Brewin Dolphin Holdings PLC Holding(s) in Company (6101A)
26 Setembro 2022 - 5:40AM
UK Regulatory
TIDMBRW TIDM80GT
RNS Number : 6101A
Brewin Dolphin Holdings PLC
26 September 2022
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0001765816
Issuer Name
BREWIN DOLPHIN HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name City of registered office Country of registered office
J.P. Morgan Securities plc
=========================== ==============================
5. Date on which the threshold was crossed or reached
21-Sep-2022
6. Date on which Issuer notified
23-Sep-2022
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 3.696771 2.763284 6.460055 19621171
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 2.242909 3.920109 6.163018
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB0001765816 11228158 3.696771
====================== ====================== ====================== ======================
Sub Total 8.A 11228158 3.696771%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Sub Total 8.B1
=========================================== ========================= ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Cash-settled
Equity Swap 10/10/2022 10/10/2022 Cash 1561000 0.513945
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 24/10/2022 24/10/2022 Cash 499000 0.164291
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 07/02/2023 07/02/2023 Cash 844231 0.277955
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 01/03/2023 01/03/2023 Cash 25815 0.008494
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 06/04/2023 06/04/2023 Cash 4441440 1.462305
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 13/04/2023 13/04/2023 Cash 21488 0.007066
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 26/04/2023 26/04/2023 Cash 18959 0.006241
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 03/05/2023 03/05/2023 Cash 335989 0.110607
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 04/09/2023 04/09/2023 Cash 41 0.000013
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 20/09/2023 20/09/2023 Cash 4920 0.001614
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 03/10/2023 03/10/2023 Cash 15920 0.005239
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 16/10/2023 16/10/2023 Cash 85583 0.028176
================ ==================== ================== ================== ==================
Cash-settled
Equity Swap 27/01/2027 27/01/2027 Cash 538627 0.177338
================ ==================== ================== ================== ==================
Sub Total 8.B2 8393013 2.763284%
================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
J.P. Morgan
JPMorgan Chase & Co. Securities plc 3.696771 6.460055%
======================= ===================== ===================== ======================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
12. Date of Completion
23-Sep-2022
13. Place Of Completion
London
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END
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