TR-1 (1483481)
09 Novembro 2022 - 11:29AM
UK Regulatory
OTAQ Plc (OTAQ) TR-1 09-Nov-2022 / 14:29 GMT/BST Dissemination
of a Regulatory Announcement, transmitted by EQS Group. The issuer
is solely responsible for the content of this announcement.
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)
i
1a. Identity of the issuer or the underlying issuer of existing OTAQ PLC
shares to which voting rights are attached ii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights X
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name HARALD ROTSCH
City and country of registered office (if applicable)
4. Full name of shareholder(s) (if different from 3.) v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached vi: 9 November 2022
6. Date on which issuer notified (DD/MM/YYYY): 9 November 2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights through financial Total of both Total number of voting
attached to shares instruments in % (8.A + rights held in issuer (8.A
(total of 8. A) (total of 8.B 1 + 8.B 8.B) + 8.B) vii
2)
Resulting situation on the date
on which threshold was crossed less than 3% less than 3% less than 3%
or reached
Position of previous
notification (if 5.64% 5.64%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights ix % of voting rights
shares
Direct Indirect Direct Indirect
ISIN code (if possible)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00BK6JQ137 less than 3%
SUBTOTAL 8. A less than 3%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Exercise/ Number of voting rights that may be acquired if
Type of financial Expiration Conversion Period the instrument is % of voting
instrument date x xi rights
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Physical or
Type of financial Expiration Exercise/ cash % of voting
instrument date x Conversion Number of voting rights rights
Period xi Settlement
xii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) X
issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary) xiv
% of voting rights if it equals % of voting rights through financial Total of both if it
Name xv or is higher than the notifiable instruments if it equals or is higher than the equals or is higher than
threshold notifiable threshold the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional information xvi
Place of completion ABERDEEN
Date of completion 9 November 2022
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ISIN: GB00BK6JQ137
Category Code: MSCL
TIDM: OTAQ
LEI Code: 213800CZGMYB5XTUXJ52
Sequence No.: 199995
EQS News ID: 1483481
End of Announcement EQS News Service
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(END) Dow Jones Newswires
November 09, 2022 09:29 ET (14:29 GMT)
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