TIDMLMS
RNS Number : 9424G
LMS Capital PLC
09 November 2018
TR-1: Standard form for notification of major holdings
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting LMS Capital plc
rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify)iii:
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3. Details of person subject to the notification obligationiv
Withers Trust Corporation Limited,
Name James McCar-
thy and Nicholas Kelsey as Trustees
of The Lord Rayne Will Trust
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City and country of registered office N/A
(if applicable)
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4. Full name of shareholder(s) (if different from 3.)v
Name Rathbone Nominees Limited
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City and country of registered office Liverpool, United Kingdom
(if applicable)
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5. Date on which the threshold was crossed 18 July 2018
or reachedvi:
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6. Date on which issuer notified 9 November 2018
(DD/MM/YYYY):
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7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total number
attached to shares through financial Total of both of voting rights
(total of 8. A) in- struments in % (8.A + 8.B) of issuervii
(total of 8.B 1
+ 8.B 2)
--------------------- ---------------------- ---------------------- ------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 12.87% 12.87% 80,727,450
--------------------- ---------------------- ---------------------- ------------------
Position of previous
notification (if
applicable) 13.40% 13.40%
--------------------- ---------------------- ---------------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if
possible)
--------------------------------------------------- ------------------------------------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------------- ---------------------------- ------------------------ ----------------------------
GB00B12MHD28 10,385,973 12.87%
--------------------- ---------------------------- ------------------------ ----------------------------
SUBTOTAL 8. A 10,385,973 12.87%
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Number of voting
Type of financial Expiration Exercise/ Conversion rights that may be % of voting rights
instrument datex Periodxi acquired if
the instrument is
exercised/converted.
------------- ----------------------- ---------------------- ---------------------
SUBTOTAL 8. B 1
----------------------- ---------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Conversion Physical or Number of
instrument datex Period xi cash voting rights % of voting rights
settlementxii
----------- --------------------- --------------- --------------- ---------------------
SUBTOTAL 8.B.2
--------------- --------------- ---------------------
9. Information in relation to the person subject to the notification obligation
(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by X
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuerxiii
---------------------------
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional
rows as necessary)
---------------------------
% of voting rights % of voting rights Total of both if
if it equals or is through financial it equals or is higher
Namexv higher than the notifiable in- struments if than the notifiable
threshold it equals threshold
or is higher than
the notifiable threshold
--------------------------------- -------------------------------- -----------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights
will be held
Place of completion London, United Kingdom
Date of completion 9 November 2018
-----------------------
Notes
i Please note that national forms may vary due to specific
national legislation (Article 3(1a) of Directive 2004/109/EC) as
for instance the applicable thresholds or information regarding
capital holdings.
ii Full name of the legal entity and further specification of
the issuer or underlying issuer, provided it is reliable and
accurate (e.g. address, LEI, domestic number identity). Indicate in
the relevant section whether the issuer is a non UK issuer.
iii Other reason for the notification could be voluntary
notifications, changes of attribution of the nature of the holding
(e.g. expiring of financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the
natural person or legal entity acquiring, disposing of or
exercising voting rights in the cases provided for in DTR5.2.1 (b)
to (h)/ Article 10 (b) to (h) of Directive 2004/109/EC;
(c) all parties to the agreement referred to in Article 10 (a)
of Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder of
financial instruments referred to in Article 13(1) of Directive
2004/109/EC (DTR5.3.1).
As the disclosure of cases of acting in concert may vary due to
the specific circumstances (e.g. same or different total positions
of the parties, entering or exiting of acting in concert by a
single party) the standard form does not provide for a specific
method how to notify cases of acting in concert.
In relation to the transactions referred to in points (b) to (h)
of Article 10 of Directive 2004/109/EC (DTR5.2.1 (b) to (h)), the
following list is provided as indication of the persons who should
be mentioned:
- in the circumstances foreseen in letter (b) of Article 10 of
that Directive (DTR5.2.1 (b)), the natural person or le- gal entity
that acquires the voting rights and is entitled to exercise them
under the agreement and the natural person or legal entity who is
transferring temporarily for consideration the voting rights;
- in the circumstances foreseen in letter (c) of Article 10 of
that Directive (DTR5.2.1 (c)), the natural person or le- gal entity
holding the collateral, provided the person or entity controls the
voting rights and declares its intention of exercising them, and
natural person or legal entity lodging the collateral under these
conditions;
- in the circumstances foreseen in letter (d) of Article 10 of
that Directive (DTR5.2.1 (d)), the natural person or le- gal entity
who has a life interest in shares if that person or entity is
entitled to exercise the voting rights attached to the shares and
the natural person or legal entity who is disposing of the voting
rights when the life interest is created;
- in the circumstances foreseen in letter (e) of Article 10 of
that Directive (DTR5.2.1 (e)), the controlling natural person or
legal entity and, provided it has a notification duty at an
individual level under Article 9 (DTR 5.1), un- der letters (a) to
(d) of Article 10 of that Directive (DTR5.2.1 (a) to (d)) or under
a combination of any of those sit- uations, the controlled
undertaking;
- in the circumstances foreseen in letter (f) of Article 10 of
that Directive (DTR5.2.1 (f)), the deposit taker of the shares, if
he can exercise the voting rights attached to the shares deposited
with him at his discretion, and the depositor of the shares
allowing the deposit taker to exercise the voting rights at his
discretion;
- in the circumstances foreseen in letter (g) of Article 10 of
that Directive (DTR5.2.1 (g)), the natural person or le- gal entity
that controls the voting rights;
- in the circumstances foreseen in letter (h) of Article 10 of
that Directive (DTR5.2.1 (h)), the proxy holder, if he can exercise
the voting rights at his discretion, and the shareholder who has
given his proxy to the proxy holder allowing the latter to exercise
the voting rights at his discretion (e.g. management
companies).
v Applicable in the cases provided for in Article 10 (b) to (h)
of Directive 2004/109/EC (DTR5.2.1 (b) to (h). This should be the
full name of the shareholder who is the counterparty to the natural
person or legal entity referred to in Article 10 of that Directive
(DTR5.2) unless the percentage of voting rights held by the
shareholder is lower than the lowest notifiable threshold for the
disclosure of voting rights holdings in accordance with national
practices (e.g. identification of funds managed by management
companies).
vi The date on which threshold is crossed or reached should be
the date on which the acquisition or disposal took place or the
other reason triggered the notification obligation. For passive
crossings, the date when the corporate event took effect.
vii The total number of voting rights shall be composed of all
the shares, including depository receipts representing shares, to
which voting rights are attached even if the exercise thereof is
suspended.
viii If the holding has fallen below the lowest applicable
threshold in accordance with national law, please note that it
might not be necessary in accordance with national law to disclose
the extent of the holding, only that the new holding is below that
threshold.
ix In case of combined holdings of shares with voting rights
attached "direct holding" and voting rights "indirect hold- ing",
please split the voting rights number and percentage into the
direct and indirect columns - if there is no com- bined holdings,
please leave the relevant box blank.
x Date of maturity/expiration of the financial instrument i.e.
the date when right to acquire shares ends.
xi If the financial instrument has such a period - please
specify this period - for example once every 3 months starting from
[date].
xii In case of cash settled instruments the number and
percentages of voting rights is to be presented on a delta-
adjusted basis (Article 13(1a) of Directive 2004/109/EC) (DTR
5.3.3.A).
xiii If the person subject to the notification obligation is
either controlled and/or does control another undertaking then the
second option applies.
xiv The full chain of controlled undertakings starting with the
ultimate controlling natural person or legal entity has to be
presented also in the cases, in which only on subsidiary level a
threshold is crossed or reached and the subsidiary undertaking
discloses the notification as only thus the markets get always the
full picture of the group holdings. In case of multiple chains
through which the voting rights and/or financial instruments are
effectively held the chains have to be presented chain by chain
leaving a row free between different chains (e.g.: A, B, C, free
row, A, B, D, free row, A, E, F etc.).
xv The names of controlled undertakings through which the voting
rights and/or financial instruments are effectively held have to be
presented irrespectively whether the controlled undertakings cross
or reach the lowest applicable threshold themselves.
xvi Example: Correction of a previous notification.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
HOLUKSORWUAARAA
(END) Dow Jones Newswires
November 09, 2018 09:31 ET (14:31 GMT)
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