Swan(John) & Sons PLC Form 8 (OPD) John Swan & Sons PLC (6577A)
31 Dezembro 2014 - 6:30AM
UK Regulatory
TIDMSWJ
RNS Number : 6577A
Swan(John) & Sons PLC
31 December 2014
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer making the disclosure: John Swan & Sons PLC
--------------------------------------------------------------------------------------------- ---------------------
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): n/a
The naming of nominee or vehicle companies is insufficient
--------------------------------------------------------------------------------------------- ---------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: John Swan & Sons PLC
Use a separate form for each party to the offer
--------------------------------------------------------------------------------------------- ---------------------
(d) Is the party to the offer making the disclosure the offeror or the offeree? OFFEREE
--------------------------------------------------------------------------------------------- ---------------------
(e) Date position held: 18 December 2014
--------------------------------------------------------------------------------------------- ---------------------
(f) Has the party previously disclosed, or is it today disclosing, under the Code in respect NO
of any other party to this offer?
--------------------------------------------------------------------------------------------- ---------------------
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security: Ordinary Shares of 25 pence
------------------------------------------------- -------------------------------------
Interests Short positions
------------------------------------------------- ----------------- ------------------
Number % Number %
------------------------------------------------- ------------ --- --------------
(1) Relevant securities owned and/or controlled: - - - -
------------------------------------------------- ------------ --- --------------
(2) Derivatives (other than options): - - - -
------------------------------------------------- ------------ --- --------------
(3) Options and agreements to purchase/sell: - - - -
------------------------------------------------- ------------ --- --------------
NIL NIL
TOTAL:
------------------------------------------------- ------------ --- --------------
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: -
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages: -
----------------------------------------------------------------------------
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(c) Irrevocable commitments and letters of intent
Details of any irrevocable commitments or letters of intent procured by the party to the offer
making the disclosure or any person acting in concert with it (see Note 3 on Rule 2.11 of
the Code):
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe of any person acting in
concert with the party to the offer making the disclosure:
----------------------------------------------------------------------------------------------
Ordinary Shares*
Name Number of John % of issued
Swan Shares(1) share capital
Alastair Ritchie 4,750 0.78%
James Allen 2,100 0.34%
George Forbes 600 0.10%
Jack Clark 8,798 1.44%
Jack Cadell 0 0.00%
John Swan &
Sons PLC Employee
Benefit Trust 9,080 1.49%
(1.) John Swan Shares means ordinary shares of 25 pence each in the capital of John Swan &
Sons PLC
* Numbers of Ordinary Shares include directors' close relatives and related trusts' holdings
to the extent applicable
----------------------------------------------------------------------------------------------
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3 for each additional class of
relevant security.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer making the disclosure or any person acting
in concert with it:
If there are no such agreements, arrangements or understandings, state "none"
------------------------------------------------------------------------------------------------
None
------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
------------------------------------- ---
Supplemental Form 8 (SBL) NO
------------------------------------- ---
Date of disclosure: 31 December 2014
--------------------- -----------------------------------------------
Contact name: Euan Fernie - Geoghegans Chartered Accountants
--------------------- -----------------------------------------------
Telephone number: +44 (0)131 225 4681
--------------------- -----------------------------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FEETJBRTMBATBBI
John Swan (LSE:SWJ)
Gráfico Histórico do Ativo
De Dez 2024 até Jan 2025
John Swan (LSE:SWJ)
Gráfico Histórico do Ativo
De Jan 2024 até Jan 2025
