Barclays PLC Form8.5(EPT/NON-RI)Clipper Logistics plc Amendment (3147M)
20 Maio 2022 - 10:58AM
UK Regulatory
TIDMBARC TIDMCLG TIDMTTM
RNS Number : 3147M
Barclays PLC
20 May 2022
FORM 8.5 (EPT/NON-RI) Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE
BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY
("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
(a) LTD
-------------------------------------------------------
Name of offeror/offeree in relation CLIPPER LOGISTICS
(b) to whose PLC
-------------------------------------------
relevant securities this form relates:
-------- ------------------------------------------------------- ----- ----- ---- ----
Name of the party to the offer with GXO Logistics, Inc
(c) which exempt
-------------------------------------------
principal trader is connected
-------- ---------------------------------------------- ------- ----- ----- ---- ----
Date position held/dealing undertaken: 18 May 2022
(d)
-------- ------------------------------------------------------- -------------------------------------------
In addition to the company in 1(b) YES:
(e) above, is the exempt principal
trader making disclosures in respect GXO LOGISTICS
of any other party to the offer? INC
-------- ------------------------------------------------------- --------------------------------- --------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 0.05p ordinary
----------------------------- ----------------------------
Interests Short Positions
----------------------------- ----------------------------
Number (%) Number (%)
--------------------------------------------- ------------- -------------- ------------------ --------
(1) Relevant securities
owned
and/or controlled: 4,056,502 3.91% 71,107 0.07%
(2) Cash-settled derivatives:
27,864 0.03% 1,241,006 1.19%
(3) Stock-settled derivatives
(including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 4,084,366 3.93% 1,312,113 1.26%
(b) Rights to subscribe for new securities (including
directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
-------------------------------------------------------------------------------- ----- -------
Details, including nature of the rights
concerned and relevant percentages:
--------------------------------------------------------------------------------------- -------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
--------------- ---------------------------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
--------------- -------------- -------------- -------------- --------------
0.05p ordinary Purchase 2,801,578 8.6000 GBP 8.5542 GBP
---------------- ---------------- -------------- --------------
0.05p ordinary Sale 36,614 8.6099 GBP 8.5839 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
--------------- -------------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
--------------- -------------- -------------- ------------ -----------
0.05p ordinary SWAP Decreasing 119 8.6000 GBP
Short
---------------- ---------------- ------------ -----------
0.05p ordinary SWAP Decreasing 1,295 8.6108 GBP
Short
---------------- ---------------- ------------ -----------
0.05p ordinary SWAP Decreasing 35,061 8.5838 GBP
Short
---------------- ---------------- ------------ -----------
0.05p ordinary SWAP Increasing 711 8.5696 GBP
Short
---------------- ---------------- ------------ -----------
0.05p ordinary SWAP Opening Short 2,800,000 8.5542 GBP
---------------- ---------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ ------------- ------ ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a party to
the offer:
-------------------------------------------------------------------------------------------------------------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
any derivative is referenced:
-------------------------------------------------------------------------- ------ ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 20 May
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
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