LMS Capital PLC TR-1: Notification of major holdings - Replacement (9701G)
09 Novembro 2018 - 3:48PM
UK Regulatory
TIDMLMS
RNS Number : 9701G
LMS Capital PLC
09 November 2018
The following amendment has been made to the TR-1: Notification
of major holdings announcement released today at 14:29 under RNS No
9425G.
Section 11 "additional information" was missing from the
original form. It has now been included in the below.
All other details remain unchanged.
The full amended text is shown below.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the LMS Capital plc
underlying issuer of existing shares
to which voting rights are attached(ii)
:
---------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify)(iii) :
------------------
3. Details of person subject to the notification obligation(iv)
Name Withers Trust Corporation Limited,
James McCarthy and Nicholas Kelsey
as Trustees of The Lord Rayne Will
Trust
City and country of registered office N/A
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name Rathbone Nominees Limited
---------------------------------------------------------
City and country of registered office Liverpool, United Kingdom
(if applicable)
---------------------------------------------------------
5. Date on which the threshold was 9 November 2018
crossed or reached(vi) :
---------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 9 November 2018
---------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
----------------------- ------------------- ---------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 10.85% 10.85% 80,727,450
----------------------- ------------------- ---------------- ------------------
Position of
previous notification
(if
applicable) 12.87% 12.87%
----------------------- ------------------- ---------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
---------------------
GB00B12MHD28 8,757,154 10.85%
-------------------- --------------------- ----------------------------------- ---------------------
SUBTOTAL 8. A 8,757,154 10.85%
------------------------------------------- ----------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion rights that may rights
instrument Period(xi) be acquired if
the instrument
is
exercised/converted.
-------------------- --------------------- ----------------------------------- ---------------------
SUBTOTAL 8. B 1
--------------------- ----------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
--------------------- --------------------- ---------------- -----------------
SUBTOTAL 8.B.2
---------------- -----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled X
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------------------- -------------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
----------------------------------------------------
The number and % of voting rights
held
----------------------------------------------------
The date until which the voting rights
will be held
----------------------------------------------------
11. Additional information(xvi)
This notification is made in relation to a transaction which took place
on 9 November 2018 whereby Withers Trust Corporation Limited, James McCarthy
and Nicholas Kelsey as Trustees of The Lord Rayne Will Trust transferred
shares (comprising about 2.0% of the Company) from The Lord Rayne Will
Trust to a member of the Rayne family ('the member'), who is a beneficiary
of The Lord Rayne Will Trust. Prior to the transfer, the shares were
held beneficially for the member (who also had a direct holding in the
Company) by the Trustees. The transfer was made for no consideration
and did not result in any change in the overall holding, or the overall
voting rights, of the extended Rayne family and its trustees collectively,
who together hold 43% of the Ordinary Shares and who are treated by the
Panel on Takeovers and Mergers as "acting in concert" for the purposes
of the City Code on Takeovers and Mergers. The shares were held before
and after the transaction in the name of the same nominee, Rathbone Nominees
Limited.
Place of completion London, United Kingdom
Date of completion 9 November 2018
-----------------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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November 09, 2018 12:48 ET (17:48 GMT)
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