is wholly owned by
Columbia Threadneedle Investments UK International Limited, which
is wholly owned by Ameriprise Financial, Inc.
12.
Date of Completion
02-Jun-2023
13.
Place Of Completion
Swindon, UK