EMM Disclosure
27 Janeiro 2004 - 5:00AM
UK Regulatory
RNS Number:6560U
Morgan Stanley & Co. Inc.
26 January 2004
Lodge with Company Announcements Office and the Panel. Use a separate form
for each class of securities in which dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM MORGAN STANLEY & CO INC & MORGAN STANLEY
CAPITAL SERVICES INC
Date of disclosure 26 JANUARY 2004
Contact name ESPEN MARTHINUSSEN
Telephone number 020 7677 5468
Please see attached disclosure of dealings under Rule 38.5 in the securities
of the following companies:
GENERAL ELECTRIC COMPANY
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please
state which element(s) of previous disclosure was incorrect:
In the case of option business or dealings in derivatives full details should
be given on a separate sheet so that the nature of the dealings can be fully
understood. For options this should include the number of securities under
option, the exercise period (or in the case of exercise, the exercise date),
the exercise price and any option money paid or received. For derivative
this should include, at least, the number of reference securities to which
they relate (when relevant), the maturity date (or if applicable the closing
out date) and the reference price.
For full details of the disclosure requirements see Rules 8 and 38 of the Code.
If in doubt contact the Monitoring Section of the Panel, Tel. No: 020 7638 0129
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in GENERAL ELECTRIC COMPANY (name of company)
Class of security COMMON STOCK
Date of disclosure 26 JANUARY 2004
Date of dealing 22 JANUARY 2004
Name of EMM MORGAN STANLEY & CO INC
Name of offeree/offeror with whom connected AMERSHAM PLC (OFFEREE)
Total number of securities purchased 1,277,625
Highest price paid* $ 34.
Lowest price paid* $ 33.43
Total number of securities sold 1,405,675
Highest price received* $ 34.01
Lowest price received* $ 33.43
DERIVATIVES
Strike
Product Date of Buy/Sell Price Expiry Underlying Highest Lowest
Description Dealing (USD) Date Shares Premium Premium
CALL- GE 22/01/2004 B 37 03/20/2004 300 0.1 0.1
CALL- GE 22/01/2004 S 15 02/21/2004 500 18.7 18.7
CALL- GE 22/01/2004 S 30 02/21/2004 100 4.1 4.2
CALL- GE 22/01/2004 B 30 06/19/2004 2100 4.4 4
CALL- GE 22/01/2004 S 30 06/19/2004 600 4.3 4.2
CALL- GE 22/01/2004 S 30 09/18/2004 500 4.6 4.6
CALL- GE 22/01/2004 B 35 02/21/2004 2000 0.3 0.2
CALL- GE 22/01/2004 S 35 02/21/2004 3300 0.25 0.2
CALL- GE 22/01/2004 B 35 03/20/2004 5100 0.5 0.45
CALL- GE 22/01/2004 S 35 03/20/2004 35500 0.55 0.45
CALL- GE 22/01/2004 B 35 06/19/2004 1000 1.1 0.9
CALL- GE 22/01/2004 S 35 06/19/2004 1500 1.1 1
CALL- GE 22/01/2004 B 35 09/18/2004 100 1.4 1.4
CALL- GE 22/01/2004 S 35 09/18/2004 900 1.45 1.45
CALL- GE 22/01/2004 B 40 09/18/2004 4600 0.25 0.25
CALL- GE 22/01/2004 B 32 02/21/2004 3000 1.4 1.3
CALL- GE 22/01/2004 S 32 02/21/2004 14500 1.55 1.35
CALL- GE 22/01/2004 B 32 03/20/2004 58300 1.9 1.6
CALL- GE 22/01/2004 S 32 03/02/2004 47500 1.9 1.85
CALL- GE 22/01/2004 B 32 06/19/2004 1500 2.2 2.15
CALL- GE 22/01/2004 S 32 06/19/2004 1200 2.35 2.2
CALL- GE 22/01/2004 B 37 06/19/2004 1900 0.35 0.3
CALL- GE 22/01/2004 S 37 06/19/2004 400 0.4 0.4
CALL- GE 22/01/2004 B 37 09/18/2004 10200 0.7 0.6
CALL- GE 22/01/2004 B 30 01/21/2006 600 5.7 5.7
CALL- GE 22/01/2004 S 35 01/21/2006 500 3.4 3.4
CALL- GE 22/01/2004 B 40 01/21/2006 10000 1.6 1.6
CALL- GE 22/01/2004 S 20 01/22/2005 800 13.6 13.6
CALL- GE 22/01/2004 S 30 01/22/2005 200 5 5
CALL- GE 22/01/2004 S 32 01/22/2005 300 3.2 3.2
PUT - GE 22/01/2004 B 25 03/20/2004 84200 0.05 0.05
PUT - GE 22/01/2004 S 30 03/20/2004 600 0.2 0.2
PUT - GE 22/01/2004 B 30 06/19/2004 46100 0.55 0.5
PUT - GE 22/01/2004 B 30 09/18/2004 13600 0.9 0.85
PUT - GE 22/01/2004 B 35 02/21/2004 1000 1.65 1.65
PUT - GE 22/01/2004 B 35 06/19/2004 600 2.45 2.45
PUT - GE 22/01/2004 S 27 03/20/2004 17700 0.1 0.1
PUT - GE 22/01/2004 B 32 02/21/2004 31400 0.35 0.3
PUT - GE 22/01/2004 S 32 02/21/2004 200 0.35 0.35
PUT - GE 22/01/2004 B 32 03/20/2004 40400 0.7 0.5
PUT - GE 22/01/2004 B 32 06/19/2004 15300 1.25 1.15
PUT - GE 22/01/2004 S 32 06/19/2004 15400 1.25 1.15
PUT - GE 22/01/2004 B 32 09/18/2004 500 1.7 1.7
PUT - GE 22/01/2004 B 37 02/21/2004 500 3.9 3.9
PUT - GE 22/01/2004 B 30 01/22/2005 3000 1.4 1.4
PUT - GE 22/01/2004 S 30 01/22/2005 3700 1.45 1.45
PUT - GE 22/01/2004 B 35 01/22/2005 300 3.4 3.4
PUT - GE 22/01/2004 B 27 01/22/2005 900 0.8 0.8
FORM 38.5
Dealing in GENERAL ELECTRIC COMPANY (name of company)
Class of security COMMON STOCK
Date of disclosure 26 JANUARY 2004
Date of dealing 22 JANUARY 2004
Name of EMM MORGAN STANLEY CAPITAL SERVICES INC
Name of offeree/offeror with whom connected AMERSHAM PLC (OFFEREE)
Total number of securities buy 6054
Highest price received* $ 33.51
Lowest price received* $ 33.51
Total number of securities sold 24,742
Highest price received* $ 33.98
Lowest price received* $ 33.52
This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMILFITLLIRFIS
