Barclays PLC Form 8.5 (EPT/NON-RI) CAPRICORN ENERGY PLC (4776A)
23 Setembro 2022 - 7:06AM
UK Regulatory
TIDMBARC TIDMCNE
RNS Number : 4776A
Barclays PLC
23 September 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal BARCLAYS CAPITAL SECURITIES
trader: LTD
-------------------------------------------
(b) Name of offeror/offeree in relation CAPRICORN ENERGY PLC
to whose
------------------------------------------
relevant securities this
form relates:
-------------- ------------------------------------------- ------------ ---------- -------------- --------------
(c) Name of the party to the offer TULLOW OIL PLC
with which exempt
------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ---------- -------------- --------------
(d) Date position held/dealing undertaken: 22 September 2022
-------------- --------------------------------------------------------- ------------------------------------------
(e) In addition to the company in 1(b) YES:
above, is the exempt principal
trader making disclosures in respect TULLOW OIL PLC
of any other party to the offer?
-------------- --------------------------------------------------------- -------------------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree
to which the disclosure relates following
the dealing (if any)
Class of relevant security: 21/13p ordinary
------------------------- --------------------------
Interests Short Positions
------------------------- --------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ---------- --------------
(1) Relevant securities
owned
and/or controlled: 6,892,789 2.19% 550,435 0.17%
(2) Cash-settled derivatives:
259,764 0.08% 6,711,124 2.13%
(3) Stock-settled derivatives
(including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 7,152,553 2.27% 7,261,559 2.30%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right
exists
---------------------------------------------- ----------- --------------------------------------------------------
Details, including nature of the
rights
------------
concerned and relevant percentages:
----------------------------------------------------------- --------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
-------------- ------------------------------ ----------- ------------ ---------- -------------- --------------
Class Purchase/sale Total Highest Lowest price
of relevant number price per per unit
of unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ---------- -------------- --------------
21/13p ordinary Purchase 22,111 2.4100 2.4095 GBP
GBP
21/13p ordinary Sale 56,458 2.4160 2.3974 GBP
GBP
---------------------------- ------------------------ -------------- --------------
(b) Cash-settled derivative
transactions
-------------- ------------------------------------------- ------------ ---------- -------------- --------------
Class Product Nature Number Price per
of of dealing of
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ---------- -------------- --------------
21/13p ordinary CFD Decreasing Short 18 2.4100 GBP
---------------------------- ------------------------ -------------- --------------
21/13p ordinary CFD Decreasing Short 360 2.4100 GBP
---------------------------- ------------------------ -------------- --------------
21/13p ordinary SWAP Decreasing Short 1,311 2.3498 GBP
---------------------------- ------------------------ -------------- --------------
21/13p ordinary SWAP Decreasing Short 1,997 2.4100 GBP
---------------------------- ------------------------ -------------- --------------
21/13p ordinary SWAP Decreasing Short 4,185 2.4084 GBP
---------------------------- ------------------------ -------------- --------------
21/13p ordinary SWAP Decreasing Short 4,341 2.4043 GBP
---------------------------- ------------------------ -------------- --------------
21/13p ordinary SWAP Decreasing Short 4,982 2.4084 GBP
---------------------------- ------------------------ -------------- --------------
21/13p ordinary SWAP Decreasing Short 6,890 2.4020 GBP
---------------------------- ------------------------ -------------- --------------
21/13p ordinary CFD Decreasing Short 11,390 2.4101 GBP
---------------------------- ------------------------ -------------- --------------
21/13p ordinary SWAP Decreasing Short 15,588 2.4066 GBP
---------------------------- ------------------------ -------------- --------------
21/13p ordinary CFD Decreasing Short 17,798 2.3952 GBP
---------------------------- ------------------------ -------------- --------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to which received
etc
option per unit
relates
------------- --------------- ----------- ------------ ---------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing
for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert
with a party to the offer:
------------------------------------------------------------------------------------- -------------- --------------
NONE
---------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
---------------------------------------------- ----------- ------------ ---------- -------------- --------------
NONE
---------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
--------------------------------------------------------
Date of disclosure: 23 Sep
2022
Contact name: Large Holdings Regulatory
Operations
Telephone number: 020 3134 7213
------------------------ -------------- --------------
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END
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September 23, 2022 06:06 ET (10:06 GMT)
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