EMM Disclosure
27 Janeiro 2004 - 5:00AM
UK Regulatory
RNS Number:6559U
Morgan Stanley & Co. Inc.
26 January 2004
Lodge with Company Announcements Office and the Panel. Use a separate form
for each class of securities in which dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM MORGAN STANLEY & CO INC & MORGAN STANLEY
CAPITAL SERVICES INC
Date of disclosure 26 JANUARY 2004
Contact name ESPEN MARTHINUSSEN
Telephone number 020 7677 5468
Please see attached disclosure of dealings under Rule 38.5 in the securities
of the following companies:
GENERAL ELECTRIC COMPANY
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please
state which element(s) of previous disclosure was incorrect:
In the case of option business or dealings in derivatives full details should
be given on a separate sheet so that the nature of the dealings can be fully
understood. For options this should include the number of securities under
option, the exercise period (or in the case of exercise, the exercise date),
the exercise price and any option money paid or received. For derivative
this should include, at least, the number of reference securities to which
they relate (when relevant), the maturity date (or if applicable the closing
out date) and the reference price.
For full details of the disclosure requirements see Rules 8 and 38 of the Code.
If in doubt contact the Monitoring Section of the Panel, Tel. No: 020 7638 0129
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in GENERAL ELECTRIC COMPANY (name of company)
Class of security COMMON STOCK
Date of disclosure 26 JANUARY 2004
Date of dealing 23 JANUARY 2004
Name of EMM MORGAN STANLEY & CO. INC.
Name of offeree/offeror with whom connected AMERSHAM PLC (OFFEREE)
Total number of securities purchased 607,535
Highest price paid* $ 33.87
Lowest price paid* $ 33.08
Total number of securities sold 417,953
Highest price received* $ 33.87
Lowest price received* $ 33.09
DERIVATIVES
Strike
Product Date of Buy/Sell Price Expiry Underlying Highest Lowest
Description Dealing (USD) Date Shares Premium Premium
CALL- GE 23/01/2004 B 37.50 03/20/2004 3500 0.1 0.1
PUT- GE 23/01/2004 B 27.50 03/20/2004 800 0.1 0.1
CALL- GE 23/01/2004 B 35.00 02/21/2004 4000 0.25 0.15
PUT- GE 23/01/2004 B 32.50 02/21/2004 500 0.3 0.3
CALL- GE 23/01/2004 B 37.50 06/19/2004 400 0.35 0.35
CALL- GE 23/01/2004 B 35.00 03/20/2004 3900 0.5 0.35
PUT- GE 23/01/2004 B 32.50 03/20/2004 120900 0.75 0.5
CALL- GE 23/01/2004 B 40.00 01/22/2005 3300 0.6 0.55
CALL- GE 23/01/2004 B 37.50 09/18/2004 300 0.65 0.65
PUT- GE 23/01/2004 B 27.50 01/22/2005 2900 0.85 0.75
CALL- GE 23/01/2004 B 35.00 06/19/2004 2400 1 0.95
PUT- GE 23/01/2004 B 32.50 06/19/2004 500 1.1 1.1
CALL- GE 23/01/2004 B 35.00 09/18/2004 1500 1.35 1.3
CALL- GE 23/01/2004 B 32.50 02/21/2004 1000 1.4 1.3
CALL- GE 23/01/2004 B 32.50 03/20/2004 28200 1.75 1.3
PUT- GE 23/01/2004 B 32.50 09/18/2004 1500 1.6 1.55
PUT- GE 23/01/2004 B 35.00 02/21/2004 4200 1.95 1.8
CALL- GE 23/01/2004 B 32.50 06/19/2004 1200 2.2 2.05
CALL- GE 23/01/2004 B 32.50 09/18/2004 500 2.5 2.5
CALL- GE 23/01/2004 B 35.00 01/21/2006 700 3 3
CALL- GE 23/01/2004 B 30.00 02/21/2004 2300 3.8 3.6
CALL- GE 23/01/2004 B 30.00 06/19/2004 1000 4.1 3.7
CALL- GE 23/01/2004 B 30.00 03/20/2004 100 3.8 3.8
CALL- GE 23/01/2004 B 30.00 01/22/2005 600 4.8 4.8
CALL- GE 23/01/2004 B 30.00 01/21/2006 1000 6 5.9
CALL- GE 23/01/2004 B 25.00 06/19/2004 100 8.8 8.8
GE BASKET NOTES 23/01/2004 B 02/28/2009 2700 9.22 9.22
CALL- GE 23/01/2004 S 37.50 03/20/2004 1000 0.1 0.1
PUT- GE 23/01/2004 S 30.00 02/21/2004 2000 0.1 0.1
PUT- GE 23/01/2004 S 27.50 03/20/2004 3400 0.1 0.1
PUT- GE 23/01/2004 S 30.00 03/20/2004 1600 0.25 0.2
CALL- GE 23/01/2004 S 35.00 02/21/2004 900 0.25 0.25
PUT- GE 23/01/2004 S 32.50 02/21/2004 6100 0.4 0.25
CALL- GE 23/01/2004 S 40.00 09/18/2004 1100 0.35 0.3
CALL- GE 23/01/2004 S 35.00 03/20/2004 65200 0.5 0.35
PUT- GE 23/01/2004 S 32.50 03/20/2004 3000 0.8 0.6
PUT- GE 23/01/2004 S 27.50 01/22/2005 500 0.85 0.85
CALL- GE 23/01/2004 S 35.00 06/19/2004 2900 1.05 0.9
CALL- GE 23/01/2004 S 32.50 02/21/2004 21600 1.35 1.1
CALL- GE 23/01/2004 S 35.00 09/18/2004 1000 1.45 1.25
PUT- GE 23/01/2004 S 32.50 06/19/2004 800 1.3 1.3
CALL- GE 23/01/2004 S 32.50 03/20/2004 3300 1.75 1.55
PUT- GE 23/01/2004 S 35.00 03/20/2004 1000 1.95 1.95
CALL- GE 23/01/2004 S 35.00 01/22/2005 100 2.05 2.05
CALL- GE 23/01/2004 S 32.50 06/19/2004 1500 2.35 2.15
PUT- GE 23/01/2004 S 35.00 06/19/2004 300 2.55 2.55
CALL- GE 23/01/2004 S 30.00 02/21/2004 600 4 4
CALL- GE 23/01/2004 S 30.00 06/19/2004 100 4.4 4.4
PUT- GE 23/01/2004 S 37.50 06/19/2004 100 4.6 4.6
PUT- GE 23/01/2004 S 37.50 09/18/2004 900 5 5
CALL- GE 23/01/2004 S 30.00 01/21/2006 1500 6 5.9
CALL- GE 23/01/2004 S 25.00 03/20/2004 200 8.7 8.7
FORM 38.5
Dealing in GENERAL ELECTRIC COMPANY (name of company)
Class of security COMMON STOCK
Date of disclosure 26 JANUARY 2004
Date of dealing 23 JANUARY 2004
Name of EMM MORGAN STANLEY CAPITAL SERVICES INC
Name of offeree/offeror with whom connected AMERSHAM PLC (OFFEREE)
Total number of securities buy 1
Highest price received* $ 33.65
Lowest price received* $ 33.65
Total number of securities sells 13,775
Highest price received* $ 33.76
Lowest price received* $ 33.76
This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMILFITLLIRFIS