TIDMLMI 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1.KEY INFORMATION

 
(a) Full name of discloser:                      Absa Group Limited 
(b) Owner or controller of interests and short 
positions  disclosed, if different from 1(a): 
The naming of nominee or vehicle companies 
is insufficient. For  a 
trust, the trustee(s), settlor and 
beneficiaries must be named. 
(c) Name of offeror/offeree                      LONMIN PLC 
in relation to whose 
relevant  securities this form relates: 
Use a separate form for each offeror/offeree 
(d) If an exempt fund manager connected 
with an offeror/offeree, 
state this and specify identity 
of offeror/offeree: 
(e) Date position held/dealing undertaken:       07 June 2019 
For an opening position disclosure, 
state the latest 
practicable date prior to the disclosure 
(f) In addition to the company in                YES 
1(c) above, is the discloser 
making disclosures in respect of                 SIBANYE GOLD LIMITED 
any other party to the offer? 
If it is a cash offer or possible 
cash offer, state "N/A" 
 
 

2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:         USD 0.0001 ordinary 
                                    Interests          Short positions 
                                    Number      %      Number      % 
(1) Relevant securities owned       12,048,138  4.15%  12,298,573  4.24% 
and/or controlled: 
(2) Cash-settled derivatives:       1,539,109   0.53%  0           0.00% 
(3) Stock-settled derivatives       0           0.00%  0           0.00% 
(including options) 
and agreements  to purchase/sell: 
TOTAL:                              13,587,247  4.68%  12,298,573  4.24% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription  right exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3.DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)Purchases and sales

 
Class of relevant     Purchase/sale  Number of securities  Price per unit 
security 
USD 0.0001 ordinary   Purchase       190                   14.3400 ZAR 
USD 0.0001 ordinary   Purchase       250                   14.6400 ZAR 
USD 0.0001 ordinary   Purchase       500                   14.1300 ZAR 
USD 0.0001 ordinary   Purchase       832                   14.7000 ZAR 
USD 0.0001 ordinary   Purchase       996                   14.8800 ZAR 
USD 0.0001 ordinary   Purchase       1000                  14.9800 ZAR 
USD 0.0001 ordinary   Purchase       1126                  14.4700 ZAR 
USD 0.0001 ordinary   Purchase       1200                  14.2700 ZAR 
USD 0.0001 ordinary   Purchase       1300                  14.2500 ZAR 
USD 0.0001 ordinary   Purchase       1300                  14.2800 ZAR 
USD 0.0001 ordinary   Purchase       1500                  14.7100 ZAR 
USD 0.0001 ordinary   Purchase       1633                  14.6300 ZAR 
USD 0.0001 ordinary   Purchase       1980                  14.2100 ZAR 
USD 0.0001 ordinary   Purchase       2000                  14.9200 ZAR 
USD 0.0001 ordinary   Purchase       2100                  14.8400 ZAR 
USD 0.0001 ordinary   Purchase       2130                  14.5700 ZAR 
USD 0.0001 ordinary   Purchase       2207                  14.3800 ZAR 
USD 0.0001 ordinary   Purchase       2740                  14.8700 ZAR 
USD 0.0001 ordinary   Purchase       3000                  14.0900 ZAR 
USD 0.0001 ordinary   Purchase       3000                  14.3700 ZAR 
USD 0.0001 ordinary   Purchase       3071                  14.6500 ZAR 
USD 0.0001 ordinary   Purchase       4010                  14.7500 ZAR 
USD 0.0001 ordinary   Purchase       4032                  14.1600 ZAR 
USD 0.0001 ordinary   Purchase       4470                  14.9600 ZAR 
USD 0.0001 ordinary   Purchase       5000                  14.3100 ZAR 
USD 0.0001 ordinary   Purchase       5000                  14.9100 ZAR 
USD 0.0001 ordinary   Purchase       5000                  15.0100 ZAR 
USD 0.0001 ordinary   Purchase       5000                  15.0200 ZAR 
USD 0.0001 ordinary   Purchase       5500                  14.8500 ZAR 
USD 0.0001 ordinary   Purchase       7384                  14.9700 ZAR 
USD 0.0001 ordinary   Purchase       25607                 14.9084 ZAR 
USD 0.0001 ordinary   Purchase       30809                 14.9000 ZAR 
USD 0.0001 ordinary   Purchase       104000                14.9082 ZAR 
USD 0.0001 ordinary   Sale           9650                  14.3100 ZAR 
USD 0.0001 ordinary   Sale           7362                  14.3500 ZAR 
USD 0.0001 ordinary   Sale           6705                  14.3000 ZAR 
USD 0.0001 ordinary   Sale           5309                  14.3700 ZAR 
USD 0.0001 ordinary   Sale           5271                  14.6500 ZAR 
USD 0.0001 ordinary   Sale           5113                  14.3800 ZAR 
USD 0.0001 ordinary   Sale           4858                  14.9000 ZAR 
USD 0.0001 ordinary   Sale           4743                  14.9700 ZAR 
USD 0.0001 ordinary   Sale           4138                  14.8800 ZAR 
USD 0.0001 ordinary   Sale           4127                  14.4700 ZAR 
USD 0.0001 ordinary   Sale           3758                  14.6200 ZAR 
USD 0.0001 ordinary   Sale           3617                  14.3300 ZAR 
USD 0.0001 ordinary   Sale           3599                  14.2100 ZAR 
USD 0.0001 ordinary   Sale           3343                  14.3400 ZAR 
USD 0.0001 ordinary   Sale           3137                  14.2800 ZAR 
USD 0.0001 ordinary   Sale           3070                  14.9900 ZAR 
USD 0.0001 ordinary   Sale           3000                  14.0900 ZAR 
USD 0.0001 ordinary   Sale           2909                  14.2200 ZAR 
USD 0.0001 ordinary   Sale           2519                  14.3200 ZAR 
USD 0.0001 ordinary   Sale           2506                  14.8900 ZAR 
USD 0.0001 ordinary   Sale           2130                  14.5700 ZAR 
USD 0.0001 ordinary   Sale           1935                  14.6300 ZAR 
USD 0.0001 ordinary   Sale           1732                  14.1600 ZAR 
USD 0.0001 ordinary   Sale           1682                  14.2300 ZAR 
USD 0.0001 ordinary   Sale           1614                  14.2900 ZAR 
USD 0.0001 ordinary   Sale           1551                  14.6100 ZAR 
USD 0.0001 ordinary   Sale           1517                  15.0600 ZAR 
USD 0.0001 ordinary   Sale           1516                  14.6000 ZAR 
USD 0.0001 ordinary   Sale           1505                  14.5900 ZAR 
USD 0.0001 ordinary   Sale           1414                  14.5000 ZAR 
USD 0.0001 ordinary   Sale           1301                  14.3600 ZAR 
USD 0.0001 ordinary   Sale           1283                  14.4000 ZAR 
USD 0.0001 ordinary   Sale           1214                  14.9600 ZAR 
USD 0.0001 ordinary   Sale           1211                  14.7600 ZAR 
USD 0.0001 ordinary   Sale           1210                  14.1900 ZAR 
USD 0.0001 ordinary   Sale           1200                  14.6700 ZAR 
USD 0.0001 ordinary   Sale           1140                  15.0300 ZAR 
USD 0.0001 ordinary   Sale           1115                  14.2000 ZAR 
USD 0.0001 ordinary   Sale           1000                  14.5200 ZAR 
USD 0.0001 ordinary   Sale           700                   14.0700 ZAR 
USD 0.0001 ordinary   Sale           700                   14.1400 ZAR 
USD 0.0001 ordinary   Sale           700                   14.2400 ZAR 
USD 0.0001 ordinary   Sale           700                   14.4300 ZAR 
USD 0.0001 ordinary   Sale           689                   14.9800 ZAR 
USD 0.0001 ordinary   Sale           600                   14.8100 ZAR 
USD 0.0001 ordinary   Sale           560                   15.0800 ZAR 
USD 0.0001 ordinary   Sale           531                   14.4900 ZAR 
USD 0.0001 ordinary   Sale           503                   14.4800 ZAR 
USD 0.0001 ordinary   Sale           500                   14.1300 ZAR 
USD 0.0001 ordinary   Sale           500                   14.4200 ZAR 
USD 0.0001 ordinary   Sale           217                   14.0000 ZAR 
USD 0.0001 ordinary   Sale           200                   14.4400 ZAR 
USD 0.0001 ordinary   Sale           30                    14.2600 ZAR 
USD 0.0001 ordinary   Sale           10                    14.4600 ZAR 
 
 

(b)Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a 
                                 long/short 
                                 position, 
                                 increasing/reducing 
                                 a 
                                 long/short 
                                 position 
 
 

(c)Stock-settled derivative transactions (including options)

 

(i)Writing, selling, purchasing or varying

 
Class of   Product          Writing,      Number         Exercise price  Type            Expiry date  Option money 
relevant   descriptione.g.  purchasing,   of securities  per unit        e.g. American,               paid/ 
security   call             selling,      to                             European etc.                received 
           option           varying etc.  which option                                                per unit 
                                          relates 
 
 

(ii)Exercise

 
Class of   Product      Exercising/  Number         Exercise price 
relevant   description  exercised    of securities  per unit 
security   e.g. call    against 
           option 
 
 

(d)Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4.OTHER INFORMATION

 

(a)Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement  or understanding, 
formal or informal, relating to relevant 
securities which may be an inducement to 
deal or refrain from  dealing entered into by 
the person making the disclosure and any 
party to the offer or any person acting 
in concert with a party to  the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
 
 

(b)Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or 
understanding, formal or  informal, 
between the person making the disclosure 
and any other  person relating to: 
(i) the voting rights of any relevant securities under any  option; or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
 
 

(c)Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?   NO 
 
 
Date of disclosure:   07 June 2019 
Contact name:         Large Holdings Regulatory Operations 
Telephone number*:    +27 11 846 4234 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 
 
 

View source version on businesswire.com: https://www.businesswire.com/news/home/20190610005434/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

June 10, 2019 10:00 ET (14:00 GMT)

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